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arXiv:2606.15272

Symmetry Breaking through Superselection by Boundary Conditions

Silvester G. A. Borsboom, José P. Dupont

physics.hist-phquant-phSubmitted Jun 13, 2026• Announced Jun 16, 2026• 0 citations
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Abstract

Spontaneous symmetry breaking (SSB) is central to modern physics but is conventionally defined only for infinite systems, raising challenges for its interpretation in finite, real-world setups. This paper argues that the key to resolving this issue lies in the underappreciated role of boundary conditions in quantum systems. Inspired by both the relational approach to symmetries and the physical mechanism behind symmetry breaking, we formulate a relational interpretation of SSB: a finite system exhibits SSB relative to a reference environment which can induce perturbations across the boundary. This eliminates the need for the thermodynamic limit, offering a more physical picture of SSB that emphasizes the observable consequences of the interactions that real-life systems inevitably have with their environment. We show how, in this relational interpretation, SSB for both lattice systems and (gauge) field theories should be understood as subtle, rather than spontaneous, symmetry breaking, still in contrast to explicit symmetry breaking. We also explain how algebraic definitions of SSB for infinite systems relate to the intuitive picture of SSB in finite systems and illustrate how asymptotic boundary conditions push the environment "to infinity". In this way, our relational interpretation of SSB provides a unified conceptual framework applicable to symmetry-breaking in systems of any size.

