We develop a new formulation of the functional renormalization group (RG) for interacting fermions. Our approach unifies the purely fermionic formulation based on the Grassmannian functional integral, which has been used in recent years by many authors, with the traditional Wilsonian RG approach to quantum systems pioneered by Hertz [Phys. Rev. B 14, 1165 (1976)], which attempts to describe the infrared behavior of the system in terms of an effective bosonic theory associated with the soft modes of the underlying fermionic problem. In our approach, we decouple the interaction by means of a suitable Hubbard-Stratonovich transformation (following the Hertz approach), but do not eliminate the fermions; instead, we derive an exact hierarchy of RG flow equations for the irreducible vertices of the resulting coupled field theory involving both fermionic and bosonic fields. The freedom of choosing a momentum transfer cutoff for the bosonic soft modes in addition to the usual band cutoff for the fermions opens the possibility of new RG schemes. In particular, we show how the exact solution of the Tomonaga-Luttinger model (i.e., one-dimensional fermions with linear energy dispersion and interactions involving only small momentum transfers) emerges from the functional RG if one works with a momentum transfer cutoff. Then the Ward identities associated with the local particle conservation at each Fermi point are valid at every stage of the RG flow and provide a solution of an infinite hierarchy of flow equations for the irreducible vertices. The RG flow equation for the irreducible single-particle self-energy can then be closed and can be reduced to a linear integrodifferential equation, the solution of which yields the result familiar from bosonization. We suggest new truncation schemes of the exact hierarchy of flow equations, which might be useful even outside the weak coupling regime.
We generalize our recently developed super-field functional renormalization group (RG) method involving both Fermi and Bose fields (Schütz, Bartosch and Kopietz 2005 Phys. Rev. B 72 035105) to include the possibility that some bosonic components of the field have a finite vacuum expectation value. We derive an exact hierarchy of flow equations for the one-line irreducible vertices and the vacuum expectation value of the field. We apply our method to an interacting Fermi system where the interaction can be decoupled in the zero-sound channel and is then mediated by a collective bosonic field. The vacuum expectation value of the zero-frequency and zero-momentum component of the bosonic field is then closely related to the fermionic density. This can be exploited to calculate the compressibility of the interacting system. By using a cutoff in the bosonic propagator, the RG can be set up such that the self-consistent Hartree approximation is imposed as an initial condition for the RG flow and the corrections to this approximation are generated as the remaining degrees of freedom are successively eliminated by the RG procedure.
We derive functional renormalization group (fRG) schemes for Fermi systems which are based on the two-particle irreducible approach to the quantum many-body problem. In a first step, the cutoff is introduced in the non-interacting propagator as it is commonly done in fRG based on one-particle irreducible vertex functions. The most natural truncation of the resulting infinite hierarchy of flow equations is shown to be fully equivalent to self-consistent perturbation theory. An earlier suggested alternative truncation strategy is considered as well. In a second step, the cutoff is introduced in the two-particle interaction. Again two truncation procedures are investigated, one of which was derived before. In the latter, the mean-field solution of the many-body problem is considered as the starting point of the renormalization group flow. We compare the performance and the required numerical resources for solving the coupled flow equations for all the approximate schemes by applying them to the problem of the quantum anharmonic oscillator. In a functional integral representation, this model has a formal similarity to the quantum many-body problem. The perspectives for applying the derived two-particle irreducible fRG approaches to zero- and one-dimensional systems of correlated fermions are discussed.
We construct exact functional renormalization group (RG) flow equations for nonrelativistic fermions in arbitrary dimensions, taking into account not only mode elimination, but also the rescaling of the momenta, frequencies, and fermionic fields. The complete RG flow of all relevant, marginal, and irrelevant couplings can be described by a system of coupled flow equations for the irreducible n-point vertices. Introducing suitable dimensionless variables, we obtain flow equations for generalized scaling functions which are continuous functions of the flow parameter, even if we consider quantities which are dominated by momenta close to the Fermi surface, such as the density-density correlation function at long wavelengths. We also show how the problem of constructing the renormalized Fermi surface can be reduced to the problem of finding the RG fixed point of the irreducible two-point vertex at vanishing momentum and frequency. We argue that only if the degrees of freedom are properly rescaled is it possible to reach scale-invariant non-Fermi-liquid fixed points within a truncation of the exact RG flow equations.
We present a general frame to extend functional renormalization group (fRG) based computational schemes by using an exactly solvable interacting reference problem as starting point for the RG flow. The systematic expansion around this solution accounts for a nonperturbative inclusion of correlations. Introducing auxiliary fermionic fields by means of a Hubbard-Stratonovich transformation, we derive the flow equations for the auxiliary fields and determine the relation to the conventional weak-coupling truncation of the hierarchy of flow equations. As a specific example we consider the dynamical mean field theory (DMFT) solution as reference system, and discuss the relation to the recently introduced
DMF2RG and the dual-fermion formalism.
Numerous correlated electron systems exhibit a strongly scale-dependent behavior. Upon lowering the energy scale, collective phenomena, bound states, and new effective degrees of freedom emerge. Typical examples include (i) competing magnetic, charge, and pairing instabilities in two-dimensional electron systems; (ii) the interplay of electronic excitations and order parameter fluctuations near thermal and quantum phase transitions in metals; and (iii) correlation effects such as Luttinger liquid behavior and the Kondo effect showing up in linear and nonequilibrium transport through quantum wires and quantum dots. The functional renormalization group is a flexible and unbiased tool for dealing with such scale-dependent behavior. Its starting point is an exact functional flow equation, which yields the gradual evolution from a microscopic model action to the final effective action as a function of a continuously decreasing energy scale. Expanding in powers of the fields one obtains an exact hierarchy of flow equations for vertex functions. Truncations of this hierarchy have led to powerful new approximation schemes. This review is a comprehensive introduction to the functional renormalization group method for interacting Fermi systems. A self-contained derivation of the exact flow equations is presented and frequently used truncation schemes are described. Reviewing selected applications it is shown how approximations based on the functional renormalization group can be fruitfully used to improve our understanding of correlated fermion systems.
The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A
d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in
d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function
F, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a
N1 expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in
d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.