Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Topological aspects of gapped and gapless quantum matter

Pok Man Tam

Published Jan 1, 2023• 0 citations
OpenAlex

Abstract

Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors $\nu = p/2q$ for bosonic systems and $\nu=p/(p+2q)$ for fermionic systems, with $p$ and $q$ being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the $\mathbb{Z}_2$ topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic $\chi_F$, and a fundamental question that we address in this thesis is: \textbf{does $\chi_F$ imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis, $\chi_F$ is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe $\chi_F$ for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson $\pi$-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals $\chi_F$ (in unit of $e^2/h$). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.

Related papers

Topology and Excitations in Low-Dimensional Quantum Matter

Ruben Verresen

The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.

•Jan 1, 2019•0 citations

Applications of conformal field theories in topological phases of matter

Bo Han

This dissertation discusses some applications of conformal field theories (CFTs) in topological phases of matter. The first part is devoted to a discussion of coupled wire constructions of some novel quantum Hall systems. Through a theoretical coupled wire model, we construct strongly correlated electronic integer quantum Hall states with filling factor 16. The edge state is a bosonic chiral (E8)1 CFT, which is closely related to topological paramagnets in (3+1)d. As a distinguishing feature, these states support electric and thermal Hall transport violating the Wiedemann-Franz law. We further construct two descendant non-Abelian quantum Hall states at filling 8, each carrying bosonic chiral (G2)1 or (F4)1 edge theories, and hosting Fibonacci anyonic excitations in the bulk. Finally, we discover a new notion of particle-hole conjugation based on the E8 state that relates the G2 and F4 Fibonacci states, which is reminiscent of similar physics in half-filled Landau level. The second part is focused on the surface topological orders of 3D bulk topological systems. Symmetry protected and symmetry-enriched topological (SPT/SET) phases in three dimensions are quantum systems that support non-trivial two-dimensional surface states. These surface states develop finite excitation energy gaps when the relevant symmetries are broken. On the other hand, one-dimensional gapless modes can populate along interfaces that separate adjacent gapped surface domains with distinct symmetry-breaking orders. A surface strip pattern in general reduces the low-energy SPT/SET surface degrees of freedom onto a 2D array of gapless 1D channels. These channels can be coupled to one another by quasiparticle tunneling, and these inter-wire interactions collectively provide an effective description of the surface state. In this part, we study a general class of symmetry-preserving or breaking SPT/SET surface states that admit finite excitation energy gaps and Abelian topological orders via the coupled wire construction. In particular, we focus on the prototype Abelian surface topological orders that fall under the ADE classification of simply-laced Lie algebras. We also elaborate on the emergent symmetry and duality properties of the coupled wire models. The third part is to discuss the relation between the conformal boundary state and (2+1)d SPT phases. We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group G in 2 + 1 dimensions. Our method is based on directly studying the 1 + 1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the non-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry G. We discuss the relation between edgeability and gappability in the presence of G. We study several examples including time-reversal symmetric topological insulators, ZN symmetric bosonic SPT phases, and Z2 × Z2 symmetric topological superconductors.

•Jul 8, 2019•0 citations

Aspects of Topology in Quantum Phases of Matter: A Journey through Lands both Flat and Not

Abhinav Prem

Topological quantum phases of matter are often characterized by the presence of fractionalized quasiparticles, which exhibit non-trivial braiding statistics or carry fractional quantum numbers, or of protected gapless surface states. In this thesis, we study topological phases in two and three spatial dimensions, from the perspective of searching for new exotic quantum phases and of characterizing their experimental signatures.\nWe first study topological defects in fermionic paired superfluids and discover that in the presence of a multiply quantized vortex, such a state hosts unpaired fermions in the BCS regime. We predict that these unpaired fermions will result in an experimentally measurable deviation of the system's angular momentum from its value in the BEC regime. Focusing on two-dimensions, we then study superconductors coupled to dynamically fluctuating electromagnetism, and establish a universal framework for studying the low-energy physics of such systems. We derive topological field theories describing all spin-singlet superconductors which naturally capture the interplay of symmetry and topology in these gapped states.\nThe remainder of this thesis is focused on a novel class of long-range entangled states of matter, known as “fracton” phases, in both two- and three-dimensions. These phases exhibit an intriguing phenomenology, most surprising of which is the presence of excitations which are immobile in isolation. Studying the non-equilibrium dynamics of gapped fracton phases, we discover that they naturally exhibit glassy quantum dynamics in the absence of quenched disorder, and hence may have potential technological applications as robust quantum memories. Finally, we conclude with a description of fracton phases as higher-rank tensor gauge theories and discuss the emergent phases of matter in which a finite density of fractons or their bound states may exist.