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Spontaneous symmetry breaking (SSB) is central to modern physics but is conventionally defined only for infinite systems, raising challenges for its interpretation in finite, real-world setups. This paper argues that the key to resolving this issue lies in the underappreciated role of boundary conditions in quantum systems. Inspired by both the relational approach to symmetries and the physical mechanism behind symmetry breaking, we formulate a relational interpretation of SSB: a finite system exhibits SSB relative to a reference environment which can induce perturbations across the boundary. This eliminates the need for the thermodynamic limit, offering a more physical picture of SSB that emphasizes the observable consequences of the interactions that real-life systems inevitably have with their environment. We show how, in this relational interpretation, SSB for both lattice systems and (gauge) field theories should be understood as subtle, rather than spontaneous, symmetry breaking, still in contrast to explicit symmetry breaking. We also explain how algebraic definitions of SSB for infinite systems relate to the intuitive picture of SSB in finite systems and illustrate how asymptotic boundary conditions push the environment "to infinity". In this way, our relational interpretation of SSB provides a unified conceptual framework applicable to symmetry-breaking in systems of any size.
Beginning with Anderson (1972) , spontaneous symmetry breaking ( ssb ) in infinite quantum systems is often put forward as an example of (asymptotic) emergence in physics , since in theory no finite system should display it. Even the correspondence between theory and reality is at stake here, since numerous real materials show ssb in their ground states (or equilibrium states at low temperature), although they are finite. Thus against what is sometimes called ‘Earman's Principle’, a genuine physical effect (viz. ssb ) seems theoretically recovered only in some idealisation (namely the thermodynamic limit), disappearing as soon as the idealisation is removed. We review the well-known arguments that (at first sight) no finite system can exhibit ssb , using the formalism of algebraic quantum theory in order to control the thermodynamic limit and unify the description of finite- and infinite-volume systems. Using the striking mathematical analogy between the thermodynamic limit and the classical limit, we show that a similar situation obtains in quantum mechanics (which typically forbids ssb ) versus classical mechanics (which allows it). This discrepancy between formalism and reality is quite similar to the measurement problem (now regarded as an instance of asymptotic emergence), and hence we address it in the same way, adapting an argument of the Landsman and Reuvers (2013) that was originally intended to explain the collapse of the wave-function within conventional quantum mechanics. Namely, exponential sensitivity to (asymmetric) perturbations of the (symmetric) dynamics as the system size increases causes symmetry breaking already in finite but very large quantum systems. This provides continuity between finite- and infinite-volume descriptions of quantum systems featuring ssb and hence restores Earman's Principle (at least in this particularly threatening case).
This essay expounds the algebraic framework describing general physical the-ories, within which the phenomenon of spontaneous symmetry breaking (SSB) makes its appearance in infinite quantum systems. This is in contrast with the fact that a large class of theories- both classical and quantum, finite and infinite- are termed, in the conventional account of classical and quantum mechanics, as exhibiting SSB. This discrepancy will be understood in the light of an interpretation that finds the symmetry breaking to be in some respects stronger in the algebraic account than is generally the case in the conventional picture. The case of SSB in the standard account of quantum field theory (QFT) will then be discussed, and it will be argued that, although one would expect a connection with the algebraic account to be possible, this turns out to be problematic. Finally the role of the idealisation of infinite systems, crucial to algebraic SSB, will be dis-cussed.
Solids appear to have localised centres of mass, yet many-body quantum theory describes them using translationally symmetric models that preclude localisation. Conventionally, this is resolved through spontaneous symmetry breaking by introducing an interaction with a semiclassical environment that breaks the symmetry. In the thermodynamic limit, the interaction can be removed while leaving the state localised. This, however, raises the question of how localisation arises outside the thermodynamic limit, i.e., in finite quantum systems (Wallace, 2018). Here, we show that, by quantising the environment, the localisation of finite systems occurs within decoherent branches, while the state vector of the composite system remains translationally symmetric. Our approach is analogous to the Page-Wootters construction (Page & Wootters, 1983) and quantum reference frames; moreover, we recover the semiclassical description as a limiting case while predicting experimentally distinguishable corrections away from this limit.
Spontaneous symmetry breaking (SSB) in quantum systems, such as ferromagnets, is normally described as (or as arising from) degeneracy of the ground state; however, it is well established that this degeneracy only occurs in spatially infinite systems, and even better established that ferromagnets are not spatially infinite. I review this well-known paradox, and consider a popular solution where the symmetry is explicitly broken by some external field which goes to zero in the infinite-volume limit; although this is formally satisfactory, I argue that it must be rejected as a physical explanation of SSB since it fails to reproduce some important features of the phenomenology. Motivated by considerations from the analogous classical system, I argue that SSB in finite systems should be understood in terms of the approximate decoupling of the system's state space into dynamically-isolated sectors, related by a symmetry transformation; I use the formalism of decoherent histories to make this more precise and to quantify the effect, showing that it is more than sufficient to explain SSB in realistic systems and that it goes over in a smooth and natural way to the infinite limit.
The roots of the modern understanding of symmetries in physics can be traced to the work of Sophus Lie on transformations of differential equations in the nineteenth century. In this chapter, the history of the subject is used to emphasize the distinction between the symmetry of the dynamics of a physical system and the symmetry of its specific state. The central concept of spontaneous symmetry breaking is then introduced as the discrepancy between the two notions of symmetry. It is shown how the presence of spontaneous symmetry breaking can be detected through the sensitivity of measurements on the physical state to external perturbations. This naturally leads to the concepts of the order parameter and the vacuum manifold. The rest of the chapter is devoted to highlighting some subtle features of spontaneous symmetry breaking. These include the properties of the ground state and the tower of low-lying excited states in a finite volume, and the absence of well-defined unitary operators representing broken symmetry in the thermodynamic limit.
Abstract The existence of various physical phenomena stems from the concept called asymptotic emergence, that is, they seem to be exclusively reserved for certain limiting theories. Important examples are spontaneous symmetry breaking (SSB) and phase transitions: these would only occur in the classical or thermodynamic limit of underlying finite quantum systems, since for finite quantum systems, due to the uniqueness of the relevant states, such phenomena are excluded by Theory. In Nature, however, finite quantum systems describing real materials clearly exhibit such effects. In this paper we discuss these apparently “paradoxical” phenomena and outline various ideas and mechanisms that encompass both theory and reality, from physical and mathematical points of view.