Topological quantum phases of matter are often characterized by the presence of fractionalized quasiparticles, which exhibit non-trivial braiding statistics or carry fractional quantum numbers, or of protected gapless surface states. In this thesis, we study topological phases in two and three spatial dimensions, from the perspective of searching for new exotic quantum phases and of characterizing their experimental signatures.\nWe first study topological defects in fermionic paired superfluids and discover that in the presence of a multiply quantized vortex, such a state hosts unpaired fermions in the BCS regime. We predict that these unpaired fermions will result in an experimentally measurable deviation of the system's angular momentum from its value in the BEC regime. Focusing on two-dimensions, we then study superconductors coupled to dynamically fluctuating electromagnetism, and establish a universal framework for studying the low-energy physics of such systems. We derive topological field theories describing all spin-singlet superconductors which naturally capture the interplay of symmetry and topology in these gapped states.\nThe remainder of this thesis is focused on a novel class of long-range entangled states of matter, known as “fracton” phases, in both two- and three-dimensions. These phases exhibit an intriguing phenomenology, most surprising of which is the presence of excitations which are immobile in isolation. Studying the non-equilibrium dynamics of gapped fracton phases, we discover that they naturally exhibit glassy quantum dynamics in the absence of quenched disorder, and hence may have potential technological applications as robust quantum memories. Finally, we conclude with a description of fracton phases as higher-rank tensor gauge theories and discuss the emergent phases of matter in which a finite density of fractons or their bound states may exist.
Topological quantum phases of matter are often characterized by the presence of fractionalized quasiparticles, which exhibit non-trivial braiding statistics or carry fractional quantum numbers, or of protected gapless surface states. In this thesis, we study topological phases in two and three spatial dimensions, from the perspective of searching for new exotic quantum phases and of characterizing their experimental signatures.\nWe first study topological defects in fermionic paired superfluids and discover that in the presence of a multiply quantized vortex, such a state hosts unpaired fermions in the BCS regime. We predict that these unpaired fermions will result in an experimentally measurable deviation of the system's angular momentum from its value in the BEC regime. Focusing on two-dimensions, we then study superconductors coupled to dynamically fluctuating electromagnetism, and establish a universal framework for studying the low-energy physics of such systems. We derive topological field theories describing all spin-singlet superconductors which naturally capture the interplay of symmetry and topology in these gapped states.\nThe remainder of this thesis is focused on a novel class of long-range entangled states of matter, known as “fracton” phases, in both two- and three-dimensions. These phases exhibit an intriguing phenomenology, most surprising of which is the presence of excitations which are immobile in isolation. Studying the non-equilibrium dynamics of gapped fracton phases, we discover that they naturally exhibit glassy quantum dynamics in the absence of quenched disorder, and hence may have potential technological applications as robust quantum memories. Finally, we conclude with a description of fracton phases as higher-rank tensor gauge theories and discuss the emergent phases of matter in which a finite density of fractons or their bound states may exist.
Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors ν=p/2q for bosonic systems and ν=p/(p+2q) for fermionic systems, with p and q being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the Z2 topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic χF, and a fundamental question that we address in this thesis is: \textbf{does χF imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis, χF is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe χF for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson π-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals χF (in unit of e2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Dualities are central to our understanding of physics, in particular in the study of quantum phases of matter. In this dissertation, we explore exact lattice dualities that relate various topological phases of matter, which elucidates the interrelations between them. Moreover, searching for new dualities can even lead to the theoretical realization of new phases of matter. In the first half, we study local dualities, and how they can be used as quantum circuits to prepare Symmetry-Protected Topological (SPT) phases. We construct explicit quantum circuits that prepare fermionic SPT phases, which gives insight into the strongly interacting nature of these phases in contrast to previous free-fermion realizations. Moreover, we discuss a family of dualities, which not only generates the entanglement necessary to prepare SPT phases, but also generates anomalous symmetries which arise at transitions between such topological phases, giving new insights into topological quantum criticality. In the second half, we explore non-local dualities, exemplified by the famous Kramers-Wannier or Jordan-Wigner dualities in one dimension. we give a systematic method to generalize such non-local dualities to systems with different symmetries and to higher dimensions, which leads to explicit lattice models realizing new phases of matter. In particular, we uncover new families of fracton phases such as (i) Phases where immobile fracton excitations are emergent fermions (ii) Fracton phases that are enriched by spatial and/or time-reversal symmetries (iii) phases that "hybridizes" between conventional topological orders and fracton orders, some of which hosts non-abelian fracton excitations. Finally, we show that the two types of dualities can be related by an extra ingredient: measurement. This gives a practical method to realize non-local dualities in near-term quantum devices, paving a way to efficiently prepare a large class of topological phases of matter in experiments.
