Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:cond-mat/0512027 · Journal of Physics A Mathematical and General

Functional renormalization group with vacuum expectation values and spontaneous symmetry breaking

Florian Schütz, Peter Kopietz

Published Jun 7, 2006• 48 citations
arXivHTMLPDF

Abstract

We generalize our recently developed super-field functional renormalization group (RG) method involving both Fermi and Bose fields (Schütz, Bartosch and Kopietz 2005 Phys. Rev. B 72 035105) to include the possibility that some bosonic components of the field have a finite vacuum expectation value. We derive an exact hierarchy of flow equations for the one-line irreducible vertices and the vacuum expectation value of the field. We apply our method to an interacting Fermi system where the interaction can be decoupled in the zero-sound channel and is then mediated by a collective bosonic field. The vacuum expectation value of the zero-frequency and zero-momentum component of the bosonic field is then closely related to the fermionic density. This can be exploited to calculate the compressibility of the interacting system. By using a cutoff in the bosonic propagator, the RG can be set up such that the self-consistent Hartree approximation is imposed as an initial condition for the RG flow and the corrections to this approximation are generated as the remaining degrees of freedom are successively eliminated by the RG procedure.

DOI
10.1088/0305-4470/39/25/s28

Related papers

Collective fields in the functional renormalization group for fermions, Ward identities, and the exact solution of the Tomonaga-Luttinger model

Florian Schütz, Lorenz Bartosch, Peter Kopietz

We develop a new formulation of the functional renormalization group (RG) for interacting fermions. Our approach unifies the purely fermionic formulation based on the Grassmannian functional integral, which has been used in recent years by many authors, with the traditional Wilsonian RG approach to quantum systems pioneered by Hertz [Phys. Rev. B 14, 1165 (1976)], which attempts to describe the infrared behavior of the system in terms of an effective bosonic theory associated with the soft modes of the underlying fermionic problem. In our approach, we decouple the interaction by means of a suitable Hubbard-Stratonovich transformation (following the Hertz approach), but do not eliminate the fermions; instead, we derive an exact hierarchy of RG flow equations for the irreducible vertices of the resulting coupled field theory involving both fermionic and bosonic fields. The freedom of choosing a momentum transfer cutoff for the bosonic soft modes in addition to the usual band cutoff for the fermions opens the possibility of new RG schemes. In particular, we show how the exact solution of the Tomonaga-Luttinger model (i.e., one-dimensional fermions with linear energy dispersion and interactions involving only small momentum transfers) emerges from the functional RG if one works with a momentum transfer cutoff. Then the Ward identities associated with the local particle conservation at each Fermi point are valid at every stage of the RG flow and provide a solution of an infinite hierarchy of flow equations for the irreducible vertices. The RG flow equation for the irreducible single-particle self-energy can then be closed and can be reduced to a linear integrodifferential equation, the solution of which yields the result familiar from bosonization. We suggest new truncation schemes of the exact hierarchy of flow equations, which might be useful even outside the weak coupling regime.

arXiv:cond-mat/0409404•Physical Review B•Jul 6, 2005•73 citations

Symmetry breaking in interacting Fermi systems with the functional renormalization group

Roland Gersch

The fermionic functional renormalization group in the one-particle irreducible formulation is truncated following an idea by Katanin. In this truncation, mean-field models are solved exactly in the symmetric phase and also for broken symmetry if the flow is seeded with symmetry-broken initial conditions. The method is applied using the momentum-shell cutoff to a charge-density-wave mean-field model at zero and finite temperature in order to understand the flows it produces. A small external field is applied to provide the symmetry-broken starting point. Increasing it suppresses the maximum of the effective interaction in the flow while increasing the final result for the order parameter. The effect of temperature on the flow as well as on the impact of the external field is studied. By employing an interaction-flow cutoff instead of the momentum-shell cutoff, the introduction of an off-diagonal counterterm is made effective. Results at zero external field thus become attainable via the functional renormalization group despite the symmetry-broken starting point. The maximum of the effective interaction flow can be shifted to the end of the flow where the order parameter flow is saturated. Spontaneous first-order transitions and hysteresis effects, outside the scope of the momentum-shell procedure, can be studied. A resummation of perturbation theory is used to exactly solve a reduced model combining Cooper and forward scattering. Anomalous effective interactions, including ones with an odd number of incoming legs, and the Goldstone boson are discussed. The latter anomalous effective interactions are the focus of the following study of the attractive Hubbard model in two dimensions at zero temperature, where the resummation framework is used as an approximation. The anomalous effective interactions with an odd number of incoming legs are of small importance for qualitative aspects, but have an impact quantitatively. The latter is found to vary in strength. Both renormalization-group procedures are used to study the superconducting order in the attractive Hubbard model. Although neither one is exact in the Hubbard case, stable flows yielding approximations comparable to ones found in the recent literature are discovered in both cases. The momentum-shell flows of the order parameter as well as of the normal and anomalous effective interactions are analyzed. Anomalous effective interactions and collective modes are studied in particular. The interaction-flow approach is used to obtain results for the order parameter which are compared with results from previous studies in detail.

