While Hermiticity of a time-independent Hamiltonian leads to unitary time evolution, in and of itself, the requirement of Hermiticity is only sufficient for unitary time evolution. In this paper, we provide conditions that are both necessary and sufficient. We show that PT symmetry of a time-independent Hamiltonian, or equivalently, reality of the secular equation that determines its eigenvalues, is both necessary and sufficient for unitary time evolution. For any PT-symmetric Hamiltonian H, there always exists an operator V that relates H to its Hermitian adjoint according to VHV(-1)=H(†). When the energy spectrum of H is complete, Hilbert space norms <ψ(1)|V|ψ(2)> constructed with this V are always preserved in time. With the energy eigenvalues of a real secular equation being either real or appearing in complex conjugate pairs, we thus establish the unitarity of time evolution in both cases. We also establish the unitarity of time evolution for Hamiltonians whose energy spectra are not complete. We show that when the energy eigenvalues of a Hamiltonian are real and complete, the operator V is a positive Hermitian operator, which has an associated square root operator that can be used to bring the Hamiltonian to a Hermitian form. We show that systems with PT-symmetric Hamiltonians obey causality. We note that Hermitian theories are ordinarily associated with a path integral quantization prescription in which the path integral measure is real, while in contrast, non-Hermitian but PT-symmetric theories are ordinarily associated with path integrals in which the measure needs to be complex, but in which the Euclidean time continuation of the path integral is nonetheless real. Just as the second-order Klein-Gordon theory is stabilized against transitions to negative frequencies because its Hamiltonian is positive-definite, through PT symmetry, the fourth-order derivative Pais-Uhlenbeck theory can equally be stabilized.
While Hermiticity of a time-independent Hamiltonian leads to unitary time evolution, in and of itself, the requirement of Hermiticity is only sufficient for unitary time evolution. In this paper, we provide conditions that are both necessary and sufficient. We show that PT symmetry of a time-independent Hamiltonian, or equivalently, reality of the secular equation that determines its eigenvalues, is both necessary and sufficient for unitary time evolution. For any PT-symmetric Hamiltonian H, there always exists an operator V that relates H to its Hermitian adjoint according to VHV(-1)=H(†). When the energy spectrum of H is complete, Hilbert space norms <ψ(1)|V|ψ(2)> constructed with this V are always preserved in time. With the energy eigenvalues of a real secular equation being either real or appearing in complex conjugate pairs, we thus establish the unitarity of time evolution in both cases. We also establish the unitarity of time evolution for Hamiltonians whose energy spectra are not complete. We show that when the energy eigenvalues of a Hamiltonian are real and complete, the operator V is a positive Hermitian operator, which has an associated square root operator that can be used to bring the Hamiltonian to a Hermitian form. We show that systems with PT-symmetric Hamiltonians obey causality. We note that Hermitian theories are ordinarily associated with a path integral quantization prescription in which the path integral measure is real, while in contrast, non-Hermitian but PT-symmetric theories are ordinarily associated with path integrals in which the measure needs to be complex, but in which the Euclidean time continuation of the path integral is nonetheless real. Just as the second-order Klein-Gordon theory is stabilized against transitions to negative frequencies because its Hamiltonian is positive-definite, through PT symmetry, the fourth-order derivative Pais-Uhlenbeck theory can equally be stabilized.
