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arXiv:cond-mat/9703164 · Physical review. B, Condensed matter

Theory of many-fermion systems

D. Belitz, T. R. Kirkpatrick

Published Sep 15, 1997• 65 citations
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Abstract

A general field-theoretical description of many-fermion systems, both with and without quenched disorder, is developed. Starting from the basic Grassmannian action for interacting fermions, we first bosonize the theory by introducing composite matrix variables that correspond to two-fermion excitations and integrating out the fermion degrees of freedom. The saddle-point solution of the resulting matrix field theory reproduces a disordered Hartree-Fock approximation, and an expansion to Gaussian order about the saddle point corresponds to a disordered random-phase approximation (RPA)-like theory. In the clean limit they reduce to the ordinary Hartree-Fock and random-phase approximations. We first concentrate on disordered systems, and perform a symmetry analysis that allows for a systematic separation of the massless modes from the massive ones. By treating the massive modes in a simple approximation, one obtains a technically satisfactory derivation of the generalized nonlinear $\ensuremath{\sigma}$ model that has been used in the theory of metal-insulator transitions. The theory also allows for the treatment of other phase transitions in the disordered Fermi liquid. We further use renormalization group techniques to establish the existence of a disordered Fermi-liquid fixed point, and show that it is stable for all dimensions $d>2$. The so-called weak-localization effects can be understood as corrections to scaling near this fixed point. The general theory also allows for studying the clean limit. For that case we develop a loop expansion that corresponds to an expansion in powers of the screened Coulomb interaction, and that represents a systematic improvement over RPA. We corroborate the existence of a Fermi-liquid fixed point that is stable for all dimensions $d>1$, in agreement with other recent field-theoretical treatments of clean Fermi liquids.