•Jan 1, 2007•0 citations

Renormalization Group Flows into Phases with Broken Symmetry

Manfred Salmhofer B, Carsten Honerkamp A, W. Metzner +1 more

We describe a method to continue the fermionic renormalization group flow into phases with broken global symmetry. This method does not require a Hubbard-Stratonovich decoupling of the interaction. Instead an infinitesimally small symmetry-breaking component is inserted into the initial action, as an initial condition for the flow of the self-energy. Its flow is driven by the interaction, and at low scales it saturates at a nonzero value if there is a tendency for spontaneous symmetry breaking in the corresponding channel. For the reduced BCS model, we show how a small initial gap amplitude flows to the value given by the exact solution of the model. We also discuss the emergence of the Goldstone boson in this approach.

arXiv:cond-mat/0409725•Progress of Theoretical Physics•Dec 1, 2004•106 citations

Renormalization Group Flows into Phases with Broken Symmetry

Manfred Salmhofer B, Carsten Honerkamp A, Walter Metzner +2 more

We describe a way to continue the fermionic renormalization group flow into phases with broken global symmetry. The method does not require a Hubbard-Stratonovich decoupling of the interaction. Instead an infinitesimally small symmetry-breaking component is inserted in the initial action, as an initial condition for the flow of the selfenergy. Its flow is driven by the interaction and at low scales it saturates at a nonzero value if there is a tendency for spontaneous symmetry breaking in the corresponding channel. For the reduced BCS model we show how a small initial gap amplitude flows to the value given by the exact solution of the model. We also discuss the emergence of the Goldstone boson in this approach.

•Jan 1, 2004•50 citations

Two-particle irreducible functional renormalization group schemes—a comparative study

J. F. Rentrop, Severin G. Jakobs, V. Meden

We derive functional renormalization group (fRG) schemes for Fermi systems which are based on the two-particle irreducible approach to the quantum many-body problem. In a first step, the cutoff is introduced in the non-interacting propagator as it is commonly done in fRG based on one-particle irreducible vertex functions. The most natural truncation of the resulting infinite hierarchy of flow equations is shown to be fully equivalent to self-consistent perturbation theory. An earlier suggested alternative truncation strategy is considered as well. In a second step, the cutoff is introduced in the two-particle interaction. Again two truncation procedures are investigated, one of which was derived before. In the latter, the mean-field solution of the many-body problem is considered as the starting point of the renormalization group flow. We compare the performance and the required numerical resources for solving the coupled flow equations for all the approximate schemes by applying them to the problem of the quantum anharmonic oscillator. In a functional integral representation, this model has a formal similarity to the quantum many-body problem. The perspectives for applying the derived two-particle irreducible fRG approaches to zero- and one-dimensional systems of correlated fermions are discussed.

arXiv:1501.00800•Journal of Physics A Mathematical and Theoretical•Mar 20, 2015•28 citations

Renormalization group theory for fermions and order parameter fluctuations in interacting Fermi systems

Philipp Strack

The physics of interacting Fermi systems is extremely sensitive to the energy scale. Of particular interest is the low energy regime where correlation induced collective behavior emerges. The theory of interacting Fermi systems is confronted with the occurrence of very different phenomena along a continuum of scales calling for methods capable of computing physical observables as a function of energy scale. In this thesis, we perform a comprehensive renormalization group analysis of two and three-dimensional Fermi systems at low and zero temperature. We examine systems with spontaneous symmetry-breaking and quantum critical behavior by deriving and solving flow equations within the functional renormalization group framework. We extend the Hertz-Millis theory of quantumphase transitions in itinerant fermion systems to phases with discrete and continuous symmetry-breaking, and to quantum critical points where the zero temperature theory is associated with a non-Gaussian fixed point. The order parameter is implemented by a bosonic Hubbard-Stratonovich field, which - for continuous symmetry-breaking - splits into two components corresponding to longitudinal and transversal Goldstone fluctuations. We compute the finite temperature phase boundary near the quantum critical point explicitly including non-Gaussian fluctuations. We then set up a coupled fermion-boson renormalization group theory that captures the mutual interplay of gapless fermions with massless order parameter fluctuations when approaching a quantum critical point. As a first application, we compute the complete set of quantum critical exponents at the semimetal-to-superfluid quantum phase transition of attractively interacting Dirac fermions in two dimensions. Both, the order parameter propagator and the fermion propagator become nonanalytic functions of momenta destroying the Fermi liquid behavior. We finally compute the effects of quantum fluctuations in the superfluid ground state of an attractively interacting Fermi system, employing the attractive Hubbard model as a prototype. The flow equations capture the influence of longitudinal and Goldstone order parameter fluctuations on non-universal quantities such as the fermionic gap and the fermion-boson vertex, as well as the exact universal infrared asymptotics present in every fermionic superfluid.

