Numerous correlated electron systems exhibit a strongly scale-dependent behavior. Upon lowering the energy scale, collective phenomena, bound states, and new effective degrees of freedom emerge. Typical examples include (i) competing magnetic, charge, and pairing instabilities in two-dimensional electron systems; (ii) the interplay of electronic excitations and order parameter fluctuations near thermal and quantum phase transitions in metals; and (iii) correlation effects such as Luttinger liquid behavior and the Kondo effect showing up in linear and nonequilibrium transport through quantum wires and quantum dots. The functional renormalization group is a flexible and unbiased tool for dealing with such scale-dependent behavior. Its starting point is an exact functional flow equation, which yields the gradual evolution from a microscopic model action to the final effective action as a function of a continuously decreasing energy scale. Expanding in powers of the fields one obtains an exact hierarchy of flow equations for vertex functions. Truncations of this hierarchy have led to powerful new approximation schemes. This review is a comprehensive introduction to the functional renormalization group method for interacting Fermi systems. A self-contained derivation of the exact flow equations is presented and frequently used truncation schemes are described. Reviewing selected applications it is shown how approximations based on the functional renormalization group can be fruitfully used to improve our understanding of correlated fermion systems.
Numerous correlated electron systems exhibit a strongly scale-dependent behavior. Upon lowering the energy scale, collective phenomena, bound states, and new effective degrees of freedom emerge. Typical examples include (i) competing magnetic, charge, and pairing instabilities in two-dimensional electron systems; (ii) the interplay of electronic excitations and order parameter fluctuations near thermal and quantum phase transitions in metals; and (iii) correlation effects such as Luttinger liquid behavior and the Kondo effect showing up in linear and nonequilibrium transport through quantum wires and quantum dots. The functional renormalization group is a flexible and unbiased tool for dealing with such scale-dependent behavior. Its starting point is an exact functional flow equation, which yields the gradual evolution from a microscopic model action to the final effective action as a function of a continuously decreasing energy scale. Expanding in powers of the fields one obtains an exact hierarchy of flow equations for vertex functions. Truncations of this hierarchy have led to powerful new approximation schemes. This review is a comprehensive introduction to the functional renormalization group method for interacting Fermi systems. A self-contained derivation of the exact flow equations is presented and frequently used truncation schemes are described. Reviewing selected applications it is shown how approximations based on the functional renormalization group can be fruitfully used to improve our understanding of correlated fermion systems.
The treatment of strongly interacting two-dimensional Fermi systems constitutes one of the most challenging problems in the field of condensed matter physics. Many theoretical works focused on the strongly coupled Hubbard model, since it is expected to capture the most important physics of cuprate superconductors. Due to our methodological improvements and understanding of the frequency dependence of the two-particle vertex function, the functional renormalization group combined with the dynamical mean field theory can now be used to study competing correlations in the strongly interacting regime. While limited to moderate interaction strengths, the functional renormalization group describes efficiently systems with a hierarchy of different energy scales and competing correlations. For instance, it provides definite evidence for d-wave superconductivity in the two-dimensional Hubbard model at moderate coupling. In a first project, we study the frequency dependence of the one-particle irreducible vertex function generated by the functional renormalization group flow. The frequency dependence, which becomes singular for strong interactions, appears to be important already for moderate couplings, and it cannot be represented by separate channels each depending on a single linear combination of frequencies. For strongly interacting systems, the dynamical mean field theory captures strong local correlation effects nonperturbatively. With this approximation, we study the impact of local correlations on the magnetic susceptibility. The local dynamics strongly affects the spin response function and its momentum dependence. In contrast to the widely used random-phase approximation with self-energy corrections that predicts Néel antiferromagnetic order, the local vertex corrections favor an incommensurate order similar to the ordering instability predicted by the Fermi surface geometry, as for weakly interacting systems. The dynamical mean field theory is also used as starting point for the functional renormalization group flow. We demonstrate that, due to our improvements for the parametrization of the vertex function, this approach is actually able to access the strong coupling physics. Moreover, we derive a flow scheme that conserves the local contributions and reduces the truncation error of the flow equations. In the strongly interacting regime, we capture strong d-wave pairing correlations driven by magnetic fluctuations with a mechanism similar to the one observed in the weakly interacting system.
