The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A
d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in
d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function
F, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a
N1 expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in
d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.
We generalize Nozi\`eres' Fermi-liquid theory for the low-energy behavior of the Kondo model to that of the single-impurity Anderson model. In addition to the electrons' phase shift at the Fermi energy, the low-energy Fermi-liquid theory is characterized by four Fermi-liquid parameters: the two given by Nozi\`eres that enter to first order in the excitation energy, and two additional ones that enter to second order and are needed away from particle-hole symmetry. We express all four parameters in terms of zero-temperature physical observables, namely the local charge and spin susceptibilities and their derivatives with respect to the local level position. We determine these in terms of the bare parameters of the Anderson model using Bethe ansatz and numerical renormalization group (NRG) calculations. Our low-energy Fermi-liquid theory applies throughout the crossover from the strong-coupling Kondo regime via the mixed-valence regime to the empty-orbital regime. From the Fermi-liquid theory, we determine the conductance through a quantum dot symmetrically coupled to two leads in the regime of small magnetic field, low temperature, and small bias voltage, and compute the coefficients of the $\ensuremath{\sim}{B}^{2}, \ensuremath{\sim}{T}^{2}$, and $\ensuremath{\sim}{V}^{2}$ terms exactly in terms of the Fermi-liquid parameters. The coefficients of
T2,V2, and
B2 are found to change sign during the Kondo to empty-orbital crossover. The crossover becomes universal in the limit that the local interaction is much larger than the level width. For completeness, we also compute the shot noise and discuss the resulting Fano factor.
We show that the renormalization-group (RG) approach to interacting fermions at one-loop order recovers Fermi-liquid-theory results when the forward scattering zero sound and exchange channels are both taken into account. The Landau parameters are related to the fixed point value of the \ensuremath{\Omega} limit of the forward scattering vertex. We specify the conditions under which the results obtained at one-loop order hold at all orders in a loop expansion. We also emphasize the similarities between our RG approach and the diagrammatic derivation of Fermi-liquid theory. \textcopyright{} 1996 The American Physical Society.
We apply the finite-temperature renormalization group (RG) to a model based on an effective action with a short-range repulsive interaction and a rotation-invariant Fermi surface. The basic quantities of Fermi-liquid theory, the Landau function, and the scattering vertex are calculated as fixed points of the RG flow in terms of the effective action's interaction function. The classic derivations of Fermi-liquid theory, which apply the Bethe-Salpeter equation and amount to summing direct particle-hole ladder diagrams, neglect the zero-angle singularity in the exchange particle-hole loop. As a consequence, the antisymmetry of the forward scattering vertex is not guaranteed and the amplitude sum rule must be imposed by hand on the components of the Landau function. We show that the strong interference of the direct and exchange processes of particle-hole scattering near zero angle invalidates the ladder approximation in this region, resulting in temperature-dependent narrow-angle anomalies in the Landau function and scattering vertex. In this RG approach the Pauli principle is automatically satisfied. The consequences of the RG corrections on Fermi-liquid theory are discussed. In particular, we show that the amplitude sum rule is not valid.
The renormalization-group (RG) method is applied to study interacting fermions at finite temperature. A model based on the [psi][superscript]4-Grassmann effective action with SU(N )-invariant short-range interaction and a rotationally invariant Fermi surface in spatial dimensions d = 2, 3 is studied. We show how the key results of the Landau Fermi liquid theory can be recovered by this finite-temperature RG technique. Applying the RG to response functions, we find the compressibility and the spin susceptibility as solutions of the RG flow equations. We discuss subtleties associated with the symmetry properties of the four-point vertex (the implications of the Pauli principle). We point out distinctions between three quantities: the bare interaction of the low-energy effective action, the Landau function and the forward scattering vertex.The bare interaction of the effective action is not a RG fixed point, but a common starting point of the flow trajectories of two limiting forms of the four-point vertex. We have derived RG equations for the Landau channel that take into account both contributions of the direct (ZS) and the exchange (ZS' ) particle-hole graphs at one-loop level.The basic quantities of Fermi Liquid theory, the Landau interaction function and the forward scattering vertex, are calculated as fixed points of these flows in terms of the effective action's interaction function. The classic derivations of Fermi Liquid theory applying the Bethe-Salpeter equation and other analogous approaches, tantamount to some sort of RPA-type (decoupled) approximation, neglect the zero-angle singularity in the ZS' graph. As a consequence, the antisymmetry of the forward scattering vertex is not guaranteed in the final result, and the RPA sum rule must be imposed by hand on the components of the Landau function to satisfy the Pauli principle. This sum rule, not indispensable in the original phenomenological formulation of the Landau FLT, is equivalent, from the RG point of view, to a fine tuning of the effective interaction. Our results show that the strong interference of the direct and exchange processes of the particle-hole scattering near zero angle invalidates the RPA (decoupled) approximation in this region, resulting in temperature-dependent narrow-angle anomalies in the Landau function and scattering vertex, revealed by the RG analysis. In the present RG approach the Pauli principle is automatically satisfied. As follows from the RG solution, the amplitude sum rule, being an artefact of the RPA approximation, is not needed to respect statistics and, moreover, is not valid.
The low temperature behavior of a Fermi liquid can be described in terms of quasiparticle excitations that are in 1-1 correspondence with those of the noninteracting system. Because of adiabatic continuity, the Landau parameters, which describe the interactions between the quasiparticles, must evolve continuously as the interactions are turned on and be described by a set of flow equations. For strongly correlated electron systems it is not possible to follow this flow in perturbation theory when the interactions become strong. We explore the idea here of overcoming this problem by renormalizing the quasiparticles in this flow using a renormalized perturbation theory. This approach is tested in the case of a single impurity Anderson model. Analytic flow equations are derived which give excellent results for the Landau parameters in the strong correlation regime.