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Thermalization and its breakdown in isolated quantum systems

James R. Garrison

Published Jan 1, 2016• 0 citations
OpenAlex

Abstract

A very fundamental problem in quantum statistical mechanics involves whether—and how—an isolated quantum system will reach thermal equilibrium after waiting a long time. In quantum systems that do thermalize, the long-time expectation value of any “reasonable” operator will match its predicted value in the canonical ensemble. The Eigenstate Thermalization Hypothesis (ETH) posits that this thermalization occurs at the level of each individual energy eigenstate; in fact, any single eigenstate in a microcanonical energy window will predict the expectation values of such operators exactly. In the first part of this dissertation, we identify, for a generic model system, precisely which operators satisfy ETH, as well as limits to the information contained in a single eigenstate. Remarkably, our results strongly suggest that a single eigenstate can contain information about energy densities—and therefore temperatures—far away from the energy density of the eigenstate.Additionally, we study the possible breakdown of quantum thermalization in a model of itinerant electrons on a one-dimensional chain, with both spin and charge degrees of freedom. This model exhibits peculiar properties in the entanglement entropy, the apparent scaling of which is modified from a “volume law” to an “area law” after performing a partial, site-wise measurement on the system. These properties and others suggest that this model realizes a new, non-thermal phase of matter, known as a Quantum Disentangled Liquid (QDL). The putative existence of this phase has striking implications for the foundations of quantum statistical mechanics.

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How does an isolated quantum system evolve toward thermal equilibrium from a far-from-equilibrium initial state-for instance, one prepared by a global quantum quench? This question has attracted significant interest in recent years. The Eigenstate Thermalization Hypothesis (ETH) provides a compelling framework for addressing it, with far-reaching implications from high-energy physics to condensed matter. This primer offers a pedagogical introduction to quantum equilibrium and ETH for a broad physics audience, particularly high-energy physicists seeking a comprehensive understanding of these topics. We assume only basic knowledge of quantum mechanics and statistical mechanics.