•Jan 1, 2009•2 citations
We generalize our recently developed super-field functional renormalization group (RG) method involving both Fermi and Bose fields (Schütz, Bartosch and Kopietz 2005 Phys. Rev. B 72 035105) to include the possibility that some bosonic components of the field have a finite vacuum expectation value. We derive an exact hierarchy of flow equations for the one-line irreducible vertices and the vacuum expectation value of the field. We apply our method to an interacting Fermi system where the interaction can be decoupled in the zero-sound channel and is then mediated by a collective bosonic field. The vacuum expectation value of the zero-frequency and zero-momentum component of the bosonic field is then closely related to the fermionic density. This can be exploited to calculate the compressibility of the interacting system. By using a cutoff in the bosonic propagator, the RG can be set up such that the self-consistent Hartree approximation is imposed as an initial condition for the RG flow and the corrections to this approximation are generated as the remaining degrees of freedom are successively eliminated by the RG procedure.
We develop a new formulation of the functional renormalization group (RG) for interacting fermions. Our approach unifies the purely fermionic formulation based on the Grassmannian functional integral, which has been used in recent years by many authors, with the traditional Wilsonian RG approach to quantum systems pioneered by Hertz [Phys. Rev. B 14, 1165 (1976)], which attempts to describe the infrared behavior of the system in terms of an effective bosonic theory associated with the soft modes of the underlying fermionic problem. In our approach, we decouple the interaction by means of a suitable Hubbard-Stratonovich transformation (following the Hertz approach), but do not eliminate the fermions; instead, we derive an exact hierarchy of RG flow equations for the irreducible vertices of the resulting coupled field theory involving both fermionic and bosonic fields. The freedom of choosing a momentum transfer cutoff for the bosonic soft modes in addition to the usual band cutoff for the fermions opens the possibility of new RG schemes. In particular, we show how the exact solution of the Tomonaga-Luttinger model (i.e., one-dimensional fermions with linear energy dispersion and interactions involving only small momentum transfers) emerges from the functional RG if one works with a momentum transfer cutoff. Then the Ward identities associated with the local particle conservation at each Fermi point are valid at every stage of the RG flow and provide a solution of an infinite hierarchy of flow equations for the irreducible vertices. The RG flow equation for the irreducible single-particle self-energy can then be closed and can be reduced to a linear integrodifferential equation, the solution of which yields the result familiar from bosonization. We suggest new truncation schemes of the exact hierarchy of flow equations, which might be useful even outside the weak coupling regime.
The fermionic functional renormalization group in the one-particle irreducible formulation is truncated following an idea by Katanin. In this truncation, mean-field models are solved exactly in the symmetric phase and also for broken symmetry if the flow is seeded with symmetry-broken initial conditions. The method is applied using the momentum-shell cutoff to a charge-density-wave mean-field model at zero and finite temperature in order to understand the flows it produces. A small external field is applied to provide the symmetry-broken starting point. Increasing it suppresses the maximum of the effective interaction in the flow while increasing the final result for the order parameter. The effect of temperature on the flow as well as on the impact of the external field is studied. By employing an interaction-flow cutoff instead of the momentum-shell cutoff, the introduction of an off-diagonal counterterm is made effective. Results at zero external field thus become attainable via the functional renormalization group despite the symmetry-broken starting point. The maximum of the effective interaction flow can be shifted to the end of the flow where the order parameter flow is saturated. Spontaneous first-order transitions and hysteresis effects, outside the scope of the momentum-shell procedure, can be studied. A resummation of perturbation theory is used to exactly solve a reduced model combining Cooper and forward scattering. Anomalous effective interactions, including ones with an odd number of incoming legs, and the Goldstone boson are discussed. The latter anomalous effective interactions are the focus of the following study of the attractive Hubbard model in two dimensions at zero temperature, where the resummation framework is used as an approximation. The anomalous effective interactions with an odd number of incoming legs are of small importance for qualitative aspects, but have an impact quantitatively. The latter is found to vary in strength. Both renormalization-group procedures are used to study the superconducting order in the attractive Hubbard model. Although neither one is exact in the Hubbard case, stable flows yielding approximations comparable to ones found in the recent literature are discovered in both cases. The momentum-shell flows of the order parameter as well as of the normal and anomalous effective interactions are analyzed. Anomalous effective interactions and collective modes are studied in particular. The interaction-flow approach is used to obtain results for the order parameter which are compared with results from previous studies in detail.
