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Spontaneous Symmetry Breaking in Nonrelativistic Systems

Haruki Watanabe

Published Nov 21, 2015• 2 citations
OpenAlex

Abstract

The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.

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Spontaneous Symmetry Breaking in Nonrelativistic Systems - eScholarship

Haruki Watanabe

The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.

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In modern physics, spontaneous symmetry breaking is one of the most important and ubiquitous ideas. It is well known that the breakdown of global and continuous symmetry gives rise to gapless excitations called Nambu-Goldstone (NG) bosons. This is called NG theorem. Since the generators of broken symmetries are bosonic, the excitations are also bosons. On the other hand, excitations are thought of as fermionic when a generator of broken symmetry is fermionic. The most famous example of fermionic symmetry is supersymmetry (SUSY). SUSY is a symmetry that exchanges bosons and fermions. In high-energy physics, it is known that spontaneous SUSY breaking gives rise to massless modes called NG fermions or Nambu- Goldstinos. In non-relativistic systems, fewer examples of models with SUSY are studied. Therefore, spontaneous SUSY breaking in non-relativistic systems is less understood than that in nonrelativistic systems or spontaneous symmetry breaking. In this thesis, we introduce interacting Majorana models with supersymmetry (SUSY) and discuss the properties in terms of spontaneous SUSY breaking and NG modes.

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When global continuous symmetries are spontaneously broken, there appear gapless collective excitations called Nambu-Goldstone modes (NGMs) that govern the low-energy property of the system. The application of this famous theorem ranges from high-energy, particle physics to condensed matter and atomic physics. When a symmetry breaking occurs in systems that lack the Lorentz invariance to start with, as is usually the case in condensed matter systems, the number of resulting NGMs can be fewer than that of broken symmetry generators, and the dispersion of NGMs is not necessarily linear. In this article, we review recently established formulas for NGMs associated with broken internal symmetries that work equally for relativistic and nonrelativistic systems. We also discuss complexities of NGMs originating from space-time symmetry breaking. In the process we cover many illuminating examples from various context. We also present a complementary point of view from the Lieb-Schultz-Mattis theorem.

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The question of whether Bose-Einstein condensation involves spontaneous symmetry breaking is surprisingly controversial. We review the theory of spontaneous symmetry breaking in ferromagnets, compare it with the theory of symmetry breaking in condensates, and discuss the different viewpoints on the correspondence to experiments. These viewpoints include alternative perspectives in which we can treat condensates with fixed particle numbers, and where coherence arises from measurements. This question relates to whether condensates of quasiparticles such as polaritons can be viewed as “real” condensates. Introduction Spontaneous symmetry breaking is a deep subject in physics with long historical roots. At the most basic level, it arises in the field of cosmology. Physicists have long had an aesthetic principle that leads us to expect symmetry in the all of the basic equations of physical law. Yet the universe is manifestly full of asymmetries. How does a symmetric system acquire asymmetry merely by evolving in time? Starting in the 1950s, cosmologists began to borrow the ideas of spontaneous symmetry breaking from condensed matter physics, which were originally developed to explain spontaneous magnetization in ferromagnetic systems. Spontaneous coherence in all its forms (e.g., Bose-Einstein condensation [BEC], superconductivity, and lasing) can be viewed as another type of symmetry breaking. The Hamiltonian of the system is symmetric, yet under some conditions, the energy of the system can be reduced by putting the system into a state with asymmetry, namely, a state with a common phase for a macroscopic number of particles. The symmetry of the system implies that it does not matter what the exact choice of that phase is, as long as it is the same for all the particles. It is not obvious, however, whether the symmetry breaking which occurs in spontaneous coherence of the type seen in lasers or in Bose-Einstein condensation is the same as that seen in ferromagnetic systems. There are similarities in the systems which encourage the same view of all types of symmetry breaking, but there are also differences. In fact, there is a substantial school of thought that symmetry breaking in Bose-Einstein condensates with ultracold atoms is a “convenient fiction” (a term applied to optical coherence by Mølmer [1]).