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A very fundamental problem in quantum statistical mechanics involves whether—and how—an isolated quantum system will reach thermal equilibrium after waiting a long time. In quantum systems that do thermalize, the long-time expectation value of any “reasonable” operator will match its predicted value in the canonical ensemble. The Eigenstate Thermalization Hypothesis (ETH) posits that this thermalization occurs at the level of each individual energy eigenstate; in fact, any single eigenstate in a microcanonical energy window will predict the expectation values of such operators exactly. In the first part of this dissertation, we identify, for a generic model system, precisely which operators satisfy ETH, as well as limits to the information contained in a single eigenstate. Remarkably, our results strongly suggest that a single eigenstate can contain information about energy densities—and therefore temperatures—far away from the energy density of the eigenstate.Additionally, we study the possible breakdown of quantum thermalization in a model of itinerant electrons on a one-dimensional chain, with both spin and charge degrees of freedom. This model exhibits peculiar properties in the entanglement entropy, the apparent scaling of which is modified from a “volume law” to an “area law” after performing a partial, site-wise measurement on the system. These properties and others suggest that this model realizes a new, non-thermal phase of matter, known as a Quantum Disentangled Liquid (QDL). The putative existence of this phase has striking implications for the foundations of quantum statistical mechanics.
In recent years, physicists have made great strides toward better understanding isolated many-body quantum systems. Already, two distinct phases are well known: systems that are ergodic and thermalize completely, and, by contrast, systems that exhibit many-body localization (MBL) due to a strong disorder potential, which prevents thermalization. It is tempting to wonder whether a phase of matter could exist between the extremes of full thermalization and MBL in a generic, i.e., nonintegrable, isolated many-body quantum system. Here, the authors provide evidence that such a nonergodic phase can be realized in a translationally invariant itinerant electron model, with both charge and spin degrees of freedom. Exact diagonalization calculations on finite system sizes reveal that there exists a ``spin band'' of nonthermal eigenstates. These states have entanglement entropy that scales as an overall ``volume law,'' but after a partial measurement of the spin on each site the scaling is modified to an ``area law,'' thus suggesting the states are not ergodic. These properties and others suggest that this model realizes a new nonthermal phase of matter, known as a quantum disentangled liquid (QDL). The putative existence of this phase has striking implications for the foundations of quantum statistical mechanics.
The Eigenstate Thermalization Hypothesis (ETH) has played a key role in recent advances in the high energy and condensed matter communities. It explains how an isolated quantum system in a far-from-equilibrium initial state can evolve to a state that is indistinguishable from thermal equilibrium, with observables relaxing to almost time-independent results that can be described using traditional statistical mechanics ensembles. In this work we probe the limits of ETH, pushing it outside its prototypical applications in several directions. We design a qutrit lattice system with conserved quasilocal charge, in which we verify a form of generalized eigenstate thermalization. We also observe signatures of thermalization in states well outside microcanonical windows of both charge and energy, which we dub `generic ETH.'
We review some recent developments in the statistical mechanics of isolated quantum systems. We provide a brief introduction to quantum thermalization, paying particular attention to the eigenstate thermalization hypothesis (ETH) and the resulting single-eigenstate statistical mechanics. We then focus on a class of systems that fail to quantum thermalize and whose eigenstates violate the ETH: These are the many-body Anderson-localized systems; their long-time properties are not captured by the conventional ensembles of quantum statistical mechanics. These systems can forever locally remember information about their local initial conditions and are thus of interest for possibilities of storing quantum information. We discuss key features of many-body localization (MBL) and review a phenomenology of the MBL phase. Single-eigenstate statistical mechanics within the MBL phase reveal dynamically stable ordered phases, and phase transitions among them, that are invisible to equilibrium statistical mechanics and can occur at high energy and low spatial dimensionality, where equilibrium ordering is forbidden.
The eigenstate thermalization hypothesis (ETH) posits how isolated quantum many-body systems thermalize, assuming that individual eigenstates at the same energy density have identical expectation values of local observables in the limit of large systems. While the ETH apparently holds across a wide range of interacting quantum systems, in this work we show that it requires generalization in the presence of thermal first-order phase transitions. We introduce a class of all-to-all spin models, featuring first-order thermal phase transitions that stem from two distinct mean-field solutions (two ``branches'') that exchange dominance in the many-body density of states as the energy is varied. We argue that for energies in the vicinity of the thermal phase transition, eigenstate expectation values do not need to converge to the same thermal value. The system has a regime with coexistence of two classes of eigenstates corresponding to the two branches with distinct expectation values at the same energy density, and another regime with Schrodinger-cat-like eigenstates that are inter-branch superpositions; these two regimes are separated by an eigenstate phase transition. We support our results by semiclassical calculations and an exact diagonalization study of a microscopic spin model, and argue that the structure of eigenstates in the vicinity of thermal first-order phase transitions can be experimentally probed via non-equilibrium dynamics.
Understanding the evolution towards thermal equilibrium of an isolated quantum system is at the foundation of statistical mechanics and a subject of interest in such diverse areas as cold atom physics or the quantum mechanics of black holes. Since a pure state can never evolve into a thermal density matrix, the Eigenstate Thermalization Hypothesis (ETH) has been put forward by Deutsch and Srednicki as a way to explain this apparent thermalization, similarly to what the ergodic theorem does in classical mechanics. In this paper this hypothesis is tested numerically. First, it is observed that thermalization happens in a subspace of states (the Krylov subspace) with dimension much smaller than that of the total Hilbert space. We check numerically the validity of ETH in such a subspace, for a system of hard core bosons on a two-dimensional lattice. We then discuss how well the eigenstates of the Hamiltonian projected on the Krylov subspace represent the true eigenstates. This discussion is aided by bringing the projected Hamiltonian to the tridiagonal form and interpreting it as an Anderson localization problem for a finite one-dimensional chain. We also consider thermalization of a subsystem and argue that generation of a large entanglement entropy can lead to a thermal density matrix for the subsystem well before the whole system thermalizes. Finally, we comment on possible implications of ETH in quantum gravity.
How does an isolated quantum system evolve toward thermal equilibrium from a far-from-equilibrium initial state-for instance, one prepared by a global quantum quench? This question has attracted significant interest in recent years. The Eigenstate Thermalization Hypothesis (ETH) provides a compelling framework for addressing it, with far-reaching implications from high-energy physics to condensed matter. This primer offers a pedagogical introduction to quantum equilibrium and ETH for a broad physics audience, particularly high-energy physicists seeking a comprehensive understanding of these topics. We assume only basic knowledge of quantum mechanics and statistical mechanics.