Strongly correlated electron systems host a plethora of fascinating physical phenomena and pose formidable challenges in their theoretical analysis. The challenges originate from the inherent complexity of the quantum many-body problem - no classical computer will ever be able to fully simulate these systems - and the lack of an effective single-particle picture, as the strong mutual interactions make it impossible to regard the electrons as independent from each other. As a consequence, most systems of correlated electrons can only be tackled approximately and numerically. In this thesis, we develop a set of numerical methods for strongly correlated electrons, which are inspired by the renormalization group (RG) idea of including degrees of freedom successively from high to low energies. This enables an efficient organization of the diverse fluctuations and is key for an accurate treatment of interacting quantum systems, where collective behavior and composite objects emerge at energy scales far below those of the microscopic constituents. In a first part, we consider the functional renormalization group (fRG), a versatile framework to study the flow of correlation functions upon modulating the underlying action. Though widely used, it has often acted more as a qualitative rather than quantitative method, due a nontransparent approximation induced by truncating the hierarchy of flow equations. We develop an iterative multiloop fRG (mfRG) scheme, which ameliorates this approximation and eliminates many of the drawbacks of fRG experienced hitherto. In particular, it restores the independence of results on the choice of RG regulator and establishes a rigorous relation to the parquet formalism. Furthermore, we show how to derive the flow equations directly from self-consistent many-body relations. This establishes a form of diagrammatic resummations at the two-particle level which circumvents ill-behaved two-particle-irreducible vertices. An application to the prototypical two-dimensional Hubbard model illustrates how our multiloop scheme elevates the fRG approach to correlated electron systems to a quantitative level. Secondly, we employ the numerical renormalization group (NRG), based on the iterative diagonalization of impurity Hamiltonians, in conjunction with the dynamical mean-field theory (DMFT) to describe local correlations in multiorbital systems. Having access to arbitrarily low temperatures and energies, NRG is a unique, real-frequency impurity solver for DMFT. It has been pivotal to the understanding of Hund metals, where strong correlations arise from Hund's rules even at moderate Coulomb repulsion. Building on recent methodological advances, we extend the range of application of DMFT+NRG from orbital-degenerate models to more realistic setups: We first study orbital differentiation in a three-orbital Hund-metal model and unravel key effects of the orbital-selective Mott transition. In a real-materials setting, we then incorporate the bandstructure from density functional theory (DFT) and analyze the archetypal Hund-metal material Sr2RuO4. We particularly follow its RG flow to the Fermi-liquid regime at previously inaccessible low temperatures and generally present DFT+DMFT+NRG as a new computational paradigm for strongly correlated materials. As a side project of our fRG work, we develop an algorithm to count Feynman diagrams from closed many-body relations, which reveals the surprising outcome that totally irreducible contributions are responsible for the factorial growth in the number of diagrams. Additionally, we use NRG to study transport through three-level quantum dots and provide benchmark data for other RG methods, which aim at further describing these systems in nonequilibrium.
The progress in micro-fabrication technologies makes it possible to address individual, tailored, mesoscopic structures with sizes on a nanometer to micrometer scale. The transport properties of such quasi zero- or one-dimensional systems are considerably influenced by the electron-electron interaction. In theoretical studies this often becomes apparent in the emergence of divergences in a perturbative treatment of the interaction. A successful approach may then be given by renormalization group (RG) methods which are based on the idea of treating energy scales successively from high to low. In the functional RG (fRG) an exact infinite hierarchy of flow equations for multi-particle Green or vertex functions is derived, that allows for systematic approximations on different levels. In numerous studies the fRG has been found to be a powerful tool for the investigation of low dimensional Fermi systems. Usually it is formulated within Matsubara formalism which applies to a system in thermal equilibrium. A central topic of this thesis is the implementation of the fRG within Keldysh formalism, providing the possibility to treat equilibrium and non-equilibrium situations on equal footing. The resulting Keldysh fRG is used in this thesis to explore the transport properties of quantum wires with several barriers and of the single impurity Anderson model. The thesis starts with an introduction to Keldysh formalism and to related concepts. Then the structure of the Green and vertex functions of Keldysh formalism is investigated. This includes studying the consequences of causality, characterizing thermal equilibrium, and formulating corresponding relations for the multi-particle functions. After that, the implementation of the fRG within Keldysh formalism is presented in detail. The flow equations for the vertex functions are derived via their diagrammatic expansion. Two especially useful flow parameters are determined: one of them cuts off the imaginary frequencies that appear as poles of the Fermi functions of the reservoirs. The second flow parameter is an artificially enhanced reservoir hybridization; on one hand it has the advantage to preserve the fluctuation dissipation theorem in equilibrium even in frequency dependent approximations; on the other hand, its use can be more cumbersome. One of the models studied in this thesis is a tight-binding chain with nearest-neighbour interaction. At weak and intermediate interactions it belongs to the class of Luttinger liquids (LLs) whose low energy properties are characterized by power laws. The transport properties of LLs have been studied experimentally for example on carbon nanotubes. However, the presence of transport barriers at the contacts make the interpretation of the experimental data difficult. A theoretical treatment with the fRG permits a rather large flexibility to model the barrier configuration. In this thesis the fRG is first used in its equilibrium Matsubara implementation in order to analyse the temperature dependence of the linear conductance in the presence of two, three or four barriers. It is shown that temperature induces an averaging over quantum phases of propagation, leading to combinations of the power law exponents of the individual barriers. An experimental set-up that allows to verify this behaviour is proposed. In a second step the Keldysh version of the fRG is applied to the problem of transport through a quantum wire at finite bias voltage. For a wire with two high contact barriers it is found that the non-equilibrium particle distribution in the wire is responsible for the appearance of a two-fold power law in the density of states. An additional weakly attached probe lead can be used to make the two different power laws visible in the conductance. The second model which is analysed is the one of the single Anderson impurity, often considered as a paradigm for the investigation of strong local electron correlations. The latter become noticeable in the appearance of the Kondo scale, an energy exponentially small in the interaction strength, that characterizes the low energy physics of the model in the regime of spin fluctuations. On the basis of this model an advanced frequency dependent approximation for the Keldysh fRG is developed in this thesis. Such an approximation can account for subleading effects of the interaction, namely the fact that two-particle interactions can generate decay rates for single-particle states. The derivation of a consistent approximation scheme is presented, that turns out to yield a good description of the model at moderate interaction strength.