•Jan 1, 2018•0 citations

The Death of Quasiparticles: Strongly Interacting Gapless Phases with Fermi Surfaces and Fractional Statistics

Zhengyan Darius Shi

The emergence of quasiparticles at low temperature provides a powerful organizing principle for many quantum phases of matter, ranging from conventional magnets and superconductors to exotic insulators with topological order. In this thesis, I describe my research in gapless quantum phases in which the framework of quasiparticles breaks down. The main characters are two categories of gapless phases that feature the interplay between strong interactions and two additional ingredients – Fermi surfaces and fractional statistics. Chapter 2 through Chapter 5 focus on strongly interacting metals with Fermi surfaces. The most salient examples are a class of Hertz-Millis models describing the onset of spontaneous symmetry breaking in a metallic environment. At the quantum critical point, gapless order parameter fluctuations destroy quasiparticles living on the Fermi surface, giving rise to a strongly coupled non-Fermi liquid metal. A key result of these chapters is the identification of an infinite-dimensional symmetry that survives in these non-Fermi liquid metals despite the death of quasiparticles. This infinite-dimensional symmetry and its quantum anomaly lead to a series of non-perturbative results on thermodynamics and transport, which are confirmed by perturbative diagrammatic calculations in special examples. Chapter 6 through Chapter 8 explore quantum phases in which anyonic quasiparticles with fractional statistics play an essential role. When parameters in the system are tuned to close the anyon energy gaps, the original anyons lose their coherence and a variety of novel phases emerge. A highlight in this direction is a new mechanism for topological superconductivity in itinerant abelian and non-abelian anyon fluids, which could make contact with experiments on doped fractional quantum anomalous Hall states in the near future.

•May 1, 2025•0 citations

Topological phases of matter

Pak On Chan

Topological phases are gapped quantum phases of matter classified beyond the paradigm of Landau's symmetry breaking theory. In particular, topologically ordered phases are topological phases with topological order. Unlike the conventional symmetry-breaking order described by local order parameter, topological order is characterized by the excitations. For example, in (2+1)D topologically ordered phases, there are particle-like excitations called anyons. In contrast, in (3+1)D topologically ordered phases, there are both particle-like and loop-like excitations. These excitations exhibit braiding statistics, meaning that carrying one excitation adiabatically around another transform the ground state by a phase (or generally a unitary transformation). The braiding statistics of these excitations serves as a crucial ingredient in characterizing the topological order in these phases. One important aspect is to understand the braiding statistics in topologically ordered phases. While the anyonic braiding statistics in (2+1)D topologically ordered phases is well established, the braiding statistics in (3+1)D topologically ordered phases is far from clear. In (3+1)D, the most well-understood braiding statistics is the particle-loop braiding statistics, where a particle winds around a loop excitation acquires an Aharonov Bohm phase. In the thesis, we introduce a new braiding statistics, which we called the Borromean-Rings braiding statistics. It is a particle-loop-loop braiding statistics where a particle travels around two unlinked loops acquires a braiding phase. Unlike the particle-loop braiding, the particle trajectory in the Borromean-Rings braiding is not linked with any of the two loops. Another important aspect is to probe the topological order in topologically ordered phases. One usual way to probe the topological order is to examine the properties of the phases on various orientable surfaces. For example, for (2+1)D topologically ordered phases, the number of degenerate ground states on Torus counts the number of anyons. Also, ground state transformation under twisting the torus encodes the braiding data. In the thesis, we attempt to probe the topological order by putting the phases on non-orientable surfaces. We find that the ground state degeneracy and the ground state transformation reveals a special kind of anyons, called the parity symmetric anyons, which show a lost of orientation in their braiding statistics. They in turn distinguish different topological order. Even without topological order, there can be non-trivial topological phases in the presence of global symmetry. These topological phases are called the symmetry protected topological phases. For example, (3+1)D fermionic matter with time reversal symmetry and charge conservation symmetry has a non-trivial phase, namely the topological insulators. While the bulk of the topological insulators behaves like trivial insulators, the surface is anomalous with odd number of massless dirac fermions. While most of the understanding of topological insulators is developed upon the free fermion picture, such phase survives under interaction. In the thesis, we derive hydrodynamic field theory for the topological insulators by functional bosonization. Such formulation is robust against interaction. In addition, by suitably incorporating electron interactions, we predict new topological phases, called the fractional topological insulators. Besides, the surface theory of topological insulators also justify the famous duality between free massless dirac fermion and QED_3.

