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arXiv:1112.5916 · Physical Review B

Effective soft-mode theory of strongly interacting fermions

D. Belitz, T. R. Kirkpatrick

Published Mar 23, 2012• 20 citations
arXivHTMLPDF

Abstract

An effective field theory for clean electron systems is developed in analogy to the generalized nonlinear $\ensuremath{\sigma}$ model for disordered interacting electrons. The physical goal is to separate the soft or massless electronic degrees of freedom from the massive ones and integrate out the latter to obtain a field theory in terms of the soft degrees of freedom only. The resulting theory is not perturbative with respect to the electron-electron interaction. It is controlled by means of a systematic loop expansion and allows for a renormalization-group analysis in a natural way. It is applicable to universal phenomena within phases, and to transitions between phases, with order parameters in arbitrary angular-momentum channels, and in the spin-singlet, spin-triplet, particle-hole, and particle-particle channels. Applications include ferromagnetic and ferrimagnetic ordering, non-$s$-wave ferromagnetic order (magnetic nematics), Fermi-liquid to non-Fermi-liquid transitions, and universal phenomena within a Fermi-liquid phase.

DOI
10.1103/physrevb.85.125126

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An effective field theory for clean electron systems is developed in analogy to the generalized nonlinear \ensuremathσ\ensuremath{\sigma}\ensuremathσ model for disordered interacting electrons. The physical goal is to separate the soft or massless electronic degrees of freedom from the massive ones and integrate out the latter to obtain a field theory in terms of the soft degrees of freedom only. The resulting theory is not perturbative with respect to the electron-electron interaction. It is controlled by means of a systematic loop expansion and allows for a renormalization-group analysis in a natural way. It is applicable to universal phenomena within phases, and to transitions between phases, with order parameters in arbitrary angular-momentum channels, and in the spin-singlet, spin-triplet, particle-hole, and particle-particle channels. Applications include ferromagnetic and ferrimagnetic ordering, non-sss-wave ferromagnetic order (magnetic nematics), Fermi-liquid to non-Fermi-liquid transitions, and universal phenomena within a Fermi-liquid phase.
A general field-theoretical description of many-fermion systems, both with and without quenched disorder, is developed. Starting from the basic Grassmannian action for interacting fermions, we first bosonize the theory by introducing composite matrix variables that correspond to two-fermion excitations and integrating out the fermion degrees of freedom. The saddle-point solution of the resulting matrix field theory reproduces a disordered Hartree-Fock approximation, and an expansion to Gaussian order about the saddle point corresponds to a disordered random-phase approximation (RPA)-like theory. In the clean limit they reduce to the ordinary Hartree-Fock and random-phase approximations. We first concentrate on disordered systems, and perform a symmetry analysis that allows for a systematic separation of the massless modes from the massive ones. By treating the massive modes in a simple approximation, one obtains a technically satisfactory derivation of the generalized nonlinear $\ensuremath{\sigma}$ model that has been used in the theory of metal-insulator transitions. The theory also allows for the treatment of other phase transitions in the disordered Fermi liquid. We further use renormalization group techniques to establish the existence of a disordered Fermi-liquid fixed point, and show that it is stable for all dimensions d>2d>2d>2. The so-called weak-localization effects can be understood as corrections to scaling near this fixed point. The general theory also allows for studying the clean limit. For that case we develop a loop expansion that corresponds to an expansion in powers of the screened Coulomb interaction, and that represents a systematic improvement over RPA. We corroborate the existence of a Fermi-liquid fixed point that is stable for all dimensions d>1d>1d>1, in agreement with other recent field-theoretical treatments of clean Fermi liquids.
The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A d=1d=1d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in d=2and3d=2 \mathrm{and} 3d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function FFF, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a 1N\frac{1}{N}N1​ expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in d=2d=2d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.
For most of the last century, condensed matter physics has been dominated by band theory and Landau's symmetry breaking theory. In the last twenty years, however, there has been an emergence of a new paradigm associated with fractionalization, emergent gauge bosons and fermions, topological order, string-net condensation, and long range entanglements. These new physical concepts are so fundamental that they may even influence our understanding of the origin of light and electrons in the universe. This book is a pedagogical and systematic introduction to the new concepts and quantum field theoretical methods in condensed matter physics. It discusses many basic notions in theoretical physics which underlie physical phenomena in nature, including a notion that unifies light and electrons. Topics covered include dissipative quantum systems, boson condensation, symmetry breaking and gapless excitations, phase transitions, Fermi liquids, spin density wave states, Fermi and fractional statistics, quantum Hall effects, topological/quantum order, and spin liquid and string-net condensation. Methods discussed include the path integral, Green's functions, mean-field theory, effective theory, renormalization group, bosonization in one- and higher dimensions, non-linear sigma-model, quantum gauge theory, dualities, projective construction, and exactly soluble models beyond one-dimension.
