The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A
d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in
d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function
F, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a
N1 expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in
d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.
We develop a new formulation of the functional renormalization group (RG) for interacting fermions. Our approach unifies the purely fermionic formulation based on the Grassmannian functional integral, which has been used in recent years by many authors, with the traditional Wilsonian RG approach to quantum systems pioneered by Hertz [Phys. Rev. B 14, 1165 (1976)], which attempts to describe the infrared behavior of the system in terms of an effective bosonic theory associated with the soft modes of the underlying fermionic problem. In our approach, we decouple the interaction by means of a suitable Hubbard-Stratonovich transformation (following the Hertz approach), but do not eliminate the fermions; instead, we derive an exact hierarchy of RG flow equations for the irreducible vertices of the resulting coupled field theory involving both fermionic and bosonic fields. The freedom of choosing a momentum transfer cutoff for the bosonic soft modes in addition to the usual band cutoff for the fermions opens the possibility of new RG schemes. In particular, we show how the exact solution of the Tomonaga-Luttinger model (i.e., one-dimensional fermions with linear energy dispersion and interactions involving only small momentum transfers) emerges from the functional RG if one works with a momentum transfer cutoff. Then the Ward identities associated with the local particle conservation at each Fermi point are valid at every stage of the RG flow and provide a solution of an infinite hierarchy of flow equations for the irreducible vertices. The RG flow equation for the irreducible single-particle self-energy can then be closed and can be reduced to a linear integrodifferential equation, the solution of which yields the result familiar from bosonization. We suggest new truncation schemes of the exact hierarchy of flow equations, which might be useful even outside the weak coupling regime.
Using a functional renormalization group approach we derive the renormalization group (RG) flow of a dissipative variant of the Yukawa-Sachdev-Ye-Kitaev model describing
N fermions on a quantum dot, which interact via a disorder-induced Yukawa coupling with
M bosons. The inverse Euclidean propagator of the bosons is assumed to exhibit a nonanalytic term proportional to the modulus of the Matsubara frequency. We show that, to leading order in
1/N and
1/M, the hierarchy of formally exact flow equations for the irreducible vertices of the disorder-averaged model can be closed at the level of the two-point vertices. We find that the RG flow exhibits a non-Fermi liquid fixed point characterized by a finite fermionic anomalous dimension $\ensuremath{\eta}$, which is related to the bosonic anomalous dimension $\ensuremath{\gamma}$ via the scaling law $2=2\ensuremath{\eta}+\ensuremath{\gamma}$ with $0<\ensuremath{\eta}<1/2$. We explicitly calculate $\ensuremath{\eta}$ and the critical exponents characterizing the linearized RG flow in the vicinity of the fixed point as functions of
N/M.
Numerous correlated electron systems exhibit a strongly scale-dependent behavior. Upon lowering the energy scale, collective phenomena, bound states, and new effective degrees of freedom emerge. Typical examples include (i) competing magnetic, charge, and pairing instabilities in two-dimensional electron systems; (ii) the interplay of electronic excitations and order parameter fluctuations near thermal and quantum phase transitions in metals; and (iii) correlation effects such as Luttinger liquid behavior and the Kondo effect showing up in linear and nonequilibrium transport through quantum wires and quantum dots. The functional renormalization group is a flexible and unbiased tool for dealing with such scale-dependent behavior. Its starting point is an exact functional flow equation, which yields the gradual evolution from a microscopic model action to the final effective action as a function of a continuously decreasing energy scale. Expanding in powers of the fields one obtains an exact hierarchy of flow equations for vertex functions. Truncations of this hierarchy have led to powerful new approximation schemes. This review is a comprehensive introduction to the functional renormalization group method for interacting Fermi systems. A self-contained derivation of the exact flow equations is presented and frequently used truncation schemes are described. Reviewing selected applications it is shown how approximations based on the functional renormalization group can be fruitfully used to improve our understanding of correlated fermion systems.
We consider a system of two-dimensional interacting fermions with a flat Fermi surface. The apparent conflict between Luttinger and non-Luttinger liquid behaviors found through different approximations is resolved by showing the existence of a line of nontrivial fixed points, for the renormalization group (RG) flow, corresponding to Luttinger liquid behavior; the presence of marginally relevant operators can cause flow away from the fixed point. The analysis is nonperturbative and based on the implementation, at each RG iteration, of Ward identities obtained from local phase transformations depending on the Fermi surface side, implying the partial vanishing of the beta function.