Abstract Currently there is much interest in Hamiltonians that are not Hermitian but instead possess an antilinear PT symmetry. Here we seek to put such PT symmetric theories into as general a context as possible. After providing a brief overview of the PT symmetry program, we show that having an antilinear symmetry that acts on a well-defined Hilbert space is the most general condition that one can impose on a quantum theory for which one can have a well-defined inner product that is time independent, have a Hamiltonian that is self-adjoint, and have energy eigenvalues that are all real. For each of these properties Hermiticity is only a sufficient condition but not a necessary one, with Hermiticity thus being the special case in which the Hamiltonian has both antilinearity and Hermiticity. As well as being the necessary condition for the reality of energy eigenvalues, antilinearity in addition allows for the physically interesting cases of manifestly non-Hermitian but nonetheless self-adjoint Hamiltonians that have energy eigenvalues that appear in complex conjugate pairs, or that are Jordan block and cannot be diagonalized at all. We show that one can extend these ideas to quantum field theory, with the dual requirements of the existence of time independent inner products and invariance under complex Lorentz transformations forcing the antilinear symmetry to uniquely be CPT . We thus extend the CPT theorem to non-Hermitian Hamiltonians. For theories that are separately charge conjugation invariant, PT symmetry then follows, with the case for the physical relevance of the PT -symmetry program thus being advanced. While CPT symmetry can be defined at the classical level for every classical path in a path integral quantization procedure, in contrast, in such a path integral there is no reference at all to the Hermiticity of the Hamiltonian or the quantum Hilbert space on which it acts, as they are strictly quantum-mechanical concepts that can only be defined after the path integral quantization has been performed and the quantum Hilbert space has been constructed. CPT symmetry thus goes beyond Hermiticity and has primacy over it, with our work raising the question of how Hermiticity ever comes into quantum theory at all. To this end we show that whether or not a CPT -invariant theory has a Hamiltonian that is Hermitian is a property of the solutions to the theory and not of the Hamiltonian itself. Hermiticity thus never needs to be postulated at all.
Abstract Currently there is much interest in Hamiltonians that are not Hermitian but instead possess an antilinear PT symmetry. Here we seek to put such PT symmetric theories into as general a context as possible. After providing a brief overview of the PT symmetry program, we show that having an antilinear symmetry that acts on a well-defined Hilbert space is the most general condition that one can impose on a quantum theory for which one can have a well-defined inner product that is time independent, have a Hamiltonian that is self-adjoint, and have energy eigenvalues that are all real. For each of these properties Hermiticity is only a sufficient condition but not a necessary one, with Hermiticity thus being the special case in which the Hamiltonian has both antilinearity and Hermiticity. As well as being the necessary condition for the reality of energy eigenvalues, antilinearity in addition allows for the physically interesting cases of manifestly non-Hermitian but nonetheless self-adjoint Hamiltonians that have energy eigenvalues that appear in complex conjugate pairs, or that are Jordan block and cannot be diagonalized at all. We show that one can extend these ideas to quantum field theory, with the dual requirements of the existence of time independent inner products and invariance under complex Lorentz transformations forcing the antilinear symmetry to uniquely be CPT . We thus extend the CPT theorem to non-Hermitian Hamiltonians. For theories that are separately charge conjugation invariant, PT symmetry then follows, with the case for the physical relevance of the PT -symmetry program thus being advanced. While CPT symmetry can be defined at the classical level for every classical path in a path integral quantization procedure, in contrast, in such a path integral there is no reference at all to the Hermiticity of the Hamiltonian or the quantum Hilbert space on which it acts, as they are strictly quantum-mechanical concepts that can only be defined after the path integral quantization has been performed and the quantum Hilbert space has been constructed. CPT symmetry thus goes beyond Hermiticity and has primacy over it, with our work raising the question of how Hermiticity ever comes into quantum theory at all. To this end we show that whether or not a CPT -invariant theory has a Hamiltonian that is Hermitian is a property of the solutions to the theory and not of the Hamiltonian itself. Hermiticity thus never needs to be postulated at all.
We extend the CPT theorem to quantum field theories with non-Hermitian Hamiltonians and unstable states. Our derivation is a quite minimal one as it requires only the time-independent evolution of scalar products, invariance under complex Lorentz transformations, and a non-standard but nonetheless perfectly legitimate interpretation of charge conjugation as an antilinear operator. The first of these requirements does not force the Hamiltonian to be Hermitian. Rather, it forces its eigenvalues to either be real or to appear in complex conjugate pairs, forces the eigenvectors of such conjugate pairs to be conjugates of each other, and forces the Hamiltonian to admit of an antilinear symmetry. The latter two requirements then force this antilinear symmetry to be CPT, while forcing the Hamiltonian to be real rather than Hermitian. Our work justifies the use of the CPT theorem in establishing the equality of the lifetimes of unstable particles that are charge conjugates of each other. We show that the Euclidean time path integrals of a CPT-symmetric theory must always be real. In the quantum-mechanical limit the key results of the PT symmetry program of Bender and collaborators are recovered, with the C-operator of the PT symmetry program being identified with the linear component of the charge conjugation operator.
