Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors
ν=p/2q for bosonic systems and
ν=p/(p+2q) for fermionic systems, with
p and
q being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the
Z2 topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic
χF, and a fundamental question that we address in this thesis is: \textbf{does
χF imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis,
χF is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe
χF for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson
π-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals
χF (in unit of
e2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.
Emergence in systems of many electrons can lead to macroscopic demonstrations of quantum mechanics which are intrinsically many-body. A primary focus of this dissertation is the phenomena of fractionalization, where the effective quasiparticles which emerge at long distances exhibit fractional quantum numbers of the microscopic degrees of freedom. The interplay between these emergent degrees of freedom and the microscopic symmetries can lead to a number of exotic properties including competing orders and unconventional phase transitions. I explore this phenomena in a number of platforms. This includes quantum antiferromagnets which can give rise to \textit{quantum spin liquids}, where we predict critical properties of phase transitions between spin liquids and conventionally-ordered phases - due to the fractionalized excitations, such critical theories deviate from traditional Landau-Ginzburg predictions. I also study the interplay between fractionalized spin and charge excitations, as well as fractionalization in non-equilibrium contexts. The second goal of this dissertation is to investigate the properties of disordered, strongly interacting, zero dimensional systems which exemplify many notable properties of higher-dimensional systems, such as doping-induced quantum criticality and non-Fermi liquid transport. The effects of disorder play an essential role in these models, leading to phenomena such as spin glass phases and conductance fluctuations which we investigate through both numerical and analytical methods.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
A core tenet of condensed matter physics has been that different phases of matter can be classified according to Landau's symmetry breaking paradigm. It has become clear, however, that phases of matter exist that are not distinguished by symmetry, but rather by topology. A paradigmatic example of this topological order are the fractional quantum Hall phases, which are the topic of this dissertation. Such phases exhibit the fractional quantum Hall effect, which occurs when electrons confined to two dimensions are subjected to a strong perpendicular magnetic field at very low temperatures. Characterized by a precise quantization of the Hall resistance and a concomitant vanishing of the longitudinal resistance, the fractional quantum Hall effect results from the formation of a strongly correlated quantum liquid of electrons. This quantum liquid supports remarkable quasiparticle excitations, which carry a fractional charge and are thought to obey fractional statistics beyond the familiar Bose-Einstein and Fermi-Dirac statistics. The theoretical understanding of the topological orders realized by the fractional quantum Hall states has progressed by the proposal of explicit trial wave functions as well as various types of effective field theories. This dissertation focuses on two series of trial wave functions, abelian and non-abelian hierarchy wave functions. We study the non-abelian hierarchy wave functions using conformal field theory techniques, by means of which the associated topological properties are studied. These include the fractional charges of the quasiparticles and their non-abelian fractional statistics. In addition, we study abelian hierarchy wave functions using effective Ginzburg-Landau theories in a way that connects to their known conformal field theory description.
The discovery of high-temperature superconductors has raises questions that extend beyond the scope of quasiparticles, a foundational concept in condensed matter theory. This dissertation explores new theoretical approaches to quantum matter without quasiparticle excitations, with a particular focus on quantum criticality and the associated superconductivity in correlated electron compounds. The soluble Sachdev-Ye-Kitaev (SYK) model has recently emerged as a fascinating platform to address the unusual metallic states with T-linear resistivity. We first consider differ- ent variants of random Hubbard models, which share many similarities to key aspects of the original SYK model. Using a large M analysis and a renormalization group method, we propose the existence of quantum critical points with fractionalized excitations separating two distinct phases, which provides insights into the quantum phase transitions and non-Fermi liquid behaviors observed in cuprate superconductors. In the second part of this dissertation, we examine the interplay between non-Fermi liquids and superconductivity with two different pairing mechanisms. Under the framework of random Hubbard model, we demonstrate that superconductivity emerging from non-Fermi liquids strongly deviates from the BCS theory by tuning the relative strength of hopping and exchange interactions. Furthermore, we investigate a two-dimensional Yukawa-SYK model with spatially randomn interactions coupling a Fermi surface to a scalar field associated with a quantum phase transition. Our theory agrees well with transport properties analysed in cuprates, such as a T-linear resistivity and Planckian dissipation.