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arXiv:cond-mat/0309067 · Physical Review B

Mott-Hubbard metal-insulator transition at noninteger filling

Krzysztof Byczuk, Walter Hofstetter, D. Vollhardt

Published Jan 29, 2004• 47 citations
arXivHTMLPDF

Abstract

Correlated electrons in a binary alloy ${A}_{x}{B}_{1\ensuremath{-}x}$ are investigated within the Hubbard model and dynamical mean-field theory (DMFT). The random energies ${\ensuremath{\epsilon}}_{i}$ have a bimodal probability distribution and an energy separation $\ensuremath{\Delta}.$ We solve the DMFT equations by the numerical renormalization-group method at zero temperature and calculate the spectral density as a function of disorder strength $\ensuremath{\Delta}$ and interaction U at different fillings. For filling factors $\ensuremath{\nu}=x$ or $1+x$ the lower or upper alloy subband is half filled and the system becomes a Mott insulator at strong interactions, with a correlation gap at the Fermi level. At the metal-insulator transition hysteresis is observed. We also analyze the effective theory in the $\stackrel{\ensuremath{\rightarrow}}{\ensuremath{\Delta}}\ensuremath{\infty}$ limit and find good agreement between analytical and numerical results for the critical interaction ${U}_{c}$ at which the metal-insulator transition occurs.

DOI
10.1103/physrevb.69.045112

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Correlated electrons in a binary alloy AxB1\ensuremath−x{A}_{x}{B}_{1\ensuremath{-}x}Ax​B1\ensuremath−x​ are investigated within the Hubbard model and dynamical mean-field theory (DMFT). The random energies \ensuremathϵi{\ensuremath{\epsilon}}_{i}\ensuremathϵi​ have a bimodal probability distribution and an energy separation \ensuremathΔ.\ensuremath{\Delta}.\ensuremathΔ. We solve the DMFT equations by the numerical renormalization-group method at zero temperature and calculate the spectral density as a function of disorder strength \ensuremathΔ\ensuremath{\Delta}\ensuremathΔ and interaction U at different fillings. For filling factors \ensuremathν=x\ensuremath{\nu}=x\ensuremathν=x or 1+x1+x1+x the lower or upper alloy subband is half filled and the system becomes a Mott insulator at strong interactions, with a correlation gap at the Fermi level. At the metal-insulator transition hysteresis is observed. We also analyze the effective theory in the \ensuremathΔ\ensuremath→\ensuremath∞\stackrel{\ensuremath{\rightarrow}}{\ensuremath{\Delta}}\ensuremath{\infty}\ensuremathΔ\ensuremath→​\ensuremath∞ limit and find good agreement between analytical and numerical results for the critical interaction Uc{U}_{c}Uc​ at which the metal-insulator transition occurs.
Strongly correlated fermions in a crystal or in an optical lattice in the presence of binary-alloy disorder are investigated. We employ the statistical dynamical mean-field theory, which incorporates both fluctuations due to disorder and local correlations due to interaction, to solve the Anderson-Hubbard model. Localization due to disorder is studied by means of the probability distribution function of the local density of states. We obtain a complete paramagnetic ground state phase diagram consisting of disordered correlated metal, Anderson-Mott insulator, and band insulator.
We study the Hubbard model at half band-filling on a Bethe lattice with infinite coordination number in the paramagnetic insulating phase at zero temperature. We use the dynamical mean-field theory (DMFT) mapping to a single-impurity Anderson model with a bath whose properties have to be determined self-consistently. For a controlled and systematic implementation of the self-consistency scheme we use the fixed-energy (FE) approach to the DMFT. In FE-DMFT the onset and the width of the Hubbard bands are adjusted self-consistently but the energies of the bath levels are kept fixed relatively to both band edges during the calculation of self-consistent hybridization strengths between impurity and bath sites. Using the dynamical density-matrix renormalization group method (DDMRG) we calculate the density of states with a resolution ranging from 3% of the bare bandwidth W=4tW=4tW=4t at high energies to 0.5% in the vicinity of the gap. The DDMRG resolution and accuracy for the density of states and the gap is superior to those obtained with other numerical methods in previous DMFT investigations. We find that the Mott gap closes at a critical coupling Uc/t=4.45±0.05U_{\rm c}/t=4.45 \pm 0.05Uc​/t=4.45±0.05. At U=4.5tU=4.5tU=4.5t, we observe prominent shoulders near the onset of the Hubbard bands. They are the remainders of the quasi-particle resonance in the metallic phase which appears to split when the gap opens at UcU_{\rm c}Uc​.
We address the nature of the Mott transition in the Hubbard model at half-filling using cluster dynamical mean field theory (DMFT). We compare cluster-DMFT results with those of single-site DMFT. We show that inclusion of the short-range correlations on top of the on-site correlations does not change the order of the transition between the paramagnetic metal and the paramagnetic Mott insulator, which remains first order. However, the short range correlations reduce substantially the critical U and modify the shape of the transition lines. Moreover, they lead to very different physical properties of the metallic and insulating phases near the transition point. Approaching the transition from the metallic side, we find an anomalous metallic state with very low coherence scale. The insulating state is characterized by the narrow Mott gap with pronounced peaks at the gap edge.
We investigate the Mott metal-insulator transition in the asymmetric Hubbard model, which may describe the ground states of fermionic atoms trapped in optical lattices. We use the dynamical mean-field theory and the equation of motion approach to calculate the density of states at the Fermi level and the double occupation for various values of the on-site interaction U and the hopping asymmetry r . The critical interaction is also obtained as a function of the hopping asymmetry. Our results are in good agreement with the ones obtained by using the dynamical mean field theory with the exact diagonalization and the quantum Monte Carlo techniques.
We study the Hubbard-Holstein model which includes both the electron-electron and electron-phonon interactions, characterized by UUU and ggg, respectively. The model is solved with UUU and ggg on an equal footing in the infinite dimensions by employing the dynamical mean-field theory in combination with Wilson's numerical renormalization group. A zero temperature phase diagram of symmetry unbroken states at half filling is mapped out which exhibits the interplay between the two kinds of interactions and combines the two separately studied interaction-driven metal-insulator transitions of the Hubbard and Holstein models within a single frame. The ground state is metallic when both UUU and ggg are small, but is insulating when UUU or ggg is large, referred to as, respectively, Mott-Hubbard insulator (MHI) and bipolaron insulator (BPI). As the phase boundary between the metallic and MHI (BPI) states is approached from the metallic region, the quasiparticle weight zzz goes to 0 continuously (discontinuously). Moreover, the two insulating states are distinct and cannot be adiabatically connected, and there is a first order phase transition between them.