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Journal of Physics Conference Series

On the physical meaning of the Gorini–Kossakowski–Sudarshan–Lindblad operator

Dieter Schuch, T. Koide

Published Jun 1, 2025• 0 citations
Publisher

Abstract

Abstract We present an alternative derivation of the Gorini-Kossakowski-Sudarshan-Lindblad (GKSL) equation based on complex Riccati equations and the associated dynamical invariants. Our formulation introduces time-dependent coefficients, which satisfy the constraints imposed by the Robertson-Schrödinger uncertainty relations, as previously discussed by Dekker et al. in the time-independent case. This time dependence may provide new insights and perspectives for extending the framework to non-Markovian systems.

DOI
10.1088/1742-6596/3017/1/012016

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Abstract We present an alternative derivation of the Gorini-Kossakowski-Sudarshan-Lindblad (GKSL) equation based on complex Riccati equations and the associated dynamical invariants. Our formulation introduces time-dependent coefficients, which satisfy the constraints imposed by the Robertson-Schrödinger uncertainty relations, as previously discussed by Dekker et al. in the time-independent case. This time dependence may provide new insights and perspectives for extending the framework to non-Markovian systems.
This note is written for the special issue of OSID dedicated to the 50th anniversary of the Gorini--Kossakowski--Lindblad--Sudarshan equation. Its purpose is not to give a comprehensive historical review, but rather to reconstruct, in a self-contained way, one logical route leading to the GKLS generator. The emphasis is placed on Kossakowski's structural insight: the combination of Markovianity, complete positivity, trace preservation, and the infinitesimal structure of quantum dynamical semigroups naturally leads to the celebrated form of the generator. I also include a few personal recollections of Andrzej Kossakowski, under whose guidance I spent one year as a postdoctoral researcher in 2003--2004.
We present a rigorous and comprehensive classification of the asymptotic behavior of time-dependent Gorini-Kossakowski-Sudarshan-Lindblad (GKSL) equations under the assumption of Hermitian jump operators. Our results apply to a broad class of GKSL equations whose time dependence is assumed to be recurrent, including time-independent, periodic, quasiperiodic, and certain classes of random time dependence. Our main contributions are twofold: first, we establish a criterion for the uniqueness of steady states. The criterion is formulated in terms of the algebra generated by the GKSL generators and provides a necessary and sufficient condition when the generators are analytic functions of time. We demonstrate the utility of our criterion through prototypical examples, including quantum many-body spin chains. Second, we extend the concept of strong symmetry for time-dependent GKSL equations by introducing two distinct forms, strong symmetry in the Schrödinger picture and that in the interaction picture, and completely classify the asymptotic dynamics with them. More concretely, we rigorously uncover that the strong symmetry in the interaction picture is responsible for non-trivial time-dependent steady states, such as coherent oscillations, whereas that in the Schrödinger picture controls the existence of time-independent steady states. This classification not only encompasses established mechanisms underlying non-trivial oscillatory steady states, such as strong dynamical symmetry and Floquet dynamical symmetry, but also reveals symmetry-predicted, time-dependent asymptotic dynamics in a novel class of open quantum systems. Our framework thus provides a rigorous foundation for controlling dissipative quantum systems in a time-dependent manner.
The year 2026 marks the fiftieth anniversary of the two seminal papers in which Gorini, Kossakowski, and Sudarshan, and independently Lindblad, characterized the generators of completely positive quantum dynamical semigroups. We revisit the conceptual and historical route leading to the Gorini-Kossakowski-Lindblad-Sudarshan (GKLS) master equation and examine several of its early developments and consequences. Our aim is to show how several initially separate mathematical and physical ideas converged in the GKLS structure theorem, imme- diately opening the way to manifold consequences for the description of dissipative quantum phenomena and how that theorem, fifty years later, remains both a foundational result and an active framework for open quantum dynamics.
Open quantum systems are, in general, described by a density matrix that is evolving under transformations belonging to a dynamical semigroup. They can obey the Franke–Gorini–Kossakowski–Lindblad–Sudarshan (FGKLS) equation. We exhaustively study the case of a Hilbert space of dimension 2. First, we find final fixed states (called pointers) of an evolution of an open system, and we then obtain a general solution to the FGKLS equation and confirm that it converges to a pointer. After this, we check that the solution has physical meaning, i.e., it is Hermitian, positive and has trace equal to 1, and find a moment of time starting from which the FGKLS equation can be used—the range of applicability of the semigroup symmetry. Next, we study the behavior of a solution for a weak interaction with an environment and make a distinction between interacting and non-interacting cases. Finally, we prove that there cannot exist oscillating solutions to the FGKLS equation, which would resemble the behavior of a closed quantum system.
We give a new nonstandard proof of the well-known theorem that the generator LLL of a quantum dynamical semigroup exp⁡(tL)\exp(tL)exp(tL) on a finite-dimensional quantum system has a specific form called a Gorini-Kossakowski-Sudarshan-Lindblad (GKSL) generator (also known as a Lindbladian) and vice versa. The proof starts from the Kraus representation of the quantum channel exp⁡(δtL)\exp (δt L)exp(δtL) for an infinitesimal hyperreal number δt>0δt>0δt>0 and then estimates the orders of the traceless components of the Kraus operators. The jump operators naturally arise as the standard parts of the traceless components of the Kraus operators divided by δt\sqrt{δt}δt​. We also give a nonstandard proof of a related fact that close completely positive maps have close Kraus operators.