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Lecture notes in physics

Spontaneous Symmetry Breaking

Tomáš Brauner

Published Jan 1, 2024• 0 citations
Publisher

Abstract

The roots of the modern understanding of symmetries in physics can be traced to the work of Sophus Lie on transformations of differential equations in the nineteenth century. In this chapter, the history of the subject is used to emphasize the distinction between the symmetry of the dynamics of a physical system and the symmetry of its specific state. The central concept of spontaneous symmetry breaking is then introduced as the discrepancy between the two notions of symmetry. It is shown how the presence of spontaneous symmetry breaking can be detected through the sensitivity of measurements on the physical state to external perturbations. This naturally leads to the concepts of the order parameter and the vacuum manifold. The rest of the chapter is devoted to highlighting some subtle features of spontaneous symmetry breaking. These include the properties of the ground state and the tower of low-lying excited states in a finite volume, and the absence of well-defined unitary operators representing broken symmetry in the thermodynamic limit.

DOI
10.1007/978-3-031-48378-3_5

Related papers

Spontaneous symmetry breaking in quantum systems: Emergence or reduction?

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Beginning with Anderson (1972) , spontaneous symmetry breaking ( ssb ) in infinite quantum systems is often put forward as an example of (asymptotic) emergence in physics , since in theory no finite system should display it. Even the correspondence between theory and reality is at stake here, since numerous real materials show ssb in their ground states (or equilibrium states at low temperature), although they are finite. Thus against what is sometimes called ‘Earman's Principle’, a genuine physical effect (viz. ssb ) seems theoretically recovered only in some idealisation (namely the thermodynamic limit), disappearing as soon as the idealisation is removed. We review the well-known arguments that (at first sight) no finite system can exhibit ssb , using the formalism of algebraic quantum theory in order to control the thermodynamic limit and unify the description of finite- and infinite-volume systems. Using the striking mathematical analogy between the thermodynamic limit and the classical limit, we show that a similar situation obtains in quantum mechanics (which typically forbids ssb ) versus classical mechanics (which allows it). This discrepancy between formalism and reality is quite similar to the measurement problem (now regarded as an instance of asymptotic emergence), and hence we address it in the same way, adapting an argument of the Landsman and Reuvers (2013) that was originally intended to explain the collapse of the wave-function within conventional quantum mechanics. Namely, exponential sensitivity to (asymmetric) perturbations of the (symmetric) dynamics as the system size increases causes symmetry breaking already in finite but very large quantum systems. This provides continuity between finite- and infinite-volume descriptions of quantum systems featuring ssb and hence restores Earman's Principle (at least in this particularly threatening case).

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Spontaneous symmetry breaking (SSB) in quantum systems, such as ferromagnets, is normally described as (or as arising from) degeneracy of the ground state; however, it is well established that this degeneracy only occurs in spatially infinite systems, and even better established that ferromagnets are not spatially infinite. I review this well-known paradox, and consider a popular solution where the symmetry is explicitly broken by some external field which goes to zero in the infinite-volume limit; although this is formally satisfactory, I argue that it must be rejected as a physical explanation of SSB since it fails to reproduce some important features of the phenomenology. Motivated by considerations from the analogous classical system, I argue that SSB in finite systems should be understood in terms of the approximate decoupling of the system's state space into dynamically-isolated sectors, related by a symmetry transformation; I use the formalism of decoherent histories to make this more precise and to quantify the effect, showing that it is more than sufficient to explain SSB in realistic systems and that it goes over in a smooth and natural way to the infinite limit.

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Spontaneous symmetry breaking (SSB) is responsible for structure formation in scenarios ranging from condensed matter to cosmology. SSB is broadly understood in terms of perturbations to the Hamiltonian governing the dynamics or to the state of the system. We study SSB due to quantum monitoring of a system via continuous quantum measurements. The acquisition of information during the measurement process induces a measurement backaction that seeds SSB. In this setting, by monitoring different observables, an observer can tailor the topology of the vacuum manifold, the pattern of symmetry breaking, and the nature of the resulting domains and topological defects.

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Spontaneous Symmetry Breaking in Nonrelativistic Systems - eScholarship

Haruki Watanabe

The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.

