Understanding the interplay between symmetries and phases lies at the heart of characterizing states of matter. The conventional Landau's paradigm associates local ordered states with symmetry breaking, but this paradigm fails to include gapped topological phases, which can only be distinguished by the global topological invariant and the present of gapless edge modes at open boundaries. In this thesis, variety of states of matter is enriched from two aspects: a new paradigm of phases that incorporates both symmetry broken phase and topological phase, and exotic topological phases that are realized in different degree of freedoms of the same system. The two aspects are explored by studying corresponding one dimensional fermionic models. Besides gapped phases, exotic quasiparticle interferences of gapless topological systems are also investigated. \n \nThe first chapter serves as a theoretical basis for the next two chapters by giving an introduction to topological phases in one dimension. In particular, a bosonization method is introduced to describe topological degeneracy and edge zero modes, which is favoured by the ability to deal with interactions as well as to uncover the phenomena of spin-charge separation. \n \nIn the second chapter a new paradigm of phases is proposed and investigated that incorporates both symmetry broken phases and symmetry-protected topological phases. Through exact-solvable models bond spin density wave(BSDW) states are proposed as candidates for this new paradigm, which are $\\ZZ_2$ symmetry breaking due to spontaneous dimerization and yet each is topological nontrivial with edge zero modes of fractional fermions. More general lattice models are constructed, and it is shown that BSDW exists in a considerable regime of parameters for a family of lattice models, from both mean-field analysis and bosonization. \n \nIn the third chapter, we give an effective field description for spin-charge separated edge modes consisting of both Majorana modes and fractional fermions, and demonstrate how to harvest both simultaneously in a spinless fermionic ladder with particle-hole symmetry and single-chain fermion parity. Further, the idea of spin-charge separated edge modes is applied to reinterpret the prominent Haldane phase of spin-1 chain in its equivalent spin-$\\frac{1}{2}$ fermionic model. \n \nIn contrast to the above two theoretically oriented topics that aim to add variety to topological phases, the third topic establishes a bridge between abstract concepts for topological systems to remarkable features that can be detected in experiments. The last chapter reveals how topological charges for topological Fermi points, through exhibiting exotic quasiparticle interference in the presence of impurities, could be visualized in STS measurements. \nThe generalized joint density of states(GJDOS) is applied to address effects from the geometry of band dispersion and topological charges separately. Both analytical results and numerical simulation suggest distinct and robust quasiparticle interference features as indicators for topological charges that can be accessed by FT-STS experiments.
Understanding the interplay between symmetries and phases lies at the heart of characterizing states of matter. The conventional Landau's paradigm associates local ordered states with symmetry breaking, but this paradigm fails to include gapped topological phases, which can only be distinguished by the global topological invariant and the present of gapless edge modes at open boundaries. In this thesis, variety of states of matter is enriched from two aspects: a new paradigm of phases that incorporates both symmetry broken phase and topological phase, and exotic topological phases that are realized in different degree of freedoms of the same system. The two aspects are explored by studying corresponding one dimensional fermionic models. Besides gapped phases, exotic quasiparticle interferences of gapless topological systems are also investigated. \n \nThe first chapter serves as a theoretical basis for the next two chapters by giving an introduction to topological phases in one dimension. In particular, a bosonization method is introduced to describe topological degeneracy and edge zero modes, which is favoured by the ability to deal with interactions as well as to uncover the phenomena of spin-charge separation. \n \nIn the second chapter a new paradigm of phases is proposed and investigated that incorporates both symmetry broken phases and symmetry-protected topological phases. Through exact-solvable models bond spin density wave(BSDW) states are proposed as candidates for this new paradigm, which are ZZ2 symmetry breaking due to spontaneous dimerization and yet each is topological nontrivial with edge zero modes of fractional fermions. More general lattice models are constructed, and it is shown that BSDW exists in a considerable regime of parameters for a family of lattice models, from both mean-field analysis and bosonization. \n \nIn the third chapter, we give an effective field description for spin-charge separated edge modes consisting of both Majorana modes and fractional fermions, and demonstrate how to harvest both simultaneously in a spinless fermionic ladder with particle-hole symmetry and single-chain fermion parity. Further, the idea of spin-charge separated edge modes is applied to reinterpret the prominent Haldane phase of spin-1 chain in its equivalent spin-frac12 fermionic model. \n \nIn contrast to the above two theoretically oriented topics that aim to add variety to topological phases, the third topic establishes a bridge between abstract concepts for topological systems to remarkable features that can be detected in experiments. The last chapter reveals how topological charges for topological Fermi points, through exhibiting exotic quasiparticle interference in the presence of impurities, could be visualized in STS measurements. \nThe generalized joint density of states(GJDOS) is applied to address effects from the geometry of band dispersion and topological charges separately. Both analytical results and numerical simulation suggest distinct and robust quasiparticle interference features as indicators for topological charges that can be accessed by FT-STS experiments.
Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors ν=p/2q for bosonic systems and ν=p/(p+2q) for fermionic systems, with p and q being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the Z2 topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic χF, and a fundamental question that we address in this thesis is: \textbf{does χF imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis, χF is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe χF for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson π-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals χF (in unit of e2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.
Majorana modes and fractional fermions are two types of edge zero modes appearing separately in topological superconductors and dimerized chains. Here we reveal how to harvest both types of edge modes simultaneously in an exotic chain. Such modes are naturally spin-charge separated, and are protected by the inversion and spin-parity symmetries. We construct a lattice model to illustrate the nature of these edge modes, utilizing fermionic functional renormalization group, mean-field theory and bosonization. We also elucidate that the four-fold degenerate ground states with edge-spinons in the Haldane phase of spin-1 chain may be reinterpreted as our spin-charge separated edge modes in an equivalent spin-1/2 fermionic model.