The physics of interacting Fermi systems is extremely sensitive to the energy scale. Of particular interest is the low energy regime where correlation induced collective behavior emerges. The theory of interacting Fermi systems is confronted with the occurrence of very different phenomena along a continuum of scales calling for methods capable of computing physical observables as a function of energy scale. In this thesis, we perform a comprehensive renormalization group analysis of two and three-dimensional Fermi systems at low and zero temperature. We examine systems with spontaneous symmetry-breaking and quantum critical behavior by deriving and solving flow equations within the functional renormalization group framework. We extend the Hertz-Millis theory of quantumphase transitions in itinerant fermion systems to phases with discrete and continuous symmetry-breaking, and to quantum critical points where the zero temperature theory is associated with a non-Gaussian fixed point. The order parameter is implemented by a bosonic Hubbard-Stratonovich field, which - for continuous symmetry-breaking - splits into two components corresponding to longitudinal and transversal Goldstone fluctuations. We compute the finite temperature phase boundary near the quantum critical point explicitly including non-Gaussian fluctuations. We then set up a coupled fermion-boson renormalization group theory that captures the mutual interplay of gapless fermions with massless order parameter fluctuations when approaching a quantum critical point. As a first application, we compute the complete set of quantum critical exponents at the semimetal-to-superfluid quantum phase transition of attractively interacting Dirac fermions in two dimensions. Both, the order parameter propagator and the fermion propagator become nonanalytic functions of momenta destroying the Fermi liquid behavior. We finally compute the effects of quantum fluctuations in the superfluid ground state of an attractively interacting Fermi system, employing the attractive Hubbard model as a prototype. The flow equations capture the influence of longitudinal and Goldstone order parameter fluctuations on non-universal quantities such as the fermionic gap and the fermion-boson vertex, as well as the exact universal infrared asymptotics present in every fermionic superfluid.
This thesis aims at developing new schemes for the treatment of correlation effects in condensed matter systems using quantum field theoretical approaches. In particular, our goal is to extend the description of correlation physics at the two-particle level. This is necessary for an unbiased treatment of condensed matter systems that exhibit electronic correlations and competing ordering tendencies. In this respect, the functional renormalization group (fRG) approaches have surely contributed substantially over the last years, as they account for all scattering channels and their mutual feedback effects in an unbiased way. In spite of its flexibility, the application of the fRG is limited by its inherent perturbative nature. To go beyond the conventional weak-coupling implementations, we discuss the general idea to extend fRG based computational schemes by using an exactly solvable interacting reference problem as starting point for the RG flow. The systematic expansion around this solution accounts for a non-perturbative inclusion of correlations at both, the one-particle (self-energy) and two-particle (vertex functions) level. The full treatment of the two-particle vertex functions, however, poses a huge limitation to the numerical performance, not only in the fRG, but in several forefront many-body algorithms. In this perspective, we provide a detailed diagrammatic analysis of the frequency and momentum structures of the vertex functions, together with their physical interpretation. This constitutes the basis for sophisticated parametrization schemes. We then explain the technical details necessary for cutting-edge numerical implementations, and further benchmark our ideas using refined implementations of both, the fRG and the parquet approximation (PA).
Despite its apparent simplicity, the two-dimensional Hubbard model for locally interacting fermions on a square lattice is widely considered as a promising approach for the understanding of Cooper pair formation in the quasi two-dimensional high-Tc cuprate materials. In the present work this model is investigated by means of the functional renormalization group, based on an exact flow equation for the effective average action. In addition to the fermionic degrees of freedom of the Hubbard Hamiltonian, bosonic fields are introduced which correspond to the different possible collective orders of the system, for example magnetism and superconductivity. The interactions between bosons and fermions are determined by means of the method of “rebosonization” (or “flowing bosonization”), which can be described as a continuous, scale-dependent Hubbard-Stratonovich transformation. This method allows an efficient parameterization of the momentumdependent effective two-particle interaction between fermions (four-point vertex), and it makes it possible to follow the flow of the running couplings into the regimes exhibiting spontaneous symmetry breaking, where bosonic fluctuations determine the types of order which are present on large length scales. Numerical results for the phase diagram are presented, which include the mutual influence of different, competing types of order.