We describe a method to continue the fermionic renormalization group flow into phases with broken global symmetry. This method does not require a Hubbard-Stratonovich decoupling of the interaction. Instead an infinitesimally small symmetry-breaking component is inserted into the initial action, as an initial condition for the flow of the self-energy. Its flow is driven by the interaction, and at low scales it saturates at a nonzero value if there is a tendency for spontaneous symmetry breaking in the corresponding channel. For the reduced BCS model, we show how a small initial gap amplitude flows to the value given by the exact solution of the model. We also discuss the emergence of the Goldstone boson in this approach.
We describe a way to continue the fermionic renormalization group flow into phases with broken global symmetry. The method does not require a Hubbard-Stratonovich decoupling of the interaction. Instead an infinitesimally small symmetry-breaking component is inserted in the initial action, as an initial condition for the flow of the selfenergy. Its flow is driven by the interaction and at low scales it saturates at a nonzero value if there is a tendency for spontaneous symmetry breaking in the corresponding channel. For the reduced BCS model we show how a small initial gap amplitude flows to the value given by the exact solution of the model. We also discuss the emergence of the Goldstone boson in this approach.
We derive functional renormalization group (fRG) schemes for Fermi systems which are based on the two-particle irreducible approach to the quantum many-body problem. In a first step, the cutoff is introduced in the non-interacting propagator as it is commonly done in fRG based on one-particle irreducible vertex functions. The most natural truncation of the resulting infinite hierarchy of flow equations is shown to be fully equivalent to self-consistent perturbation theory. An earlier suggested alternative truncation strategy is considered as well. In a second step, the cutoff is introduced in the two-particle interaction. Again two truncation procedures are investigated, one of which was derived before. In the latter, the mean-field solution of the many-body problem is considered as the starting point of the renormalization group flow. We compare the performance and the required numerical resources for solving the coupled flow equations for all the approximate schemes by applying them to the problem of the quantum anharmonic oscillator. In a functional integral representation, this model has a formal similarity to the quantum many-body problem. The perspectives for applying the derived two-particle irreducible fRG approaches to zero- and one-dimensional systems of correlated fermions are discussed.
The physics of interacting Fermi systems is extremely sensitive to the energy scale. Of particular interest is the low energy regime where correlation induced collective behavior emerges. The theory of interacting Fermi systems is confronted with the occurrence of very different phenomena along a continuum of scales calling for methods capable of computing physical observables as a function of energy scale. In this thesis, we perform a comprehensive renormalization group analysis of two and three-dimensional Fermi systems at low and zero temperature. We examine systems with spontaneous symmetry-breaking and quantum critical behavior by deriving and solving flow equations within the functional renormalization group framework. We extend the Hertz-Millis theory of quantumphase transitions in itinerant fermion systems to phases with discrete and continuous symmetry-breaking, and to quantum critical points where the zero temperature theory is associated with a non-Gaussian fixed point. The order parameter is implemented by a bosonic Hubbard-Stratonovich field, which - for continuous symmetry-breaking - splits into two components corresponding to longitudinal and transversal Goldstone fluctuations. We compute the finite temperature phase boundary near the quantum critical point explicitly including non-Gaussian fluctuations. We then set up a coupled fermion-boson renormalization group theory that captures the mutual interplay of gapless fermions with massless order parameter fluctuations when approaching a quantum critical point. As a first application, we compute the complete set of quantum critical exponents at the semimetal-to-superfluid quantum phase transition of attractively interacting Dirac fermions in two dimensions. Both, the order parameter propagator and the fermion propagator become nonanalytic functions of momenta destroying the Fermi liquid behavior. We finally compute the effects of quantum fluctuations in the superfluid ground state of an attractively interacting Fermi system, employing the attractive Hubbard model as a prototype. The flow equations capture the influence of longitudinal and Goldstone order parameter fluctuations on non-universal quantities such as the fermionic gap and the fermion-boson vertex, as well as the exact universal infrared asymptotics present in every fermionic superfluid.