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The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
In modern physics, spontaneous symmetry breaking is one of the most important and ubiquitous ideas. It is well known that the breakdown of global and continuous symmetry gives rise to gapless excitations called Nambu-Goldstone (NG) bosons. This is called NG theorem. Since the generators of broken symmetries are bosonic, the excitations are also bosons. On the other hand, excitations are thought of as fermionic when a generator of broken symmetry is fermionic. The most famous example of fermionic symmetry is supersymmetry (SUSY). SUSY is a symmetry that exchanges bosons and fermions. In high-energy physics, it is known that spontaneous SUSY breaking gives rise to massless modes called NG fermions or Nambu- Goldstinos. In non-relativistic systems, fewer examples of models with SUSY are studied. Therefore, spontaneous SUSY breaking in non-relativistic systems is less understood than that in nonrelativistic systems or spontaneous symmetry breaking. In this thesis, we introduce interacting Majorana models with supersymmetry (SUSY) and discuss the properties in terms of spontaneous SUSY breaking and NG modes.
When global continuous symmetries are spontaneously broken, there appear gapless collective excitations called Nambu-Goldstone modes (NGMs) that govern the low-energy property of the system. The application of this famous theorem ranges from high-energy, particle physics to condensed matter and atomic physics. When a symmetry breaking occurs in systems that lack the Lorentz invariance to start with, as is usually the case in condensed matter systems, the number of resulting NGMs can be fewer than that of broken symmetry generators, and the dispersion of NGMs is not necessarily linear. In this article, we review recently established formulas for NGMs associated with broken internal symmetries that work equally for relativistic and nonrelativistic systems. We also discuss complexities of NGMs originating from space-time symmetry breaking. In the process we cover many illuminating examples from various context. We also present a complementary point of view from the Lieb-Schultz-Mattis theorem.
The question of whether Bose-Einstein condensation involves spontaneous symmetry breaking is surprisingly controversial. We review the theory of spontaneous symmetry breaking in ferromagnets, compare it with the theory of symmetry breaking in condensates, and discuss the different viewpoints on the correspondence to experiments. These viewpoints include alternative perspectives in which we can treat condensates with fixed particle numbers, and where coherence arises from measurements. This question relates to whether condensates of quasiparticles such as polaritons can be viewed as “real” condensates. Introduction Spontaneous symmetry breaking is a deep subject in physics with long historical roots. At the most basic level, it arises in the field of cosmology. Physicists have long had an aesthetic principle that leads us to expect symmetry in the all of the basic equations of physical law. Yet the universe is manifestly full of asymmetries. How does a symmetric system acquire asymmetry merely by evolving in time? Starting in the 1950s, cosmologists began to borrow the ideas of spontaneous symmetry breaking from condensed matter physics, which were originally developed to explain spontaneous magnetization in ferromagnetic systems. Spontaneous coherence in all its forms (e.g., Bose-Einstein condensation [BEC], superconductivity, and lasing) can be viewed as another type of symmetry breaking. The Hamiltonian of the system is symmetric, yet under some conditions, the energy of the system can be reduced by putting the system into a state with asymmetry, namely, a state with a common phase for a macroscopic number of particles. The symmetry of the system implies that it does not matter what the exact choice of that phase is, as long as it is the same for all the particles. It is not obvious, however, whether the symmetry breaking which occurs in spontaneous coherence of the type seen in lasers or in Bose-Einstein condensation is the same as that seen in ferromagnetic systems. There are similarities in the systems which encourage the same view of all types of symmetry breaking, but there are also differences. In fact, there is a substantial school of thought that symmetry breaking in Bose-Einstein condensates with ultracold atoms is a “convenient fiction” (a term applied to optical coherence by Mølmer [1]).
Abstract We discuss spontaneous symmetry breaking of open classical and quantum systems. When a continuous symmetry is spontaneously broken in an open system, a gapless excitation mode appears corresponding to the Nambu–Goldstone mode. Unlike isolated systems, the gapless mode is not always a propagation mode, but it is a diffusion one. Using the Ward–Takahashi identity and the effective action formalism, we establish the Nambu–Goldstone theorem in open systems, and derive the low-energy coefficients that determine the dispersion relation of Nambu–Goldstone modes. Using these coefficients, we classify the Nambu–Goldstone modes into four types: type-A propagation, type-A diffusion, type-B propagation, and type-B diffusion modes.
The low-energy dynamics of many-body systems is governed by gapless modes whose properties are dictated by symmetry. Their existence follows from Goldstone's theorem, while their effective description at zero temperature is determined by the pattern of symmetry breaking. At finite temperature, an analogous role is played by hydrodynamics, which describes the universal behavior of many-body systems over long times and large distances. These principles are well understood for uniform symmetries, which act homogeneously in spacetime and lead to a correspondence between massless Goldstone modes and broken generators, as well as gapless hydrodynamic modes and conserved charges. However, this simple picture changes in the presence of nonuniform symmetries, whose generators do not commute with spacetime translations. The low-energy implications of these symmetries remain less understood, as they do not introduce additional gapless modes but instead constrain the dynamics of the existing degrees of freedom. In this thesis, we develop a unified framework for many-body systems with nonuniform symmetries and show that their effects can be understood in terms of additional fields that are not independent at low energies and can be eliminated, leading to kinematic constraints that reshape the infrared dynamics. In systems with spontaneous symmetry breaking, this mechanism modifies the effective theory and often softens the dispersion relations of the remaining modes. At finite temperature, it manifests in hydrodynamics as constraints on macroscopic currents. As a result, nonuniform symmetries give rise to qualitatively new physical phenomena, including modified spectra of collective excitations, exemplified by transverse Tkachenko oscillations in quantum vortex crystals, and unconventional transport phenomena, such as anomalously slow diffusion and softened sound modes in dipole-conserving systems.