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Physical review. B./Physical review. B

Eigenstate thermalization and its breakdown in quantum spin chains with inhomogeneous interactions

Ding-Zu Wang, Hao Zhu, Jian Cui, Javier Argüello-Luengo, Maciej Lewenstein, Guo‐Feng Zhang, Piotr Sierant, Shi-Ju Ran

Published Jan 22, 2024• 8 citations
Publisher

Abstract

The eigenstate thermalization hypothesis (ETH) is a successful theory that establishes the criteria for ergodicity and thermalization in isolated quantum many-body systems. In this work, we investigate the thermalization properties of a spin-$1/2$ XXZ chain with linearly inhomogeneous interactions. We demonstrate that introduction of the inhomogeneous interactions leads to an onset of quantum chaos and thermalization, which, however, becomes inhibited for sufficiently strong inhomogeneity. To exhibit ETH, and to display its breakdown upon varying the strength of interactions, we probe statistics of energy levels and properties of matrix elements of local observables in eigenstates of the inhomogeneous XXZ spin chain. Moreover, we investigate the dynamics of the entanglement entropy and the survival probability which further evidence the thermalization and its breakdown in the considered model. We outline a way to experimentally realize the XXZ chain with linearly inhomogeneous interactions in systems of ultracold atoms. Our results highlight a mechanism of emergence of ETH due to insertion of inhomogeneities in an otherwise integrable system and illustrate the arrest of quantum dynamics in the presence of strong interactions.

DOI
10.1103/physrevb.109.045139

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A very fundamental problem in quantum statistical mechanics involves whether—and how—an isolated quantum system will reach thermal equilibrium after waiting a long time. In quantum systems that do thermalize, the long-time expectation value of any “reasonable” operator will match its predicted value in the canonical ensemble. The Eigenstate Thermalization Hypothesis (ETH) posits that this thermalization occurs at the level of each individual energy eigenstate; in fact, any single eigenstate in a microcanonical energy window will predict the expectation values of such operators exactly. In the first part of this dissertation, we identify, for a generic model system, precisely which operators satisfy ETH, as well as limits to the information contained in a single eigenstate. Remarkably, our results strongly suggest that a single eigenstate can contain information about energy densities—and therefore temperatures—far away from the energy density of the eigenstate.Additionally, we study the possible breakdown of quantum thermalization in a model of itinerant electrons on a one-dimensional chain, with both spin and charge degrees of freedom. This model exhibits peculiar properties in the entanglement entropy, the apparent scaling of which is modified from a “volume law” to an “area law” after performing a partial, site-wise measurement on the system. These properties and others suggest that this model realizes a new, non-thermal phase of matter, known as a Quantum Disentangled Liquid (QDL). The putative existence of this phase has striking implications for the foundations of quantum statistical mechanics.

