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arXiv:2608.02744 · Physical review. B./Physical review. B

Two-Parameter Ansatz for the Violation of Eigenstate Thermalization

Kohei Ohgane, Lev Vidmar

cond-mat.stat-mechcond-mat.dis-nnquant-phSubmitted Aug 3, 2026• Announced Aug 5, 2026• 0 citations
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Abstract

The eigenstate thermalization hypothesis (ETH) provides the prevailing framework for understanding quantum thermalization and ergodicity in isolated many-body systems. Yet, no general theory describes the continuous onset of ETH violation between the conventional ETH and its complete breakdown. Here, we introduce a two-parameter ansatz for the ETH violation that unifies and distinguishes two mechanisms: fading ergodicity and trapped ergodicity. While fading ergodicity captures the established route to ergodicity breaking, trapped ergodicity describes a distinct scenario in which ETH is violated in finite systems but restored in the thermodynamic limit. We test this framework in the spin-1/2 $J_1$-$J_2$ chains with on-site disorder and linear potential. In both cases, we find that the observed ETH violation is consistent with trapped ergodicity.

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The eigenstate thermalization hypothesis (ETH) provides the prevailing framework for understanding quantum thermalization and ergodicity in isolated many-body systems. Yet, no general theory describes the continuous onset of ETH violation between the conventional ETH and its complete breakdown. Here, we introduce a two-parameter ansatz for the ETH violation that unifies and distinguishes two mechanisms: fading ergodicity and trapped ergodicity. While fading ergodicity captures the established route to ergodicity breaking, trapped ergodicity describes a distinct scenario in which ETH is violated in finite systems but restored in the thermodynamic limit. We test this framework in the spin-1/2 J1J_1J1​-J2J_2J2​ chains with on-site disorder and linear potential. In both cases, we find that the observed ETH violation is consistent with trapped ergodicity.
Eigenstate thermalization hypothesis (ETH) represents a breakthrough in many-body physics since it allows us to link thermalization of physical observables with the applicability of random matrix theory (RMT). Recent years were also extremely fruitful in exploring possible counterexamples to thermalization, ranging, among others, from integrability, single-particle chaos, many-body localization, many-body scars, to Hilbert-space fragmentation. In all these cases the conventional ETH is violated. However, it remains elusive how the conventional ETH breaks down when one approaches the boundaries of ergodicity, and whether the range of validity of the conventional ETH coincides with the validity of RMT-like spectral statistics. Here we bridge this gap and we introduce a scenario of the ETH breakdown in many-body quantum systems, dubbed fading ergodicity regime, which establishes a link between the conventional ETH and nonergodic behavior. We conjecture this scenario to be relevant for the description of finite many-body systems at the boundaries of ergodicity, and we provide numerical and analytical arguments for its validity in the quantum sun model of ergodicity-breaking phase transition. For the latter, we provide evidence that the breakdown of the conventional ETH is not associated with the breakdown of the RMT-like spectral statistics. Published by the American Physical Society 2024
The eigenstate thermalization hypothesis (ETH) is a successful theory that establishes the criteria for ergodicity and thermalization in isolated quantum many-body systems. In this work, we investigate the thermalization properties of a spin-1/21/21/2 XXZ chain with linearly inhomogeneous interactions. We demonstrate that introduction of the inhomogeneous interactions leads to an onset of quantum chaos and thermalization, which, however, becomes inhibited for sufficiently strong inhomogeneity. To exhibit ETH, and to display its breakdown upon varying the strength of interactions, we probe statistics of energy levels and properties of matrix elements of local observables in eigenstates of the inhomogeneous XXZ spin chain. Moreover, we investigate the dynamics of the entanglement entropy and the survival probability which further evidence the thermalization and its breakdown in the considered model. We outline a way to experimentally realize the XXZ chain with linearly inhomogeneous interactions in systems of ultracold atoms. Our results highlight a mechanism of emergence of ETH due to insertion of inhomogeneities in an otherwise integrable system and illustrate the arrest of quantum dynamics in the presence of strong interactions.