DOI
10.1103/physrevb.56.6513

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•Jan 1, 2009•2 citations
A general field-theoretical description of many-fermion systems, both with and without quenched disorder, is developed. Starting from the basic Grassmannian action for interacting fermions, we first bosonize the theory by introducing composite matrix variables that correspond to two-fermion excitations and integrating out the fermion degrees of freedom. The saddle-point solution of the resulting matrix field theory reproduces a disordered Hartree-Fock approximation, and an expansion to Gaussian order about the saddle point corresponds to a disordered random-phase approximation (RPA)-like theory. In the clean limit they reduce to the ordinary Hartree-Fock and random-phase approximations. We first concentrate on disordered systems, and perform a symmetry analysis that allows for a systematic separation of the massless modes from the massive ones. By treating the massive modes in a simple approximation, one obtains a technically satisfactory derivation of the generalized nonlinear \ensuremathσ\ensuremath{\sigma}\ensuremathσ model that has been used in the theory of metal-insulator transitions. The theory also allows for the treatment of other phase transitions in the disordered Fermi liquid. We further use renormalization group techniques to establish the existence of a disordered Fermi-liquid fixed point, and show that it is stable for all dimensions d>2d>2d>2. The so-called weak-localization effects can be understood as corrections to scaling near this fixed point. The general theory also allows for studying the clean limit. For that case we develop a loop expansion that corresponds to an expansion in powers of the screened Coulomb interaction, and that represents a systematic improvement over RPA. We corroborate the existence of a Fermi-liquid fixed point that is stable for all dimensions d>1d>1d>1, in agreement with other recent field-theoretical treatments of clean Fermi liquids.
An effective field theory for clean electron systems is developed in analogy to the generalized nonlinear $\ensuremath{\sigma}$ model for disordered interacting electrons. The physical goal is to separate the soft or massless electronic degrees of freedom from the massive ones and integrate out the latter to obtain a field theory in terms of the soft degrees of freedom only. The resulting theory is not perturbative with respect to the electron-electron interaction. It is controlled by means of a systematic loop expansion and allows for a renormalization-group analysis in a natural way. It is applicable to universal phenomena within phases, and to transitions between phases, with order parameters in arbitrary angular-momentum channels, and in the spin-singlet, spin-triplet, particle-hole, and particle-particle channels. Applications include ferromagnetic and ferrimagnetic ordering, non-sss-wave ferromagnetic order (magnetic nematics), Fermi-liquid to non-Fermi-liquid transitions, and universal phenomena within a Fermi-liquid phase.
The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A d=1d=1d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in d=2and3d=2 \mathrm{and} 3d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function FFF, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a 1N\frac{1}{N}N1​ expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in d=2d=2d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.
We give a Hamiltonian-based interpretation of microscopic Fermi liquid theory within a renormalization group framework. The Fermi liquid fixed-point Hamiltonian with its leading-order corrections is identified and we show that the mean field calculations for this model correspond to the Landau phenomenological approach. This is illustrated first of all for the Kondo and Anderson models of magnetic impurities which display Fermi liquid behaviour at low temperatures. We then show how these results can be deduced by a reorganization of perturbation theory, in close parallel to that for the renormalized φ4 field theory. The Fermi liquid results follow from the two lowest order diagrams of the renormalized perturbation expansion. The calculations for the impurity models are simpler than for the general case because the self-energy depends on frequency only. We show, however, that a similar renormalized expansion can be derived also for the case of a translationally invariant system. The parameters specifying the Fermi liquid fixed-point Hamiltonian are related to the renormalized vertices appearing in the perturbation theory. The collective zero sound modes appear in the quasiparticle-quasihole ladder sum of the renormalized perturbation expansion. The renormalized perturbation expansion can in principle be used beyond the Fermi liquid regime to higher temperatures. This approach should be particularly useful for heavy fermions and other strongly correlated electron systems, where the renormalization of the single-particle excitations are particularly large. We briefly look at the breakdown of Fermi liquid theory from a renormalized perturbation theory point of view. We show how a modified version of the approach can be used in some situations, such as the spinless Luttinger model, where Fermi liquid theory is not applicable. Other examples of systems where the Fermi liquid theory breaks down are also briefly discussed.
We develop a general theory of fermion liquids in spatial dimensions greater than 1. The principal method, bosonization, is applied to the cases of short- and long-range longitudinal interactions and to transverse gauge interactions. All the correlation funtions of the system may be obtained with the use of a generating functional. Short-range and Coulomb interactions do not destroy the Landau-Fermi fixed point. Non-Fermi liquid fixed points are found, however, in the cases of a super-long-range longitudinal interaction in two dimensions and transverse gauge interactions in two and three spatial dimensions. We consider in some detail the (2+1)-dimensional problem of a Chern-Simons gauge action combined with a longitudinal two-body interaction V(q)\ensuremath{\propto}\ensuremath{\Vert}q${\mathrm{\ensuremath{\Vert}}}^{\mathit{y}\mathrm{\ensuremath{-}}1}$, which controls the density, and hence gauge, fluctuations. For y0 we find that the gauge interaction is irrelevant and the Landau fixed point is stable, while for y>0 the interaction is relevant and the fixed point cannot be accessed by bosonization. Of special importance is the case y=0 (Coulomb interaction), which describes the Halperin-Lee-Read theory of the half-filled Landau level. We obtain the full quasiparticle propagator, which is of a marginal Fermi-liquid form. Using Ward identities, we show that neither the inclusion of nonlinear terms in the fermion dispersion nor vertex corrections alters our results: the fixed point is accessible by bosonization. As the two-point fermion Green's function is not gauge invariant, we also invetigate the gauge-invariant density response function. Near momentum Q=2kF{\mathit{k}}_{\mathit{F}}kF​, in addition to the Kohn anomaly we find other nonanalytic behavior. In the appendies we present a numerical calculation of the spectral function for a Fermi liquid with Landau parameter f0{\mathit{f}}_{0}f0​\ensuremath{\ne}0. We also show how Kohn's theorem is satisfied within the bosonization framework.
This chapter first studies the interaction effect of a Fermi sea on a single particle propagator and the related phenomenon of orthogonality catastrophe in X-ray spectrum. It then looks at a weakly interacting Fermi gas using Hartree–Fock approximation and introduces the notion of Fermi liquid. It discusses the concept and the appearance of quasiparticle in Fermi liquid. In addition to the standard quasiparticle description of Fermi liquid, the chapter also introduces a hydrodynamic description of Fermi liquid, which can be viewed as higher dimensional bosonization. Using the spin-density-wave state as an example, it then discusses how interaction can cause instability of Fermi liquid and generate a symmetry breaking phase transition to a spin ordered phase. Several theoretical methods, such as mean-field theory, variatonal approach, and RPA method are introduced within the interacting fermion systems. The low energy O(3) non-linear sigma model for the spin ordered phase is derived, where close attention has been paid to the possible topological terms in the non-linear sigma model. The effect of topological terms on the low energy dynamics of spin waves is discussed.
The physics of interacting Fermi systems is extremely sensitive to the energy scale. Of particular interest is the low energy regime where correlation induced collective behavior emerges. The theory of interacting Fermi systems is confronted with the occurrence of very different phenomena along a continuum of scales calling for methods capable of computing physical observables as a function of energy scale. In this thesis, we perform a comprehensive renormalization group analysis of two and three-dimensional Fermi systems at low and zero temperature. We examine systems with spontaneous symmetry-breaking and quantum critical behavior by deriving and solving flow equations within the functional renormalization group framework. We extend the Hertz-Millis theory of quantumphase transitions in itinerant fermion systems to phases with discrete and continuous symmetry-breaking, and to quantum critical points where the zero temperature theory is associated with a non-Gaussian fixed point. The order parameter is implemented by a bosonic Hubbard-Stratonovich field, which - for continuous symmetry-breaking - splits into two components corresponding to longitudinal and transversal Goldstone fluctuations. We compute the finite temperature phase boundary near the quantum critical point explicitly including non-Gaussian fluctuations. We then set up a coupled fermion-boson renormalization group theory that captures the mutual interplay of gapless fermions with massless order parameter fluctuations when approaching a quantum critical point. As a first application, we compute the complete set of quantum critical exponents at the semimetal-to-superfluid quantum phase transition of attractively interacting Dirac fermions in two dimensions. Both, the order parameter propagator and the fermion propagator become nonanalytic functions of momenta destroying the Fermi liquid behavior. We finally compute the effects of quantum fluctuations in the superfluid ground state of an attractively interacting Fermi system, employing the attractive Hubbard model as a prototype. The flow equations capture the influence of longitudinal and Goldstone order parameter fluctuations on non-universal quantities such as the fermionic gap and the fermion-boson vertex, as well as the exact universal infrared asymptotics present in every fermionic superfluid.