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Crítica (México D F En línea)

La objetividad del azar en un mundo determinista

Sergio F. Martínez

Published Dec 13, 1990• 3 citations
Publisher

Abstract

This paper deals with the notion of objective randomness in classical deterministic theories. After the introduction, section 2 establishes an important distinction between a strictly metaphysical thesis of determinism (as characterized in the Montague-Earman definition, for example), and the doctrine of determinism, which can be roughly characterized as a methodological set of principles. The doctrine of determinism is associated with the idea that probability assignments can only reflect our ignorance of facts, and it also grounds the (ontological) thesis of separability: A system or process can be characterized completely in terms of the properties that a system has when in a given state, independently of the properties of other systems, The key notions of "completeness" and "independence" are only briefly discussed, as they are examined more in depth elsewhere. Section three examines attempts to characterize a notion of objective randomness in ergodic theory. The characterization can be seen to be equivalent to the formulation of a notion of a "physically impossible process". One way of expressing this idea is grounded on the thesis of the "coarse graining" of our measuring instruments. This leads to the problem of distinguishing "objective" from "apparent" randomness. The problem seems to be intrinsic to any attempt of characterizing the required notion of physical impossibility (and thus of objective randomness) in terms of an ideal observer. The alternative of trying to characterize physical impossibility in terms of a theory of algorithms suffers from the difficulty that it is not clear what would be the required notion of (non-epistemic) computability. The "coarse graining" approach, as well as the alternative in terms of a theory of algorithms seem to share the usual confusion between a strictly metaphysical thesis of determinism and the (methodological) doctrine of determinism. In section four an alternative approach is suggested. It is noticed that a denial of the thesis of separability is compatible with a strict deterministic theory, and thus that at least some classical systems (the "statistical" ones) can be described in terms of non-separable states. We do not have to think that the impossibility of preparing a classical state is too only possible explanation for physical (objective) randomness in deterministic theories. This proposal is an elaboration of an idea of Blatt (1959), although Blatt was still trying to understand objective randomness within an ideal-observer framework.[S.M.]