•Dec 3, 2018•0 citations

Studies on Fractionalization and Topology in Strongly Correlated Systems from Zero to Two Dimensions

Yichen Hu

The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.

•Jan 1, 2019•0 citations
Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors ν=p/2q\nu = p/2qν=p/2q for bosonic systems and ν=p/(p+2q)\nu=p/(p+2q)ν=p/(p+2q) for fermionic systems, with ppp and qqq being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the Z2\mathbb{Z}_2Z2​ topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic χF\chi_FχF​, and a fundamental question that we address in this thesis is: \textbf{does χF\chi_FχF​ imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis, χF\chi_FχF​ is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe χF\chi_FχF​ for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson π\piπ-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals χF\chi_FχF​ (in unit of e2/he^2/he2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
This dissertation discusses some applications of conformal field theories (CFTs) in topological phases of matter. The first part is devoted to a discussion of coupled wire constructions of some novel quantum Hall systems. Through a theoretical coupled wire model, we construct strongly correlated electronic integer quantum Hall states with filling factor 16. The edge state is a bosonic chiral (E8)1 CFT, which is closely related to topological paramagnets in (3+1)d. As a distinguishing feature, these states support electric and thermal Hall transport violating the Wiedemann-Franz law. We further construct two descendant non-Abelian quantum Hall states at filling 8, each carrying bosonic chiral (G2)1 or (F4)1 edge theories, and hosting Fibonacci anyonic excitations in the bulk. Finally, we discover a new notion of particle-hole conjugation based on the E8 state that relates the G2 and F4 Fibonacci states, which is reminiscent of similar physics in half-filled Landau level. The second part is focused on the surface topological orders of 3D bulk topological systems. Symmetry protected and symmetry-enriched topological (SPT/SET) phases in three dimensions are quantum systems that support non-trivial two-dimensional surface states. These surface states develop finite excitation energy gaps when the relevant symmetries are broken. On the other hand, one-dimensional gapless modes can populate along interfaces that separate adjacent gapped surface domains with distinct symmetry-breaking orders. A surface strip pattern in general reduces the low-energy SPT/SET surface degrees of freedom onto a 2D array of gapless 1D channels. These channels can be coupled to one another by quasiparticle tunneling, and these inter-wire interactions collectively provide an effective description of the surface state. In this part, we study a general class of symmetry-preserving or breaking SPT/SET surface states that admit finite excitation energy gaps and Abelian topological orders via the coupled wire construction. In particular, we focus on the prototype Abelian surface topological orders that fall under the ADE classification of simply-laced Lie algebras. We also elaborate on the emergent symmetry and duality properties of the coupled wire models. The third part is to discuss the relation between the conformal boundary state and (2+1)d SPT phases. We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group G in 2 + 1 dimensions. Our method is based on directly studying the 1 + 1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the non-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry G. We discuss the relation between edgeability and gappability in the presence of G. We study several examples including time-reversal symmetric topological insulators, ZN symmetric bosonic SPT phases, and Z2 × Z2 symmetric topological superconductors.
Topological quantum phases of matter are often characterized by the presence of fractionalized quasiparticles, which exhibit non-trivial braiding statistics or carry fractional quantum numbers, or of protected gapless surface states. In this thesis, we study topological phases in two and three spatial dimensions, from the perspective of searching for new exotic quantum phases and of characterizing their experimental signatures.\nWe first study topological defects in fermionic paired superfluids and discover that in the presence of a multiply quantized vortex, such a state hosts unpaired fermions in the BCS regime. We predict that these unpaired fermions will result in an experimentally measurable deviation of the system's angular momentum from its value in the BEC regime. Focusing on two-dimensions, we then study superconductors coupled to dynamically fluctuating electromagnetism, and establish a universal framework for studying the low-energy physics of such systems. We derive topological field theories describing all spin-singlet superconductors which naturally capture the interplay of symmetry and topology in these gapped states.\nThe remainder of this thesis is focused on a novel class of long-range entangled states of matter, known as “fracton” phases, in both two- and three-dimensions. These phases exhibit an intriguing phenomenology, most surprising of which is the presence of excitations which are immobile in isolation. Studying the non-equilibrium dynamics of gapped fracton phases, we discover that they naturally exhibit glassy quantum dynamics in the absence of quenched disorder, and hence may have potential technological applications as robust quantum memories. Finally, we conclude with a description of fracton phases as higher-rank tensor gauge theories and discuss the emergent phases of matter in which a finite density of fractons or their bound states may exist.