Advancing the case for PT Symmetry -- the Hamiltonian is always PT Symmetric
While a Hamiltonian can be both Hermitian and PT symmetric, it is PT symmetry that is the more general, as it can lead to real energy eigenvalues even if the Hamiltonian is not Hermitian. We discuss some specific ways in which PT symmetry goes beyond Hermiticity and is more far reaching than it. We show that simply by virtue of being the generator of time translations, the Hamiltonian must always be PT symmetric, regardless of whether or not it might be Hermitian. We show that the reality of the Euclidean time path integral is a necessary and sufficient condition for PT symmetry of a quantum field theory, with Hermiticity only being a sufficient condition. We show that in order to construct the correct classical action needed for a path integral quantization one must impose PT symmetry on each classical path, a requirement that has no counterpart in any Hermiticity condition since Hermiticity of a Hamiltonian is only definable after the quantization has been performed and the quantum Hilbert space has been constructed. With the spacetime metric being PT even we show that a covariant action must always be PT symmetric. Unlike Hermiticity, PT symmetry does not need to be postulated as it is derivable from Poincare invariance. Hermiticity is just a particular realization of PT symmetry, one in which the eigenspectrum is real and complete.
Abstract The recognition that the eigenvalues of a non-Hermitian Hamiltonian could all be real if the Hamiltonian had an antilinear symmetry such as PT stimulated new insight into the underlying structure of quantum mechanics. Specifically, it led to the realization that Hilbert space could be richer than the established Dirac approach of constructing inner products out of ket vectors and their Hermitian conjugate bra vectors. With antilinear symmetry one must instead build inner products out of ket vectors and their antilinear conjugates, and it is these inner products that would be time independent in the non-Hermitian but antilinearly symmetric case even as the standard Dirac inner products would not be. Moreover, and in a sense quite remarkably, antilinear symmetry could address not only the temporal behavior of the inner product but also the issue of its overall sign, with antilinear symmetry being capable of yielding a positive inner product in situations such as fourth-order derivative quantum field theories where the standard Dirac inner product is found to have ghostlike negative signature. Antilinear symmetry thus solves the ghost problem in such theories by showing that they are being formulated in the wrong Hilbert space, with antilinear symmetry providing a Hilbert space that is ghost free. Antilinear symmetry does not actually get rid of the ghost states. Rather, it shows that the reasoning that led one to think that ghosts were present in the first place is faulty. Implications of our results for constructing unitary quantum theories of gravity are presented.
Based on the PT-symmetric quantum theory, the concepts of PT-frame, PT-symmetric operator and CPT-frame on a Hilbert space K and for an operator on K are proposed. It is proved that the spectrum and point spectrum of a PT-symmetric linear operator are both symmetric with respect to the real axis and the eigenvalues of an unbroken PT-symmetric operator are real. For a linear operator H on C d , it is proved that H has unbroken PT-symmetry if and only if it has d different eigenvalues and the corresponding eigenstates are eigenstates of PT. Given a CPT-frame on K, a new positive inner product on K is induced and called CPT-inner product. Te relationship between the CPT-adjoint and the Dirac adjoint of a densely defined linear operator is derived, and it is proved that an operator which has a bounded CPT-frame is CPT-Hermitian if and only if it is T-symmetric, in that case, it is similar to a Hermitian operator. The existence of an operator C consisting of a CPT-frame is discussed. These concepts and results will serve a mathematical discussion about PT-symmetric quantum mechanics.
While Hermiticity of a time-independent Hamiltonian leads to unitary time evolution, in and of itself, the requirement of Hermiticity is only sufficient for unitary time evolution. In this paper, we provide conditions that are both necessary and sufficient. We show that PT symmetry of a time-independent Hamiltonian, or equivalently, reality of the secular equation that determines its eigenvalues, is both necessary and sufficient for unitary time evolution. For any PT-symmetric Hamiltonian H, there always exists an operator V that relates H to its Hermitian adjoint according to VHV(-1)=H(†). When the energy spectrum of H is complete, Hilbert space norms <ψ(1)|V|ψ(2)> constructed with this V are always preserved in time. With the energy eigenvalues of a real secular equation being either real or appearing in complex conjugate pairs, we thus establish the unitarity of time evolution in both cases. We also establish the unitarity of time evolution for Hamiltonians whose energy spectra are not complete. We show that when the energy eigenvalues of a Hamiltonian are real and complete, the operator V is a positive Hermitian operator, which has an associated square root operator that can be used to bring the Hamiltonian to a Hermitian form. We show that systems with PT-symmetric Hamiltonians obey causality. We note that Hermitian theories are ordinarily associated with a path integral quantization prescription in which the path integral measure is real, while in contrast, non-Hermitian but PT-symmetric theories are ordinarily associated with path integrals in which the measure needs to be complex, but in which the Euclidean time continuation of the path integral is nonetheless real. Just as the second-order Klein-Gordon theory is stabilized against transitions to negative frequencies because its Hamiltonian is positive-definite, through PT symmetry, the fourth-order derivative Pais-Uhlenbeck theory can equally be stabilized.
The average quantum physicist on the street would say that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under combined matrix transposition and complex conjugation) in order to guarantee that the energy eigenvalues are real and that time evolution is unitary. However, the Hamiltonian H = p 2 + ix 3 , which is obviously not Dirac Hermitian, has a positive real discrete spectrum and generates unitary time evolution, and thus it defines a fully consistent and physical quantum theory. Evidently, the axiom of Dirac Hermiticity is too restrictive. While H = p 2 + ix 3 is not Dirac Hermitian, it is PT symmetric; that is, invariant under combined parity P (space reflection) and time reversal T . The quantum mechanics defined by a PT -symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics is extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past few years, some of these properties have been verified in laboratory experiments. A particularly interesting PT-symmetric Hamiltonian is H = p 2 − x 4 , which contains an upside-down potential. This potential is discussed in detail, and it is explained in intuitive as well as in rigorous terms why the energy levels of this potential are real, positive, and discrete. Applications of PT -symmetry in quantum field theory are also discussed.