Understanding the interplay between symmetries and phases lies at the heart of characterizing states of matter. The conventional Landau's paradigm associates local ordered states with symmetry breaking, but this paradigm fails to include gapped topological phases, which can only be distinguished by the global topological invariant and the present of gapless edge modes at open boundaries. In this thesis, variety of states of matter is enriched from two aspects: a new paradigm of phases that incorporates both symmetry broken phase and topological phase, and exotic topological phases that are realized in different degree of freedoms of the same system. The two aspects are explored by studying corresponding one dimensional fermionic models. Besides gapped phases, exotic quasiparticle interferences of gapless topological systems are also investigated. \n \nThe first chapter serves as a theoretical basis for the next two chapters by giving an introduction to topological phases in one dimension. In particular, a bosonization method is introduced to describe topological degeneracy and edge zero modes, which is favoured by the ability to deal with interactions as well as to uncover the phenomena of spin-charge separation. \n \nIn the second chapter a new paradigm of phases is proposed and investigated that incorporates both symmetry broken phases and symmetry-protected topological phases. Through exact-solvable models bond spin density wave(BSDW) states are proposed as candidates for this new paradigm, which are ZZ2 symmetry breaking due to spontaneous dimerization and yet each is topological nontrivial with edge zero modes of fractional fermions. More general lattice models are constructed, and it is shown that BSDW exists in a considerable regime of parameters for a family of lattice models, from both mean-field analysis and bosonization. \n \nIn the third chapter, we give an effective field description for spin-charge separated edge modes consisting of both Majorana modes and fractional fermions, and demonstrate how to harvest both simultaneously in a spinless fermionic ladder with particle-hole symmetry and single-chain fermion parity. Further, the idea of spin-charge separated edge modes is applied to reinterpret the prominent Haldane phase of spin-1 chain in its equivalent spin-frac12 fermionic model. \n \nIn contrast to the above two theoretically oriented topics that aim to add variety to topological phases, the third topic establishes a bridge between abstract concepts for topological systems to remarkable features that can be detected in experiments. The last chapter reveals how topological charges for topological Fermi points, through exhibiting exotic quasiparticle interference in the presence of impurities, could be visualized in STS measurements. \nThe generalized joint density of states(GJDOS) is applied to address effects from the geometry of band dispersion and topological charges separately. Both analytical results and numerical simulation suggest distinct and robust quasiparticle interference features as indicators for topological charges that can be accessed by FT-STS experiments.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
Phases of matter have always attracted great interest within the scientific community, as they represent emergent phenomena arising from the collective behavior of a large number of interacting degrees of freedom. Their macroscopic properties, often impossible to predict directly from the microscopic scale, can be effectively captured in terms of quasiparticles, \textit{i.e.} particle-like low-energy excitations that emerge from interactions among the underlying microscopic constituents and may exhibit properties entirely different from those of any fundamental particle, reflecting the rich structure of the many-body system. In this Thesis, we investigate two classes of quasiparticles that arise in distinct exotic phases of matter. The first class appears in antiferromagnetic quantum spin chains with discrete symmetries and frustrated boundary conditions, namely periodic boundary conditions with an odd number of sites. In this setting, the competition between global and local orders produces exotic gapless, non-relativistic excitations above the ground state, which can dramatically modify the physics even in the thermodynamic limit. In particular, we focus on how this specific choice of boundary conditions profoundly modifies the phase diagram of one of the most famous integrable models, the XY chain. The second class consists of subdimensional quasiparticles, excitations whose mobility is restricted to lower-dimensional subspaces and which characterize the low-energy sector of emerging fracton phases of matter. Quasiparticles with restricted mobility first appeared in exactly solvable quantum spin models, and it was later realized that they can also emerge from higher-rank gauge theories. In this part of the Thesis, we develop Lorentz-covariant gauge field theories for fractons in 2+1 dimensions, starting from the first principles of Quantum Field Theory (fields and symmetries), with the aim of embedding the features observed in the condensed matter literature into a more formal field theoretical framework.