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The eigenstate thermalization hypothesis (ETH) is a successful theory that establishes the criteria for ergodicity and thermalization in isolated quantum many-body systems. In this work, we investigate the thermalization properties of a spin-1/21/21/2 XXZ chain with linearly inhomogeneous interactions. We demonstrate that introduction of the inhomogeneous interactions leads to an onset of quantum chaos and thermalization, which, however, becomes inhibited for sufficiently strong inhomogeneity. To exhibit ETH, and to display its breakdown upon varying the strength of interactions, we probe statistics of energy levels and properties of matrix elements of local observables in eigenstates of the inhomogeneous XXZ spin chain. Moreover, we investigate the dynamics of the entanglement entropy and the survival probability which further evidence the thermalization and its breakdown in the considered model. We outline a way to experimentally realize the XXZ chain with linearly inhomogeneous interactions in systems of ultracold atoms. Our results highlight a mechanism of emergence of ETH due to insertion of inhomogeneities in an otherwise integrable system and illustrate the arrest of quantum dynamics in the presence of strong interactions.
The eigenstate thermalization hypothesis (ETH) is a successful theory that establishes the criteria for ergodicity and thermalization in isolated quantum many-body systems. In this work, we investigate the thermalization properties of spin-$ 1/2 $ XXZ chain with linearly-inhomogeneous interactions. We demonstrate that introduction of the inhomogeneous interactions leads to an onset of quantum chaos and thermalization, which, however, becomes inhibited for sufficiently strong inhomogeneity. To exhibit ETH, and to display its breakdown upon varying the strength of interactions, we probe statistics of energy levels and properties of matrix elements of local observables in eigenstates of the inhomogeneous XXZ spin chain. Moreover, we investigate the dynamics of the entanglement entropy and the survival probability which further evidence the thermalization and its breakdown in the considered model. We outline a way to experimentally realize the XXZ chain with linearly-inhomogeneous interactions in systems of ultracold atoms. Our results highlight a mechanism of emergence of ETH due to insertion of inhomogeneities in an otherwise integrable system and illustrate the arrest of quantum dynamics in presence of strong interactions.
The Eigenstate Thermalization Hypothesis explains thermalization in isolated quantum systems through the statistical properties of observables in the energy eigenbasis. We investigate the crossover from integrability to chaos in the spin-1/21/21/2 XXZ chain, establishing a direct correspondence between the spectral correlations of the Hamiltonian and local observables expressed in the energy eigenbasis as a signature of ergodicity breaking. By introducing a local perturbation that drives the system from integrability to chaos, we track the standard ETH indicators and the eigenstate entanglement entropy. We introduce a submatrix-based framework for analyzing local observables in the energy eigenbasis. By extracting real-symmetric blocks along the diagonal of the local observables represented in eigenbasis, we show that these submatrices exhibit both the short-range and long-range spectral features of the Hamiltonian. Remarkably, this correspondence persists even in a partially ergodic regime, indicating that the emergence of chaos is already encoded locally within the observables' matrix structure and that small blocks are sufficient to capture the underlying spectral correlations.
We investigate the extent to which the eigenstate thermalization hypothesis (ETH) is valid or violated in the nonintegrable and the integrable spin-1/2 XXZ chains. We perform the energy-resolved analysis of statistical properties of matrix elements of observables in the energy eigenstate basis. The Hilbert space is divided into energy shells of constant width, and a block submatrix is constructed whose columns and rows correspond to the eigenstates in the respective energy shells. In each submatrix, we measure the second moment of off-diagonal elements in a column. The columnar second moments are distributed with a finite variance for finite-sized systems. We show that the relative variance of the columnar second moments decreases as the system size increases in the non-integrable system. The self-averaging behavior indicates that the energy eigenstates are statistically equivalent to each other, which is consistent with the ETH. In contrast, the relative variance does not decrease with the system size in the integrable system. The persisting eigenstate-to-eigenstate fluctuation implies that the matrix elements cannot be characterized with the energy parameters only. Our result explains the origin for the breakdown of the fluctuation dissipation theorem in the integrable system. The eigenstate-to-eigenstate fluctuations sheds a new light on the meaning of the ETH.
The eigenstate thermalization hypothesis (ETH) provides the prevailing framework for understanding quantum thermalization and ergodicity in isolated many-body systems. Yet, no general theory describes the continuous onset of ETH violation between the conventional ETH and its complete breakdown. Here, we introduce a two-parameter ansatz for the ETH violation that unifies and distinguishes two mechanisms: fading ergodicity and trapped ergodicity. While fading ergodicity captures the established route to ergodicity breaking, trapped ergodicity describes a distinct scenario in which ETH is violated in finite systems but restored in the thermodynamic limit. We test this framework in the spin-1/2 J1J_1J1​-J2J_2J2​ chains with on-site disorder and linear potential. In both cases, we find that the observed ETH violation is consistent with trapped ergodicity.
This work aims at understanding the interplay between the eigenstate thermalization hypothesis (ETH), initial state independent equilibration, and quantum chaos in systems that do not have a direct classical counterpart. It is based on numerical investigations of asymmetric Heisenberg spin ladders with varied interaction strengths between the legs, i.e., along the rungs. The relaxation of the energy difference between the legs is investigated. Two different parameters, both intended to quantify the degree of accordance with the ETH, are computed. Both indicate violation of the ETH at large interaction strengths but at different thresholds. Indeed, the energy difference is found not to relax independently of its initial value above some critical interaction strength, which coincides with one of the thresholds. At the same point the level statistics shift from Poisson-type to Wigner-type. Hence, the system may be considered to become integrable again in the strong interaction limit.
A very fundamental problem in quantum statistical mechanics involves whether—and how—an isolated quantum system will reach thermal equilibrium after waiting a long time. In quantum systems that do thermalize, the long-time expectation value of any “reasonable” operator will match its predicted value in the canonical ensemble. The Eigenstate Thermalization Hypothesis (ETH) posits that this thermalization occurs at the level of each individual energy eigenstate; in fact, any single eigenstate in a microcanonical energy window will predict the expectation values of such operators exactly. In the first part of this dissertation, we identify, for a generic model system, precisely which operators satisfy ETH, as well as limits to the information contained in a single eigenstate. Remarkably, our results strongly suggest that a single eigenstate can contain information about energy densities—and therefore temperatures—far away from the energy density of the eigenstate.Additionally, we study the possible breakdown of quantum thermalization in a model of itinerant electrons on a one-dimensional chain, with both spin and charge degrees of freedom. This model exhibits peculiar properties in the entanglement entropy, the apparent scaling of which is modified from a “volume law” to an “area law” after performing a partial, site-wise measurement on the system. These properties and others suggest that this model realizes a new, non-thermal phase of matter, known as a Quantum Disentangled Liquid (QDL). The putative existence of this phase has striking implications for the foundations of quantum statistical mechanics.