Abstract Currently there is much interest in Hamiltonians that are not Hermitian but instead possess an antilinear PT symmetry. Here we seek to put such PT symmetric theories into as general a context as possible. After providing a brief overview of the PT symmetry program, we show that having an antilinear symmetry that acts on a well-defined Hilbert space is the most general condition that one can impose on a quantum theory for which one can have a well-defined inner product that is time independent, have a Hamiltonian that is self-adjoint, and have energy eigenvalues that are all real. For each of these properties Hermiticity is only a sufficient condition but not a necessary one, with Hermiticity thus being the special case in which the Hamiltonian has both antilinearity and Hermiticity. As well as being the necessary condition for the reality of energy eigenvalues, antilinearity in addition allows for the physically interesting cases of manifestly non-Hermitian but nonetheless self-adjoint Hamiltonians that have energy eigenvalues that appear in complex conjugate pairs, or that are Jordan block and cannot be diagonalized at all. We show that one can extend these ideas to quantum field theory, with the dual requirements of the existence of time independent inner products and invariance under complex Lorentz transformations forcing the antilinear symmetry to uniquely be CPT . We thus extend the CPT theorem to non-Hermitian Hamiltonians. For theories that are separately charge conjugation invariant, PT symmetry then follows, with the case for the physical relevance of the PT -symmetry program thus being advanced. While CPT symmetry can be defined at the classical level for every classical path in a path integral quantization procedure, in contrast, in such a path integral there is no reference at all to the Hermiticity of the Hamiltonian or the quantum Hilbert space on which it acts, as they are strictly quantum-mechanical concepts that can only be defined after the path integral quantization has been performed and the quantum Hilbert space has been constructed. CPT symmetry thus goes beyond Hermiticity and has primacy over it, with our work raising the question of how Hermiticity ever comes into quantum theory at all. To this end we show that whether or not a CPT -invariant theory has a Hamiltonian that is Hermitian is a property of the solutions to the theory and not of the Hamiltonian itself. Hermiticity thus never needs to be postulated at all.
Advancing the case for PT Symmetry -- the Hamiltonian is always PT Symmetric
While a Hamiltonian can be both Hermitian and PT symmetric, it is PT symmetry that is the more general, as it can lead to real energy eigenvalues even if the Hamiltonian is not Hermitian. We discuss some specific ways in which PT symmetry goes beyond Hermiticity and is more far reaching than it. We show that simply by virtue of being the generator of time translations, the Hamiltonian must always be PT symmetric, regardless of whether or not it might be Hermitian. We show that the reality of the Euclidean time path integral is a necessary and sufficient condition for PT symmetry of a quantum field theory, with Hermiticity only being a sufficient condition. We show that in order to construct the correct classical action needed for a path integral quantization one must impose PT symmetry on each classical path, a requirement that has no counterpart in any Hermiticity condition since Hermiticity of a Hamiltonian is only definable after the quantization has been performed and the quantum Hilbert space has been constructed. With the spacetime metric being PT even we show that a covariant action must always be PT symmetric. Unlike Hermiticity, PT symmetry does not need to be postulated as it is derivable from Poincare invariance. Hermiticity is just a particular realization of PT symmetry, one in which the eigenspectrum is real and complete.
The Hamiltonian H specifies the energy levels and time evolution of a quantum theory. A standard axiom of quantum mechanics requires that H be Hermitian because Hermiticity guarantees that the energy spectrum is real and that time evolution is unitary (probability-preserving). This paper describes an alternative formulation of quantum mechanics in which the mathematical axiom of Hermiticity (transpose + complex conjugate) is replaced by the physically transparent condition of space-time reflection (PT) symmetry. If H has an unbroken PT symmetry, then the spectrum is real. Examples of PT-symmetric non-Hermitian quantum-mechanical Hamiltonians are H=p^2+ix^3 and H=p^2-x^4. Amazingly, the energy levels of these Hamiltonians are all real and positive! In general, if H has an unbroken PT symmetry, then it has another symmetry represented by a linear operator C. Using C, one can construct a time-independent inner product with a positive-definite norm. Thus, PT-symmetric Hamiltonians describe a new class of complex quantum theories having positive probabilities and unitary time evolution. The Lee Model is an example of a PT-symmetric Hamiltonian. The renormalized Lee-model Hamiltonian has a negative-norm "ghost" state because renormalization causes the Hamiltonian to become non-Hermitian. For the past 50 years there have been many attempts to find a physical interpretation for the ghost, but all such attempts failed. Our interpretation of the ghost is simply that the non-Hermitian Lee Model Hamiltonian is PT-symmetric. The C operator for the Lee Model is calculated exactly and in closed form and the ghost is shown to be a physical state having a positive norm. The ideas of PT symmetry are illustrated by using many quantum-mechanical and quantum-field-theoretic models.
This paper proposes to broaden the canonical formulation of quantum mechanics.Ordinarily, one imposes the condition H † = H on the Hamiltonian, where † represents the mathematical operation of complex conjugation and matrix transposition.This conventional Hermiticity condition is sufficient to ensure that the Hamiltonian H has a real spectrum.However, replacing this mathematical condition by the weaker and more physical requirement H ‡ = H, where ‡ represents combined parity reflection and time reversal PT , one obtains new classes of complex Hamiltonians whose spectra are still real and positive.This generalization of Hermiticity is investigated using a complex deformation H = p 2 + x 2 (ix) ǫ of the harmonic oscillator Hamiltonian, where ǫ is a real parameter.The system exhibits two phases: When ǫ ≥ 0, the energy spectrum of H is real and positive as a consequence of PT symmetry.However, when -1 < ǫ < 0, the spectrum contains an infinite number of complex eigenvalues and a finite number of real, positive eigenvalues because PT symmetry is spontaneously broken.The phase transition that occurs at ǫ = 0 manifests itself in both the quantum-mechanical system and the underlying classical system.Similar qualitative features are exhibited by complex deformations of other standard real Hamiltonians H = p 2 + x 2N (ix) ǫ with N integer and ǫ > -N ; each of these complex Hamiltonians exhibits a phase transition at ǫ = 0.These PT -symmetric theories may be viewed as analytic continuations of conventional theories from real to complex phase space.
The Hamiltonian H specifies the energy levels and time evolution of a quantum theory. A standard axiom of quantum mechanics requires that H be Hermitian because Hermiticity guarantees that the energy spectrum is real and that time evolution is unitary (probability-preserving). This paper describes an alternative formulation of quantum mechanics in which the mathematical axiom of Hermiticity (transpose +complex conjugate) is replaced by the physically transparent condition of space–time reflection ( ) symmetry. If H has an unbroken symmetry, then the spectrum is real. Examples of -symmetric non-Hermitian quantum-mechanical Hamiltonians are and . Amazingly, the energy levels of these Hamiltonians are all real and positive! Does a -symmetric Hamiltonian H specify a physical quantum theory in which the norms of states are positive and time evolution is unitary? The answer is that if H has an unbroken symmetry, then it has another symmetry represented by a linear operator . In terms of , one can construct a time-independent inner product with a positive-definite norm. Thus, -symmetric Hamiltonians describe a new class of complex quantum theories having positive probabilities and unitary time evolution. The Lee model provides an excellent example of a -symmetric Hamiltonian. The renormalized Lee-model Hamiltonian has a negative-norm 'ghost' state because renormalization causes the Hamiltonian to become non-Hermitian. For the past 50 years there have been many attempts to find a physical interpretation for the ghost, but all such attempts failed. The correct interpretation of the ghost is simply that the non-Hermitian Lee-model Hamiltonian is -symmetric. The operator for the Lee model is calculated exactly and in closed form and the ghost is shown to be a physical state having a positive norm. The ideas of symmetry are illustrated by using many quantum-mechanical and quantum-field-theoretic models.
The average quantum physicist on the street would say that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under combined matrix transposition and complex conjugation) in order to guarantee that the energy eigenvalues are real and that time evolution is unitary. However, the Hamiltonian H = p 2 + ix 3 , which is obviously not Dirac Hermitian, has a positive real discrete spectrum and generates unitary time evolution, and thus it defines a fully consistent and physical quantum theory. Evidently, the axiom of Dirac Hermiticity is too restrictive. While H = p 2 + ix 3 is not Dirac Hermitian, it is PT symmetric; that is, invariant under combined parity P (space reflection) and time reversal T . The quantum mechanics defined by a PT -symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics is extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past few years, some of these properties have been verified in laboratory experiments. A particularly interesting PT-symmetric Hamiltonian is H = p 2 − x 4 , which contains an upside-down potential. This potential is discussed in detail, and it is explained in intuitive as well as in rigorous terms why the energy levels of this potential are real, positive, and discrete. Applications of PT -symmetry in quantum field theory are also discussed.