The eigenstate thermalization hypothesis (ETH) is a successful theory that establishes the criteria for ergodicity and thermalization in isolated quantum many-body systems. In this work, we investigate the thermalization properties of spin-$ 1/2 $ XXZ chain with linearly-inhomogeneous interactions. We demonstrate that introduction of the inhomogeneous interactions leads to an onset of quantum chaos and thermalization, which, however, becomes inhibited for sufficiently strong inhomogeneity. To exhibit ETH, and to display its breakdown upon varying the strength of interactions, we probe statistics of energy levels and properties of matrix elements of local observables in eigenstates of the inhomogeneous XXZ spin chain. Moreover, we investigate the dynamics of the entanglement entropy and the survival probability which further evidence the thermalization and its breakdown in the considered model. We outline a way to experimentally realize the XXZ chain with linearly-inhomogeneous interactions in systems of ultracold atoms. Our results highlight a mechanism of emergence of ETH due to insertion of inhomogeneities in an otherwise integrable system and illustrate the arrest of quantum dynamics in presence of strong interactions.
Eigenstate thermalization hypothesis (ETH) has played a pivotal role in understanding ergodicity and its breaking in isolated quantum many-body systems. The recent experiment on 51-atom Rydberg quantum simulator by Bernien et al. [Nature (London) 551, 579 (2017)] and subsequent theoretical analysis have shown that hardcore kinetic constraint can lead to weak ergodicity breaking. In this work, we demonstrate, using 1d1d1d spin-1 PXP models, that miscellaneous type of ergodicity can be realized by adjusting the hardcore constraints between different components of nearest-neighbor spins. This includes ETH violation due to emergent shattering of Hilbert space into exponentially many subsectors of various sizes, a novel form of nonintegrability with an extensive number of local conserved quantities and strong ergodicity. We analyze these different forms of ergodicity and study their impact on the nonequilibrium dynamics of a Z2{\mathbb{Z}}_{2}Z2​ initial state. We use forward-scattering approximation to understand the amount of Z2{\mathbb{Z}}_{2}Z2​ oscillation present in these models. Our work shows that not only ergodicity breaking but an appropriate choice of constraints can lead to restoration of ergodicity as well.
The eigenstate thermalization hypothesis (ETH) is foundational to modern discussions of thermalization in closed quantum systems. In this work, we expand on traditional explanations for the prevalence of ETH by emphasizing the role of operator locality. We introduce an operator-specific perturbation problem that can be thought of as a means of understanding the onset or breakdown of ETH for specific classes of operators in a given system. We derive explicit functional forms for the off-diagonal variances of operator matrix elements for typical local operators under various `scrambling ansatzes', expressed in terms of system parameters and parameters of the corresponding perturbation problem. We provide simple tests and illustrations of these ideas in chaotic spin chain systems.
The eigenstate thermalization hypothesis (ETH) is the leading interpretation in our current understanding of quantum thermalization. Recent results uncovered strong connections between quantum correlations in thermalizing systems and the structure of free probability theory, leading to the notion of full ETH. However, most studies have been performed for ergodic systems and it is still unclear whether or how full ETH manifests in ergodicity-breaking models. We fill this gap by studying standard probes of full ETH in ergodicity-breaking quantum circuits, presenting numerical and analytical results for interacting integrable systems. These probes can display distinct behavior and undergo a different scaling than the ones observed in ergodic systems. For the analytical results we consider an interacting integrable dual-unitary model and present the exact eigenstates, allowing us to analytically express common probes for full ETH. We discuss the underlying mechanisms responsible for these differences and show how the presence of solitons dictates the behavior of ETH-related quantities in the dual-unitary model. We show numerical evidence that this behavior is sufficiently generic away from dual-unitarity when restricted to the appropriate symmetry sectors.