In this thesis a systematic, functional matrix field theory is developed to describe both clean and disordered s-wave and d-wave superconductors and the quantum phase transitions associated with them. The thesis can be divided into three parts. The first part includes chapters 1 to 3. In chapter one a general physical introduction is given. In chapters two and three the theory is developed and used to compute the equation of state as well as the number-density susceptibility, spin-density susceptibility, the sound attenuation coefficient, and the electrical conductivity in both clean and disordered s-wave superconductors. The second part includes chapter four. In this chapter we use the theory to describe the disorder-induced metal - superconductor quantum phase transition. The key physical idea here is that in addition to the superconducting order-parameter fluctuations, there are also additional soft fermionic fluctuations that are important at the transition. We develop a local field theory for the coupled fields describing superconducting and soft fermionic fluctuations. Using simple renormalization group and scaling ideas, we exactly determine the critical behavior at this quantum phase transition. Our theory justifies previous approaches. The third part includes chapter five. In this chapter we study the analogous quantum phase transition in disordered d-wave superconductors. This theory should be related to high TcT_cTc​ superconductors. Surprisingly, we show that in both the underdoped and overdoped regions, the coupling of superconducting fluctuations to the soft disordered fermionic fluctuations is much weaker than that in the s-wave case. The net result is that the disordered quantum phase transition in this case is a strong coupling, or described by an infinite disordered fixed point, transition and cannot be described by the perturbative RG description that works so well in the s-wave case. The transition appears to be related to the one that occurs in disordered quantum antiferromagnets.
We study a model of strongly-correlated systems that incorporates phases such as Fermi liquids, non-Fermi liquids, and superconductivity, in addition to potential intertwined orders. The model describes Fermi surfaces of spinful electron gas or electron liquid coupled to bosons via an intermediate gauge field. Effectively, the coupling imposes constraints and interactions between the fermion spin and the local boson density. This grants the bosons the meaning as the Schwinger boson of the magnetic order and allows us to probe a larger phase space, rather than around the quantum critical point. We design the initial model so that after the boson and gauge fields are integrated out exactly, the resulting fermion-only effective theory only consists of several local interactions, allowing controlled weak-coupling interpretation for certain parameter regions. Consequently, we find a non-Fermi liquid whose degrees of freedom in the effective theory take the form of an \emph{emergent} Fermi surface that has a different Luttinger volume from the original fermions, therefore explicitly violates the Luttinger theorem. Further, this allows a ddd-wave superconducting instability if the effective interacting induced by boson coupling is in the relevant pairing channel. When the emergent Fermi surface undergoes a Lifshitz transition, the carrier type changes. In addition, we attribute the Mott insulating behavior in the strong coupling limit to the loss of emergent Fermi surface and argue the possibility of coexisting magnetic order. Our effective theory also suggests the possibility of charge density waves as a consequence of \emph{effective} strong repulsion and is independent of the Fermi-surface-nesting scenario. We discuss the possible optimal conditions for higher superconducting transition temperature and potential relevances and implications for realistic materials.
Non-Fermi liquids are unconventional metals whose physical properties deviate qualitatively from those of noninteracting fermions due to strong quantum fluctuations near Fermi surfaces. They arise when metals are subject to singular interactions mediated by soft collective modes. In the absence of well-defined quasiparticles, universal physics of non-Fermi liquids is captured by interacting field theories which replace Landau Fermi liquid theory. However, it has been difficult to understand their universal low-energy physics due to a lack of theoretical methods that take into account strong quantum fluctuations in the presence of abundant low-energy degrees of freedom. In this review, we discuss two approaches that have been recently developed for non-Fermi liquid theory with emphasis on two space dimensions. The first is a perturbative scheme based on a dimensional regularization, which achieves a controlled access to the low-energy physics by tuning the codimension of Fermi surface. The second is a nonperturbative approach which treats the interaction ahead of the kinetic term through a non-Gaussian scaling called interaction-driven scaling. Examples of strongly coupled non-Fermi liquids amenable to exact treatments through the interaction-driven scaling are discussed.