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arXiv:2209.04272 · Journal of Physics A Mathematical and Theoretical

Phase transitions as a manifestation of spontaneous unitarity violation

Jasper van Wezel

Published Sep 27, 2022• 4 citations
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Abstract

Abstract Spontaneous symmetry breaking is well understood under equilibrium conditions as a consequence of the singularity of the thermodynamic limit. How a single global orientation of the order parameter dynamically emerges from an initially symmetric state during a phase transition, however, is not captured by this paradigm. Here, we present a series of symmetry arguments suggesting that singling out a global choice for the ordered state is in fact forbidden under unitary time evolution, even in the presence of an environment and infinitesimal symmetry breaking perturbations. We thus argue that the observation of phase transitions in our everyday world presents a manifestation of the unitarity of quantum dynamics itself being spontaneously broken. We argue that this agrees with the observation that Schrödinger’s time dependent equation is rendered unstable for macroscopic objects owing to the same singular thermodynamic limit that affects equilibrium configurations.

DOI
10.1088/1751-8121/ac9163

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Abstract Spontaneous symmetry breaking is well understood under equilibrium conditions as a consequence of the singularity of the thermodynamic limit. How a single global orientation of the order parameter dynamically emerges from an initially symmetric state during a phase transition, however, is not captured by this paradigm. Here, we present a series of symmetry arguments suggesting that singling out a global choice for the ordered state is in fact forbidden under unitary time evolution, even in the presence of an environment and infinitesimal symmetry breaking perturbations. We thus argue that the observation of phase transitions in our everyday world presents a manifestation of the unitarity of quantum dynamics itself being spontaneously broken. We argue that this agrees with the observation that Schrödinger’s time dependent equation is rendered unstable for macroscopic objects owing to the same singular thermodynamic limit that affects equilibrium configurations.
Instabilities of equilibrium quantum mechanics are common and well-understood. They are manifested for example in phase transitions, where a quantum system becomes so sensitive to perturbations that a symmetry can be spontaneously broken. Here, we consider the possibility that the time evolution governing quantum dynamics may be similarly subject to an instability, at which its unitarity spontaneously breaks down owing to an extreme sensitivity towards perturbations. We find that indeed such an instability exists, and we explore its immediate consequences. Interpretations of the results both in terms of extreme sensitivity to the influence of environmental degrees of freedom, and in terms of a possible fundamental violation of unitarity are discussed.
Instabilities of equilibrium quantum mechanics are common and well-understood. They are manifested for example in phase transitions, where a quantum system becomes so sensitive to perturbations that a symmetry can be spontaneously broken. Here, we consider the possibility that the time evolution governing quantum dynamics may be similarly subject to an instability, at which its unitarity spontaneously breaks down owing to an extreme sensitivity towards perturbations. We find that indeed such an instability exists, and we explore its immediate consequences. Interpretations of the results both in terms of extreme sensitivity to the influence of environmental degrees of freedom, and in terms of a possible fundamental violation of unitarity are discussed.
During the past decade, the experimental development of being able to create ever larger and heavier quantum superpositions has brought the discussion of the connection between microscopic quantum mechanics and macroscopic classical physics back to the forefront of physical research. Under equilibrium conditions this connection is in fact well understood in terms of the mechanism of spontaneous symmetry breaking, while the emergence of classical dynamics can be described within an ensemble averaged description in terms of decoherence. The remaining realm of individual-state quantum dynamics in the thermodynamic limit was addressed in a recent paper proposing that the unitarity of quantum mechanical time evolution in macroscopic objects may be susceptible to a spontaneous breakdown. Here we will discuss the implications of this theory of spontaneous unitarity breaking for the modern experiments involving truly macroscopic Schrodinger cat states.
The inability of Schrödinger's unitary time evolution to describe the measurement of a quantum state remains a central foundational problem. It was recently suggested that the unitarity of Schrödinger dynamics can be spontaneously broken, resulting in measurement as an emergent phenomenon in the thermodynamic limit. Here, we introduce a family of models for spontaneous unitarity violation that apply to generic initial superpositions over arbitrarily many states, using either single or multiple state-independent stochastic components. Crucially, we show that Born's probability rule emerges spontaneously in all cases.
In a quantum many-body system coupled to the environment, its steady state can exhibit spontaneous symmetry breaking when a control parameter exceeds a critical value. In this study, we consider spontaneous symmetry breaking in nonsteady modes of an open quantum many-body system. Assuming that the time evolution of the density matrix of the system is described by a Markovian master equation, the dynamics of the system is fully characterized by the eigenmodes and spectrum of the corresponding time evolution superoperator. Among the nonsteady eigenmodes with finite lifetimes, we focus on the eigenmodes with the highest frequency, which we call the most coherent mode. For a dissipative spin model, it is shown that the most coherent mode exhibits a transition from a disordered phase to a symmetry-broken ordered phase, even if the steady state does not show singular behavior. We further argue that the phase transition of the most coherent mode induces a qualitative change in the decoherence dynamics of highly entangled states, i.e., the Schr\"odinger's cat states.
The description of spontaneous symmetry breaking that underlies the connection between classically ordered objects in the thermodynamic limit and their individual quantum-mechanical building blocks is one of the cornerstones of modern condensed-matter theory and has found applications in many different areas of physics. The theory of spontaneous symmetry breaking, however, is inherently an equilibrium theory, which does not address the dynamics of quantum systems in the thermodynamic limit. Here, we will use the example of a particular antiferromagnetic model system to show that the presence of a so-called thin spectrum of collective excitations with vanishing energy---one of the well-known characteristic properties shared by all symmetry-breaking objects---can allow these objects to also spontaneously break time-translation symmetry in the thermodynamic limit. As a result, that limit is found to be able, not only to reduce quantum-mechanical equilibrium averages to their classical counterparts, but also to turn individual-state quantum dynamics into classical physics. In the process, we find that the dynamical description of spontaneous symmetry breaking can also be used to shed some light on the possible origins of Born's rule. We conclude by describing an experiment on a condensate of exciton polaritons which could potentially be used to experimentally test the proposed mechanism.