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arXiv:1404.0686 · Annual Review of Condensed Matter Physics

Many-Body Localization and Thermalization in Quantum Statistical Mechanics

Rahul Nandkishore, David A. Huse

Published Mar 1, 2015• 2,489 citations
arXivHTMLPDF

Abstract

We review some recent developments in the statistical mechanics of isolated quantum systems. We provide a brief introduction to quantum thermalization, paying particular attention to the eigenstate thermalization hypothesis (ETH) and the resulting single-eigenstate statistical mechanics. We then focus on a class of systems that fail to quantum thermalize and whose eigenstates violate the ETH: These are the many-body Anderson-localized systems; their long-time properties are not captured by the conventional ensembles of quantum statistical mechanics. These systems can forever locally remember information about their local initial conditions and are thus of interest for possibilities of storing quantum information. We discuss key features of many-body localization (MBL) and review a phenomenology of the MBL phase. Single-eigenstate statistical mechanics within the MBL phase reveal dynamically stable ordered phases, and phase transitions among them, that are invisible to equilibrium statistical mechanics and can occur at high energy and low spatial dimensionality, where equilibrium ordering is forbidden.

DOI
10.1146/annurev-conmatphys-031214-014726

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We review some recent developments in the statistical mechanics of isolated quantum systems. We provide a brief introduction to quantum thermalization, paying particular attention to the eigenstate thermalization hypothesis (ETH) and the resulting single-eigenstate statistical mechanics. We then focus on a class of systems that fail to quantum thermalize and whose eigenstates violate the ETH: These are the many-body Anderson-localized systems; their long-time properties are not captured by the conventional ensembles of quantum statistical mechanics. These systems can forever locally remember information about their local initial conditions and are thus of interest for possibilities of storing quantum information. We discuss key features of many-body localization (MBL) and review a phenomenology of the MBL phase. Single-eigenstate statistical mechanics within the MBL phase reveal dynamically stable ordered phases, and phase transitions among them, that are invisible to equilibrium statistical mechanics and can occur at high energy and low spatial dimensionality, where equilibrium ordering is forbidden.
Abstract Statistical mechanics provides a framework for describing the physics of large, complex many-body systems using only a few macroscopic parameters to determine the state of the system. For isolated quantum many-body systems, such a description is achieved via the eigenstate thermalization hypothesis (ETH), which links thermalization, ergodicity and quantum chaotic behavior. However, tendency towards thermalization is not observed at finite system sizes and evolution times in a robust many-body localization (MBL) regime found numerically and experimentally in the dynamics of interacting many-body systems at strong disorder. