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arXiv:nlin/0301033 · Physical Review A

Effective Hamiltonians for periodically driven systems

Saar Rahav, Ido Gilary, Shmuel Fishman

Published Jul 28, 2003• 262 citations
arXivHTMLPDF

Abstract

The dynamics of classical and quantum systems, which are driven by a high-frequency $(\ensuremath{\omega})$ field, is investigated. For classical systems, the motion is separated into a slow part and a fast part. The motion for the slow part is computed perturbatively in powers of ${\ensuremath{\omega}}^{\ensuremath{-}1}$ to the order ${\ensuremath{\omega}}^{\ensuremath{-}4},$ and the corresponding time independent Hamiltonian is calculated. Such an effective Hamiltonian for the corresponding quantum problem is computed to the order ${\ensuremath{\omega}}^{\ensuremath{-}4}$ in a high-frequency expansion. Its spectrum is the quasienergy spectrum of the time dependent quantum system. The classical limit of this effective Hamiltonian is the classical effective time independent Hamiltonian. It is demonstrated that this effective Hamiltonian gives the exact quasienergies and quasienergy states of some simple examples, as well as the lowest resonance of a nontrivial model for an atom trap. The theory that is developed in this paper is useful for the analysis of atomic motion in atom traps of various shapes.

DOI
10.1103/physreva.68.013820

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The dynamics of classical and quantum systems, which are driven by a high-frequency (\ensuremathω)(\ensuremath{\omega})(\ensuremathω) field, is investigated. For classical systems, the motion is separated into a slow part and a fast part. The motion for the slow part is computed perturbatively in powers of \ensuremathω\ensuremath−1{\ensuremath{\omega}}^{\ensuremath{-}1}\ensuremathω\ensuremath−1 to the order \ensuremathω\ensuremath−4,{\ensuremath{\omega}}^{\ensuremath{-}4},\ensuremathω\ensuremath−4, and the corresponding time independent Hamiltonian is calculated. Such an effective Hamiltonian for the corresponding quantum problem is computed to the order \ensuremathω\ensuremath−4{\ensuremath{\omega}}^{\ensuremath{-}4}\ensuremathω\ensuremath−4 in a high-frequency expansion. Its spectrum is the quasienergy spectrum of the time dependent quantum system. The classical limit of this effective Hamiltonian is the classical effective time independent Hamiltonian. It is demonstrated that this effective Hamiltonian gives the exact quasienergies and quasienergy states of some simple examples, as well as the lowest resonance of a nontrivial model for an atom trap. The theory that is developed in this paper is useful for the analysis of atomic motion in atom traps of various shapes.
A quantum system driven by a high-frequency periodic perturbation is studied. By using the asymptotic expansions in terms of inverse powers of the driving frequency, a class of unitary time-dependent canonical transformations is defined which renders the transformed Hamiltonians time independent. One representative of those Hamiltonians is the quasienergy operator, which is explicitly derived up to the fourth order. The classical limit of the theory and the possibility of separating the mean-motion Hamiltonian is discussed. It is shown that this separation can consistently be carried out to higher orders only in the case of a uniform external force. The application of the method to unperturbed systems with regular confining and singular potentials is discussed by considering the examples of harmonic oscillator, particle in the double-well potential, and particle in the Coulomb potential.
The classical and quantum dynamics in a high frequency field are found to be described by an effective time independent Hamiltonian. It is calculated in a systematic expansion in the inverse of the frequency (omega) to order omega(-4). The work is an extension of the classical result for the Kapitza pendulum, which was calculated in the past to order omega(-2). The analysis makes use of an implementation of the method of separation of time scales and of a quantum gauge transformation in the framework of Floquet theory. The effective time independent Hamiltonian enables one to explore the dynamics in the presence of rapidly oscillating fields, in the framework of theories that were developed for systems with time independent Hamiltonians. The results are relevant, in particular, for exploring the dynamics of cold atoms.
We derive a systematic high-frequency expansion for the effective Hamiltonian and the micromotion operator of periodically driven quantum systems.Our approach is based on the block diagonalization of the quasienergy operator in the extended Floquet Hilbert space by means of degenerate perturbation theory.The final results are equivalent to those obtained within a different approach (Rahav et al 2003 Phys.Rev. A 68 013820), (Goldman and Dalibard 2014 Phys.Rev. X 4 031027) and can also be related to the Floquet-Magnus expansion (Casas et al 2001 J. Phys.A 34 3379).We discuss that the dependence on the driving phase, which plagues the latter, can lead to artifactual symmetry breaking.The high-frequency approach is illustrated using the example of a periodically driven Hubbard model.Moreover, we discuss the nature of the approximation and its limitations for systems of many interacting particles.
Effective Hamiltonians in periodically driven systems have received widespread attention for realization of novel quantum phases, non-equilibrium phase transition, and Majorana mode. Recently, the study of effective Hamiltonian using various methods has gained great interest. We consider a vector differential equation of motion to derive the effective Hamiltonian for any periodically driven two-level system, and the dynamics of the spin vector are an evolution under the Bloch sphere. Here, we investigate the properties of this equation and show that a sudden change of the effective Hamiltonian is expected. Furthermore, we present several exact relations, whose expressions are independent of the different starting points. Moreover, we deduce the effective Hamiltonian from the high-frequency limit, which approximately equals the results in previous studies. Our results show that the vector differential equation of motion is not affected by a convergence problem, and thus, can be used to numerically investigate the effective models in any periodic modulating system. Finally, we anticipate that the proposed method can be applied to experimental platforms that require time-periodic modulation, such as ultracold atoms and optical lattices.
We construct a systematic high-frequency expansion for periodically driven quantum systems based on the Brillouin-Wigner (BW) perturbation theory, which generates an effective Hamiltonian on the projected zero-photon subspace in the Floquet theory, reproducing the quasienergies and eigenstates of the original Floquet Hamiltonian up to desired order in $1/\ensuremath{\omega}$, with $\ensuremath{\omega}$ being the frequency of the drive. The advantage of the BW method is that it is not only efficient in deriving higher-order terms, but even enables us to write down the whole infinite series expansion, as compared to the van Vleck degenerate perturbation theory. The expansion is also free from a spurious dependence on the driving phase, which has been an obstacle in the Floquet-Magnus expansion. We apply the BW expansion to various models of noninteracting electrons driven by circularly polarized light. As the amplitude of the light is increased, the system undergoes a series of Floquet topological-to-topological phase transitions, whose phase boundary in the high-frequency regime is well explained by the BW expansion. As the frequency is lowered, the high-frequency expansion breaks down at some point due to band touching with nonzero-photon sectors, where we find numerically even more intricate and richer Floquet topological phases spring out. We have then analyzed, with the Floquet dynamical mean-field theory, the effects of electron-electron interaction and energy dissipation. We have specifically revealed that phase transitions from Floquet-topological to Mott insulators emerge, where the phase boundaries can again be captured with the high-frequency expansion.
We present theoretical methods for studying quantum mechanical systems subjected to fast periodic driving and apply them to model systems with long-range interaction. We provide a comparison between the methods and insight facilitated by these methods. The methods recently occurred in scientific papers, which supports the need for a scrutinized exposition of the theory. One of the main objects of the theory is a so-called Floquet Hamiltonian-an artificial stationary Hamiltonian describing important features of a quantum system. The methods construct Floquet Hamiltonians in the form of series in the powers of the time period. We present the spectra of Floquet Hamiltonians-the so-called quasienergy spectra-computed by the methods and computed numerically (with higher precision). The quasienergy spectra were computed using various approximations of Floquet Hamiltonians and compared. We discuss an interesting topic of the classical limit of an artificial stationary system. We also mention the kicked rotor system and its connection with the kicked top system-one of our model systems. In summary, the method characterized by simultaneous construction of a Floquet Hamiltonian and a so-called kick operator (operator capturing fast changes of the system) was found universal and accurate. The thesis presents an...