DOI
10.22201/iifs.18704905e.1990.741

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This paper deals with the notion of objective randomness in classical deterministic theories. After the introduction, section 2 establishes an important distinction between a strictly metaphysical thesis of determinism (as characterized in the Montague-Earman definition, for example), and the doctrine of determinism, which can be roughly characterized as a methodological set of principles. The doctrine of determinism is associated with the idea that probability assignments can only reflect our ignorance of facts, and it also grounds the (ontological) thesis of separability: A system or process can be characterized completely in terms of the properties that a system has when in a given state, independently of the properties of other systems, The key notions of "completeness" and "independence" are only briefly discussed, as they are examined more in depth elsewhere. Section three examines attempts to characterize a notion of objective randomness in ergodic theory. The characterization can be seen to be equivalent to the formulation of a notion of a "physically impossible process". One way of expressing this idea is grounded on the thesis of the "coarse graining" of our measuring instruments. This leads to the problem of distinguishing "objective" from "apparent" randomness. The problem seems to be intrinsic to any attempt of characterizing the required notion of physical impossibility (and thus of objective randomness) in terms of an ideal observer. The alternative of trying to characterize physical impossibility in terms of a theory of algorithms suffers from the difficulty that it is not clear what would be the required notion of (non-epistemic) computability. The "coarse graining" approach, as well as the alternative in terms of a theory of algorithms seem to share the usual confusion between a strictly metaphysical thesis of determinism and the (methodological) doctrine of determinism. In section four an alternative approach is suggested. It is noticed that a denial of the thesis of separability is compatible with a strict deterministic theory, and thus that at least some classical systems (the "statistical" ones) can be described in terms of non-separable states. We do not have to think that the impossibility of preparing a classical state is too only possible explanation for physical (objective) randomness in deterministic theories. This proposal is an elaboration of an idea of Blatt (1959), although Blatt was still trying to understand objective randomness within an ideal-observer framework.[S.M.]
Usual interpretations of the quantum theory, beginning with Bohr's interpretation, consider that randomness in quanlum mechanics arises from (objeclive) restrictions to our capacity of making precise measurements of the corresponding state variables. I show that this assumption is problematic and leaves open important questions concerning the role and nature of quantum randomness. On the basis of a concept of state introduced elsewhere and on the basis of a distinction between the principles of separability and locality in quantum mechanics, I suggest in this paper a different sense in which quantum randomness is objective. In order to carry out the proposed task a distinction is made between two different types of objective randomness. Objective epistemic randomness arises from the limitations that the physical structure of the world imposes upon our possibilities of coming to know (measure) this structure. Objective non-epistemic randomness or systemic randomness is to be expressed in terms of a state description in a fundamental theory of physics. It is shown that the non-Boolean structure of properties of quantum theory, as this structure has been constructed and interpreted in Martínez 1991a, can be inlerpreled as an expression of the non-separability of the theory, Thus, the irreducibility of the transition probabilities that generate the non-Boolean structure of properties can be interpreted in this way as systemic randomness. In the case of quantum mechanics systemic randomness and non-separability are two sides of the same coin.
This paper argues that such strictly deterministic formulations rely on idealizations that obscure an essential physical feature: the objective growth of information associated with irreversible processes. Drawing on thermodynamics, information theory, and the foundations of quantum mechanics, the paper is based on the notion of ontic entropy as a measure of the objective informational content instantiated by physical systems. This paper proposes a classification of determinism based on the informational characteristics of physical evolution. By distinguishing between strict causal determinism, probabilistic determinism, and chaotic determinism, it becomes possible to analyze causal structure without conflating necessity with lawfulness or probability with indeterminism.
This essay aims to show that the recent development of quantum theory may provide us with an answer to one of the most compelling metaphysical problems, namely the problem of determinism.First, I sketch the conceptual background and draw the distinction between metaphysical and epistemological determinisms.Then, on the ground of the analysis of the problem of determinism in quantum mechanics, I argue that (1) metaphysical determinism is independent of quantum-mechanical formalism, and (2) that quantum nonlocality makes epistemological determinism impossible.I also try to show that metaphysical determinism should be regarded as a Kantian regulative idea which sets the horizon for scientific inquiry but which at the same time lacks what Kant calls "objective validity."The main conclusion is that metaphysical determinism should be regarded as an idealization -a formal, cognitive principle that we a priori assume and not something that we discover through scientific inquiry.
Philosophical discourse traditionally distinguishes between ontology and epistemology and generally enforces this distinction by keeping the two subject areas separated. However, the relationship between the two areas is of central importance to physics and philosophy of physics. For instance, many measurement-related problems force us to consider both our knowledge of the states and observables of a system (epistemic perspective) and its states and observables independent of such knowledge (ontic perspective). This applies to quantum systems in particular. This contribution presents an example showing the importance of distinguishing between ontic and epistemic levels of description even for classical systems. Corresponding conceptions of ontic and epistemic states and their evolution are introduced and discussed with respect to aspects of stability and information flow. These aspects show why the ontic/epistemic distinction is particularly important for systems exhibiting deterministic chaos. Moreover, this distinction provides some understanding of the relationships between determinism, causation, predictability, randomness, and stochasticity.
The article discusses approaches to understanding the nature of probability in mathematics and physics with the consequences of these approaches, as well as the difficulties that arise. The ontological status of probability is discussed. It is shown that probability theory, contrary to R. Mises, should be classified as a mathematical science, using the definition formulated by A.N. Kolmogorov. The application of this definition in practice is provided within the framework of the classical approach, provided that the connection with physical reality is defined through the concept of equal opportunity. To do this, the concepts of simple and complex events are introduced, and the method of decomposing complex events into simple ones is explained. The point of view is substantiated, according to which a mathematical probability determined and related to physical reality in this way can be considered an objective probability, that is, existing independently of any tests. Various interpretations of quantum mechanics and approaches to understanding probability are also revealed. It is shown that in physics today the existing approaches to understanding the nature of probability contradict each other. In the Bohm interpretation, probability is an analogue of the classical approach – statistical objective probability, which has a mathematical formalization, and in quantum Bayesianism, probability quantifies the degree of reliability and depends on the subject conducting the experiment. The Copenhagen interpretation of quantum mechanics tries to eliminate the difficulties associated with combining the wave and corpuscular properties of light and electron beams into a single picture by giving the ontological status of probability, which leads to the problem of understanding physical reality. The article argues for the need for a new connection between the mathematical description of probability and physical reality. The empirical (frequency) approach of R. Mises is analyzed, which causes a lot of criticism, as it does not have a clear consistent formalization. The article argues that this approach is inconsistent with quantum mechanics. The probability given by M. Born in the Copenhagen interpretation of quantum mechanics is also considered, which formulates a new definition of probability, which does not exclude the difficulties associated with the physical interpretation of probability. Born’s approach is based on the classical approach and is reduced to a formal axiomatic definition, which assumes the interpretation of probability as a mathematical construct. The connection of probability with physical reality and the consistency of the statistical method of finding probability values remain unresolved problems, which creates a dualism of understanding probability: in mathematics – one thing, in physics – another. If in the mathematical approach, the solution of these problems is carried out through the connection of probability with physical properties, then in quantum mechanics, in the Copenhagen interpretation, problems persist, which is caused by giving the wave function an ontological status.
The outcomes of quantum measurements are generally considered to be random, but despite the fact that this randomness is an important element in quantum information theory, its nature is not well understood. In this thesis, we study several issues relating to the origin and certification of quantum randomness and unpredictability. One of the key results in forming our understanding of quantum mechanics as an intrinsically indeterministic theory is the Kochen-Specker theorem, which shows the impossibility to consistently assign simultaneous noncontextual definite values to all quantum mechanical observables prior to measurement. However, the theorem, under the assumption that any definite values must be noncontextual, only strictly shows that some observables must be value indefinite. We strengthen this result, proving a stronger variant of the Kochen-Specker theorem showing that, under the same assumption, if a system is prepared in an arbitrary state j i, then every observable A is value indefinite unless j i is an eigenstate of A. The indeterministic nature of quantum measurements does little to explain how the quality of quantum randomness differs from classical randomness. We show that, subject to certain physical assumptions, a sequence of bits generated by the measurement of value indefinite observables is guaranteed, in the infinite limit, to be strongly incomputable. We further discuss how this can be used to build a quantum random number generator certified by value indefiniteness. Next, we study the notion of unpredictability, which is central to the concept of (quantum) randomness. In doing so, we propose a formal model of prediction that can be used to asses the predictability of arbitrary physical experiments. We investigate how the quantum features of value indefiniteness and complementarity can be used to certify different levels of unpredictability, and show that the outcome of a single measurement of a value indefinite quantum observable is formally unpredictable. Finally, we study the relation between this notion of unpredictability and the computability-theoretic certification of quantum randomness.