The emergence of quasiparticles at low temperature provides a powerful organizing principle for many quantum phases of matter, ranging from conventional magnets and superconductors to exotic insulators with topological order. In this thesis, I describe my research in gapless quantum phases in which the framework of quasiparticles breaks down. The main characters are two categories of gapless phases that feature the interplay between strong interactions and two additional ingredients – Fermi surfaces and fractional statistics. Chapter 2 through Chapter 5 focus on strongly interacting metals with Fermi surfaces. The most salient examples are a class of Hertz-Millis models describing the onset of spontaneous symmetry breaking in a metallic environment. At the quantum critical point, gapless order parameter fluctuations destroy quasiparticles living on the Fermi surface, giving rise to a strongly coupled non-Fermi liquid metal. A key result of these chapters is the identification of an infinite-dimensional symmetry that survives in these non-Fermi liquid metals despite the death of quasiparticles. This infinite-dimensional symmetry and its quantum anomaly lead to a series of non-perturbative results on thermodynamics and transport, which are confirmed by perturbative diagrammatic calculations in special examples. Chapter 6 through Chapter 8 explore quantum phases in which anyonic quasiparticles with fractional statistics play an essential role. When parameters in the system are tuned to close the anyon energy gaps, the original anyons lose their coherence and a variety of novel phases emerge. A highlight in this direction is a new mechanism for topological superconductivity in itinerant abelian and non-abelian anyon fluids, which could make contact with experiments on doped fractional quantum anomalous Hall states in the near future.
Topological phases are gapped quantum phases of matter classified beyond the paradigm of Landau's symmetry breaking theory. In particular, topologically ordered phases are topological phases with topological order. Unlike the conventional symmetry-breaking order described by local order parameter, topological order is characterized by the excitations. For example, in (2+1)D topologically ordered phases, there are particle-like excitations called anyons. In contrast, in (3+1)D topologically ordered phases, there are both particle-like and loop-like excitations. These excitations exhibit braiding statistics, meaning that carrying one excitation adiabatically around another transform the ground state by a phase (or generally a unitary transformation). The braiding statistics of these excitations serves as a crucial ingredient in characterizing the topological order in these phases. One important aspect is to understand the braiding statistics in topologically ordered phases. While the anyonic braiding statistics in (2+1)D topologically ordered phases is well established, the braiding statistics in (3+1)D topologically ordered phases is far from clear. In (3+1)D, the most well-understood braiding statistics is the particle-loop braiding statistics, where a particle winds around a loop excitation acquires an Aharonov Bohm phase. In the thesis, we introduce a new braiding statistics, which we called the Borromean-Rings braiding statistics. It is a particle-loop-loop braiding statistics where a particle travels around two unlinked loops acquires a braiding phase. Unlike the particle-loop braiding, the particle trajectory in the Borromean-Rings braiding is not linked with any of the two loops. Another important aspect is to probe the topological order in topologically ordered phases. One usual way to probe the topological order is to examine the properties of the phases on various orientable surfaces. For example, for (2+1)D topologically ordered phases, the number of degenerate ground states on Torus counts the number of anyons. Also, ground state transformation under twisting the torus encodes the braiding data. In the thesis, we attempt to probe the topological order by putting the phases on non-orientable surfaces. We find that the ground state degeneracy and the ground state transformation reveals a special kind of anyons, called the parity symmetric anyons, which show a lost of orientation in their braiding statistics. They in turn distinguish different topological order. Even without topological order, there can be non-trivial topological phases in the presence of global symmetry. These topological phases are called the symmetry protected topological phases. For example, (3+1)D fermionic matter with time reversal symmetry and charge conservation symmetry has a non-trivial phase, namely the topological insulators. While the bulk of the topological insulators behaves like trivial insulators, the surface is anomalous with odd number of massless dirac fermions. While most of the understanding of topological insulators is developed upon the free fermion picture, such phase survives under interaction. In the thesis, we derive hydrodynamic field theory for the topological insulators by functional bosonization. Such formulation is robust against interaction. In addition, by suitably incorporating electron interactions, we predict new topological phases, called the fractional topological insulators. Besides, the surface theory of topological insulators also justify the famous duality between free massless dirac fermion and QED_3.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.