Symmetries play a central role in organizing many-body quantum phases of matter and in revealing universal low-energy behavior. Systems with gapless excitations are especially rich, as symmetries can act in intricate ways on low-energy degrees of freedom, while enhanced correlations and entanglement open possibilities not available in gapped settings. This thesis studies two settings in which symmetry considerations give rise to qualitatively new phenomena in gapless quantum matter and correlated electronic systems. In the first part of the thesis, I study how the framework developed for gapped topological phases can be generalized to gapless systems, especially those arising at topological phase transitions. I show that symmetry can refine a fixed conformal field theory universality class into distinct symmetry-enriched critical phases that cannot be smoothly connected without breaking symmetry or leaving the critical theory. In Chapter 1, I show that transitions between distinct symmetry-protected topological phases can exhibit exotic boundary critical behavior not seen in gapped systems. In Chapter 2, I show that distinct gapless symmetry-enriched phases can meet at an anomalous multicritical point. In Chapter 3, I show that spatial interfaces provide an operational indicator of these phases, and that distinct symmetry-enriched criticalities are separated by non-invertible conformal defects. Together, these results show that subtle distinctions in symmetry-enriched criticality have robust and physically detectable consequences. In the second part of the thesis, I study how symmetry and strong interactions govern charge carriers in correlated electron systems. In Chapter 4, I develop a microscopic theory of the Josephson diode effect in Josephson junctions, showing that nonreciprocal supercurrents arise universally from finite Cooper-pair momentum when time-reversal and inversion symmetry are simultaneously broken. In Chapter 5, I study spin-polaron formation in a flat-band ferromagnetic Hubbard model and show that binding occurs in a regime where the conventional mechanisms based on kinetic frustration or nontrivial band topology do not apply, but instead exotic composite charge carriers arise from quantum geometry.
In this thesis we investigate topological phases of matter that have a global, unbroken symmetry group -- also known as symmetry enriched topological (SET) phases. We address three questions about these phases: (1) how can we build exactly solvable models that realize them? (2) how can we determine if their edge theories can be gapped without breaking the symmetry? and (3) how do we understand the phenomenon of decoupled charge and neutral modes which occurs in certain fractional quantum Hall states? ,More specifically, we address the first question by constructing exactly solvable models for a wide class of symmetry enriched topological (SET) phases, which we call symmetry-enriched string nets. The construction applies to 2D bosonic SET phases with finite unitary onsite symmetry group G, and we conjecture that our models realize every phase in this class that can be described by a commuting projector Hamiltonian. As an example, we present a model for a phase with the same anyon excitations as the toric code and with a Z2 symmetry which exchanges the 'e' and 'm' type anyons. We further illustrate our construction with a number of additional examples. ,For the second question, we focus on the edge theories of 2D SET phases with Z2 symmetry. The central problem we seek to solve is to determine which edge theories can be gapped without breaking the symmetry. Previous attempts to answer this question in special cases relied on constructing perturbations of a particular type to gap the edge. This method proves the edge can be gapped when the appropriate perturbations can be found, but is inconclusive if they cannot be found. We build on this previous work by deriving a necessary and sufficient algebraic condition for when the edge can be gapped. Our results apply to Z2 symmetry protected topological phases as well as Abelian Z2 SET phases,Finally, in the fourth chapter, we describe solvable models that capture how impurity scattering in certain fractional quantum Hall edges can give rise to a neutral mode --- i.e. an edge mode that does not carry electric charge. These models consist of two counter-propagating chiral Luttinger liquids together with a collection of discrete impurity scatterers. Our main result is an exact solution of these models in the limit of infinitely strong impurity scattering. From this solution, we explicitly derive the existence of a neutral mode and we determine all of its microscopic properties including its velocity. We also study the stability of the neutral mode and show that it survives at finite but sufficiently strong scattering. Our results are applicable to a family of Abelian fractional quantum Hall states of which the nu = 2/3 state is the most prominent example.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
This thesis is devoted to the study of strongly correlated phases of quantum matter in two spatial dimensions. In presence of strong interactions, the electron can split up into separate spin and charge degrees of freedom. The diagnosis of such fractionalized excitations in recent experiments, as well as finding new probes for their detection, comprise the two major themes of this thesis.\nThe first part of the thesis, comprising chapters 2-6, discusses the relevance of fractionalization to the pseudogap phase of the underdoped high Tc cuprate superconductors. This is motivated by transport experiments that show a violation of Luttinger's theorem, possible only in the presence of topological order that can arise naturally as a consequence of fractionalization. Chapters 2 and 3 focus on phenomenological models with bosonic charge carriers and fermionic spin carriers, and investigate transport properties as well as various confinement transitions to symmetry broken phases. Chapters 4, 5 and 6 deal with a different framework of electron fractionalization, where the charge carriers are fermionic and spin carriers are bosonic. We find that these models can better explain the thermal and electrical transport properties in chapter 5. In chapters 6 and 7, we show how such models arise naturally from quantum fluctuations of antiferromagnetism, and can simultaneously intertwine the anti-nodal spectral gap with the discrete broken symmetries that are observed in the cuprates. \nThe second part of the thesis, comprising chapters 7 and 8, proposes new experimental probes to study the behavior of insulating two dimensional quantum magnets. Aided by geometric frustration and strong quantum fluctuations, they may realize a spin liquid ground state which can be extremely difficult to detect via conventional probes. Chapter 7 discusses how novel spin-transport probes from the spintronics community can be used to detect fractionalized excitations in a quantum spin liquid. Chapter 8 studies how the temperature dependent anisotropy of in-plane versus out-of-plane thermal conductivities can serve as an explicit signature of fractionalization in layered two-dimensional materials.