The question of whether Bose-Einstein condensation involves spontaneous symmetry breaking is surprisingly controversial. We review the theory of spontaneous symmetry breaking in ferromagnets, compare it with the theory of symmetry breaking in condensates, and discuss the different viewpoints on the correspondence to experiments. These viewpoints include alternative perspectives in which we can treat condensates with fixed particle numbers, and where coherence arises from measurements. This question relates to whether condensates of quasiparticles such as polaritons can be viewed as “real” condensates. Introduction Spontaneous symmetry breaking is a deep subject in physics with long historical roots. At the most basic level, it arises in the field of cosmology. Physicists have long had an aesthetic principle that leads us to expect symmetry in the all of the basic equations of physical law. Yet the universe is manifestly full of asymmetries. How does a symmetric system acquire asymmetry merely by evolving in time? Starting in the 1950s, cosmologists began to borrow the ideas of spontaneous symmetry breaking from condensed matter physics, which were originally developed to explain spontaneous magnetization in ferromagnetic systems. Spontaneous coherence in all its forms (e.g., Bose-Einstein condensation [BEC], superconductivity, and lasing) can be viewed as another type of symmetry breaking. The Hamiltonian of the system is symmetric, yet under some conditions, the energy of the system can be reduced by putting the system into a state with asymmetry, namely, a state with a common phase for a macroscopic number of particles. The symmetry of the system implies that it does not matter what the exact choice of that phase is, as long as it is the same for all the particles. It is not obvious, however, whether the symmetry breaking which occurs in spontaneous coherence of the type seen in lasers or in Bose-Einstein condensation is the same as that seen in ferromagnetic systems. There are similarities in the systems which encourage the same view of all types of symmetry breaking, but there are also differences. In fact, there is a substantial school of thought that symmetry breaking in Bose-Einstein condensates with ultracold atoms is a “convenient fiction” (a term applied to optical coherence by Mølmer [1]).
The question of whether Bose-Einstein condensation involves spontaneous symmetry breaking is surprisingly controversial. We review the theory of spontaneous symmetry breaking in ferromagnets, compare it with the theory of symmetry breaking in condensates, and discuss the different viewpoints on the correspondence to experiments. These viewpoints include alternative perspectives in which we can treat condensates with fixed particle numbers, and where coherence arises from measurements. This question relates to whether condensates of quasiparticles such as polaritons can be viewed as “real” condensates. Introduction Spontaneous symmetry breaking is a deep subject in physics with long historical roots. At the most basic level, it arises in the field of cosmology. Physicists have long had an aesthetic principle that leads us to expect symmetry in the all of the basic equations of physical law. Yet the universe is manifestly full of asymmetries. How does a symmetric system acquire asymmetry merely by evolving in time? Starting in the 1950s, cosmologists began to borrow the ideas of spontaneous symmetry breaking from condensed matter physics, which were originally developed to explain spontaneous magnetization in ferromagnetic systems. Spontaneous coherence in all its forms (e.g., Bose-Einstein condensation [BEC], superconductivity, and lasing) can be viewed as another type of symmetry breaking. The Hamiltonian of the system is symmetric, yet under some conditions, the energy of the system can be reduced by putting the system into a state with asymmetry, namely, a state with a common phase for a macroscopic number of particles. The symmetry of the system implies that it does not matter what the exact choice of that phase is, as long as it is the same for all the particles. It is not obvious, however, whether the symmetry breaking which occurs in spontaneous coherence of the type seen in lasers or in Bose-Einstein condensation is the same as that seen in ferromagnetic systems. There are similarities in the systems which encourage the same view of all types of symmetry breaking, but there are also differences. In fact, there is a substantial school of thought that symmetry breaking in Bose-Einstein condensates with ultracold atoms is a “convenient fiction” (a term applied to optical coherence by Mølmer [1]).
Based on Bogoliubov's truncated Hamiltonian H B for a weakly interacting Bose system, and adding a U(1) symmetry breaking term V 1/2 (λ a 0 +λ * a 0 + ) to H B , we show by using the coherent state theory and the mean-field approximation rather than the c-number approximations, that the Bose–Einstein condensation(BEC) occurs if and only if the U(1) symmetry of the system is spontaneously broken. The real ground state energy and the justification of the Bogoliubov c-number substitution are given by solving the Schrödinger eigenvalue equation and using the self-consistent condition.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
Abstract Due to high current interest to Bose–Einstein condensation (BEC), the related topics, such as spontaneous gauge symmetry breaking, ergodic decomposition, and particle fluctuations, are intensively discussed in literature. These discussions, unfortunately, involve quite a number of controversies and confusions. The goal of the present brief survey is to clarify some of these confusions, concentrating on the principal points, such as the relationship between the conditions of BEC, the Bogolubov method of quasiaverages, spontaneous gauge symmetry breaking, ergodic decomposition, the presumed existence of nonthermodynamic particle fluctuations leading to the so-called ‘grand canonical catastrophe’, and the requirements for system stability.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
The interplay between spontaneously broken gauge symmetries and Bose–Einstein condensation has long been controversially discussed in science, since the equations of motion are invariant under phase transformations. Within the present model, it is illustrated that spontaneous symmetry breaking appears as a non-local process in position space, but within disjoint subspaces of the underlying Hilbert space. Numerical simulations show that it is the symmetry of the relative phase distribution between condensate and non-condensate quantum fields which is spontaneously broken when passing the critical temperature for Bose–Einstein condensation. Since the total number of gas particles remains constant over time, the global U(1)-gauge symmetry of the system is preserved.
Due to high current interest to Bose-Einstein condensation, the related topics, such as spontaneous gauge symmetry breaking, ergodic decomposition, and particle fluctuations, are intensively discussed in literature. These discussions, unfortunately, involve quite a number of controversies and confusions. The goal of the present brief survey is to clarify some of these confusions, concentrating on the principal points, such as the relationship between the conditions of Bose-Einstein condensation, the Bogolubov method of quasiaverages, spontaneous gauge symmetry breaking, ergodic decomposition, the presumed existence of nonthermodynamic particle fluctuations leading to the so-called ``grand canonical catastrophe", and the requirements for system stability.