•Jan 1, 2015•0 citations
The roots of the modern understanding of symmetries in physics can be traced to the work of Sophus Lie on transformations of differential equations in the nineteenth century. In this chapter, the history of the subject is used to emphasize the distinction between the symmetry of the dynamics of a physical system and the symmetry of its specific state. The central concept of spontaneous symmetry breaking is then introduced as the discrepancy between the two notions of symmetry. It is shown how the presence of spontaneous symmetry breaking can be detected through the sensitivity of measurements on the physical state to external perturbations. This naturally leads to the concepts of the order parameter and the vacuum manifold. The rest of the chapter is devoted to highlighting some subtle features of spontaneous symmetry breaking. These include the properties of the ground state and the tower of low-lying excited states in a finite volume, and the absence of well-defined unitary operators representing broken symmetry in the thermodynamic limit.
Beginning with Anderson (1972) , spontaneous symmetry breaking ( ssb ) in infinite quantum systems is often put forward as an example of (asymptotic) emergence in physics , since in theory no finite system should display it. Even the correspondence between theory and reality is at stake here, since numerous real materials show ssb in their ground states (or equilibrium states at low temperature), although they are finite. Thus against what is sometimes called ‘Earman's Principle’, a genuine physical effect (viz. ssb ) seems theoretically recovered only in some idealisation (namely the thermodynamic limit), disappearing as soon as the idealisation is removed. We review the well-known arguments that (at first sight) no finite system can exhibit ssb , using the formalism of algebraic quantum theory in order to control the thermodynamic limit and unify the description of finite- and infinite-volume systems. Using the striking mathematical analogy between the thermodynamic limit and the classical limit, we show that a similar situation obtains in quantum mechanics (which typically forbids ssb ) versus classical mechanics (which allows it). This discrepancy between formalism and reality is quite similar to the measurement problem (now regarded as an instance of asymptotic emergence), and hence we address it in the same way, adapting an argument of the Landsman and Reuvers (2013) that was originally intended to explain the collapse of the wave-function within conventional quantum mechanics. Namely, exponential sensitivity to (asymmetric) perturbations of the (symmetric) dynamics as the system size increases causes symmetry breaking already in finite but very large quantum systems. This provides continuity between finite- and infinite-volume descriptions of quantum systems featuring ssb and hence restores Earman's Principle (at least in this particularly threatening case).
Spontaneous symmetry breaking (SSB) in quantum systems, such as ferromagnets, is normally described as (or as arising from) degeneracy of the ground state; however, it is well established that this degeneracy only occurs in spatially infinite systems, and even better established that ferromagnets are not spatially infinite. I review this well-known paradox, and consider a popular solution where the symmetry is explicitly broken by some external field which goes to zero in the infinite-volume limit; although this is formally satisfactory, I argue that it must be rejected as a physical explanation of SSB since it fails to reproduce some important features of the phenomenology. Motivated by considerations from the analogous classical system, I argue that SSB in finite systems should be understood in terms of the approximate decoupling of the system's state space into dynamically-isolated sectors, related by a symmetry transformation; I use the formalism of decoherent histories to make this more precise and to quantify the effect, showing that it is more than sufficient to explain SSB in realistic systems and that it goes over in a smooth and natural way to the infinite limit.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
Spontaneous symmetry breaking (SSB) is central to modern physics but is conventionally defined only for infinite systems, raising challenges for its interpretation in finite, real-world setups. This paper argues that the key to resolving this issue lies in the underappreciated role of boundary conditions in quantum systems. Inspired by both the relational approach to symmetries and the physical mechanism behind symmetry breaking, we formulate a relational interpretation of SSB: a finite system exhibits SSB relative to a reference environment which can induce perturbations across the boundary. This eliminates the need for the thermodynamic limit, offering a more physical picture of SSB that emphasizes the observable consequences of the interactions that real-life systems inevitably have with their environment. We show how, in this relational interpretation, SSB for both lattice systems and (gauge) field theories should be understood as subtle, rather than spontaneous, symmetry breaking, still in contrast to explicit symmetry breaking. We also explain how algebraic definitions of SSB for infinite systems relate to the intuitive picture of SSB in finite systems and illustrate how asymptotic boundary conditions push the environment "to infinity". In this way, our relational interpretation of SSB provides a unified conceptual framework applicable to symmetry-breaking in systems of any size.
Spontaneous symmetry breaking (SSB) is responsible for structure formation in scenarios ranging from condensed matter to cosmology. SSB is broadly understood in terms of perturbations to the Hamiltonian governing the dynamics or to the state of the system. We study SSB due to quantum monitoring of a system via continuous quantum measurements. The acquisition of information during the measurement process induces a measurement backaction that seeds SSB. In this setting, by monitoring different observables, an observer can tailor the topology of the vacuum manifold, the pattern of symmetry breaking, and the nature of the resulting domains and topological defects.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.