In this thesis a systematic, functional matrix field theory is developed to describe both clean and disordered s-wave and d-wave superconductors and the quantum phase transitions associated with them. The thesis can be divided into three parts. The first part includes chapters 1 to 3. In chapter one a general physical introduction is given. In chapters two and three the theory is developed and used to compute the equation of state as well as the number-density susceptibility, spin-density susceptibility, the sound attenuation coefficient, and the electrical conductivity in both clean and disordered s-wave superconductors. The second part includes chapter four. In this chapter we use the theory to describe the disorder-induced metal - superconductor quantum phase transition. The key physical idea here is that in addition to the superconducting order-parameter fluctuations, there are also additional soft fermionic fluctuations that are important at the transition. We develop a local field theory for the coupled fields describing superconducting and soft fermionic fluctuations. Using simple renormalization group and scaling ideas, we exactly determine the critical behavior at this quantum phase transition. Our theory justifies previous approaches. The third part includes chapter five. In this chapter we study the analogous quantum phase transition in disordered d-wave superconductors. This theory should be related to high $T_c$ superconductors. Surprisingly, we show that in both the underdoped and overdoped regions, the coupling of superconducting fluctuations to the soft disordered fermionic fluctuations is much weaker than that in the s-wave case. The net result is that the disordered quantum phase transition in this case is a strong coupling, or described by an infinite disordered fixed point, transition and cannot be described by the perturbative RG description that works so well in the s-wave case. The transition appears to be related to the one that occurs in disordered quantum antiferromagnets.
In this thesis a systematic, functional matrix field theory is developed to describe both clean and disordered s-wave and d-wave superconductors and the quantum phase transitions associated with them. The thesis can be divided into three parts. The first part includes chapters 1 to 3. In chapter one a general physical introduction is given. In chapters two and three the theory is developed and used to compute the equation of state as well as the number-density susceptibility, spin-density susceptibility, the sound attenuation coefficient, and the electrical conductivity in both clean and disordered s-wave superconductors. The second part includes chapter four. In this chapter we use the theory to describe the disorder-induced metal - superconductor quantum phase transition. The key physical idea here is that in addition to the superconducting order-parameter fluctuations, there are also additional soft fermionic fluctuations that are important at the transition. We develop a local field theory for the coupled fields describing superconducting and soft fermionic fluctuations. Using simple renormalization group and scaling ideas, we exactly determine the critical behavior at this quantum phase transition. Our theory justifies previous approaches. The third part includes chapter five. In this chapter we study the analogous quantum phase transition in disordered d-wave superconductors. This theory should be related to high Tc superconductors. Surprisingly, we show that in both the underdoped and overdoped regions, the coupling of superconducting fluctuations to the soft disordered fermionic fluctuations is much weaker than that in the s-wave case. The net result is that the disordered quantum phase transition in this case is a strong coupling, or described by an infinite disordered fixed point, transition and cannot be described by the perturbative RG description that works so well in the s-wave case. The transition appears to be related to the one that occurs in disordered quantum antiferromagnets.
A comprehensive field theory is developed for superconductors with quenched disorder. We first show that the matrix field theory, used previously to describe a disordered Fermi liquid and a disordered itinerant ferromagnet, also has a saddle-point solution that describes a disordered superconductor. A general gap equation is obtained. We then expand about the saddle point to Gaussian order to explicitly obtain the physical correlation functions. The ultrasonic attenuation, number density susceptibility, spin-density susceptibility, and the electrical conductivity are used as examples. Results in the clean limit and in the disordered case are discussed, respectively. This formalism is expected to be a powerful tool to study the quantum phase transitions between the normal-metal state and the superconductor state.
Zero-temperature or quantum phase transitions in itinerant electronic systems both with and without quenched disordered are discussed. Phase transitions considered include, the ferromagnetic transition, the antiferromagnetic transition, the superconductor-metal transition, and various metal-insulator transitions. Emphasis is placed on how to determine the universal properties that characterize these quantum phase transitions. For the first three of the phase transitions listed above, one of the main physical ideas established is that in zero-temperature systems there are soft or slow modes that exist in addition to the soft order parameter fluctuations, and that these modes can couple to the critical modes. These extra soft modes are shown to have a profound effect on the quantum critical properties. For quantum phase transitions involving zero wavenumber order parameters, i.e., the ferromagnetic and superconductor-metal transitions, these extra modes effectively lead to long-ranged effective interactions between order parameter fluctuations, which in turn lead to exactly soluble critical behaviors. For the antiferromagnetic case, we argue that while in low enough dimensions disorder fluctuation effects tend to destroy long-range order, quantum fluctuations counteract this effect and in some parameter regions manage to re-establish antiferromagnetic long-range order. For the metal-insulator transition, some recent new ideas are reviewed. In particular, it is pointed out that for interacting disordered electrons, one expects that in high dimensions the metal-insulator transition is related to the phase transition that occurs in random-field magnets in high dimensions. If the analogy also holds in three dimensions this suggests that the metal-insulator transition might have glassy characteristics.
We derive an order-parameter field theory for a quantum phase transition between a disordered metal and an exotic (non-s-wave) superconductor. Mode coupling effects between the order parameter and other fermionic soft modes lead to an effective long-range interaction between the anomalous density fluctuations which is reflected in singularities in the free energy functional. However, this long-range interaction is not strong enough to suppress disorder fluctuations. The asymptotic critical region is characterized by run-away flow to large disorder. For weak coupling, this asymptotic region is very narrow. It is preempted by a wide crossover regime with mean-field critical behavior and, in the p-wave case, logarithmic corrections to scaling in all dimensions.
Introduction The quantum phase transitions considered so far in this book are mostly continuous, second order. They are associated with the divergence of a correlation length and of a characteristic time that renders the quantum critical point scale invariant. However, there are many important phase transitions at which the order parameter goes abruptly to zero and, more important, at which the characteristics of length and critical time do not diverge. In general there is also a latent heat , or work required, to transform one phase into another. In this and the next chapter we study these discontinuous quantum phase transitions. We proceed by considering initially some important cases of what is known as fluctuation induced quantum phase transitions to next treat a more general case of a first-order quantum phase transition. We will show through the study of these problems that the concepts of critical exponents and scaling remain useful, even though these systems do not exhibit scale invariance at their critical point. In Chapter 15 we present the scaling theory of first-order quantum phase transitions and use its results to treat some general problems. One of the most interesting cases of fluctuation-induced transitions occurs in superconductors due to the coupling of the charged carriers to the electromagnetic field. We consider initially a wider class of systems with macroscopic wave functions, the superfluids, of which superconductors are the charged version. We adopt a macroscopic approach to this problem and describe the superfluid by a complex order parameter φ , such that | φ | 2 is proportional to the density of condensed particles. The zero temperature phase diagram is expressed in terms of a control parameter, m 2 , such that, at m 2 = 0, the system presents a quantum phase transition from a superfluid state, for m 2 < 0, φ ≠ 0, to a normal state for m 2 > 0 where φ = 0. In the case of the superconductor with particles of charge q = 2 e , we will include the coupling of these particles to the electromagnetic field and study its effect in the phase diagram of these systems. We show that in the neutral superfluid, the zero temperature transition to the normal state is continuous and occurs at a quantum critical point.
A general field-theoretical description of many-fermion systems, both with and without quenched disorder, is developed. Starting from the basic Grassmannian action for interacting fermions, we first bosonize the theory by introducing composite matrix variables that correspond to two-fermion excitations and integrating out the fermion degrees of freedom. The saddle-point solution of the resulting matrix field theory reproduces a disordered Hartree-Fock approximation, and an expansion to Gaussian order about the saddle point corresponds to a disordered random-phase approximation (RPA)-like theory. In the clean limit they reduce to the ordinary Hartree-Fock and random-phase approximations. We first concentrate on disordered systems, and perform a symmetry analysis that allows for a systematic separation of the massless modes from the massive ones. By treating the massive modes in a simple approximation, one obtains a technically satisfactory derivation of the generalized nonlinear $\ensuremath{\sigma}$ model that has been used in the theory of metal-insulator transitions. The theory also allows for the treatment of other phase transitions in the disordered Fermi liquid. We further use renormalization group techniques to establish the existence of a disordered Fermi-liquid fixed point, and show that it is stable for all dimensions d>2. The so-called weak-localization effects can be understood as corrections to scaling near this fixed point. The general theory also allows for studying the clean limit. For that case we develop a loop expansion that corresponds to an expansion in powers of the screened Coulomb interaction, and that represents a systematic improvement over RPA. We corroborate the existence of a Fermi-liquid fixed point that is stable for all dimensions d>1, in agreement with other recent field-theoretical treatments of clean Fermi liquids.
We study superfluidity in strongly correlated systems by focusing three features as follows. First, interplay between superfluidity and other order parameters near quantum critical points is studied. The onset positions of the order parameters with or without superconductivity determines how they interact with each other. For the spin density wave (SDW) transition, we find that the quantum critical point shifts by order |∆|, where ∆ is pairing amplitude, so that the region of SDW order is smaller in the superconductor than in the metal. This shift is larger than the |∆|2 shift predicted by theories of competing orders which ignore Fermi surface effects. Second, we study a doped antiferromagnetic Mott insulator motivated by copper based high temperature superconductors. Based on spin and charge fractionalization, the algebraic charge liquid phase whose bosonic spinons have energy gap but fermionic holons form Fermi surfaces and its superconductivity are studied. We show fluctuations of local SDW order orientation lead to d-wave superconductivity, and its quantum critical pairing mechanisms are investigated. Also, a theory of bound states between spinons and holons is studied. We show that the fractionalization induces a doubling electron-like quasiparticles, which naturally induces the fractionalized Fermi liquid. The bound state theory describes exotic properties of the underdoped Cuprates such as “nodal-antinodal dichotomy” at a mean field level description. At last, we study superfluidity of fermions in optical lattices near the Feshbach resonance. Due to divergence of scattering length at the resonance, universality is observed and characteristics of superfluidity has been studied. We extend such universal properties by considering superfluid-insulator transition with an even integer number of fermions per unit cell. The resulting insulator interpolates between a band insulator of fermions and a Mott insulator of fermion pairs.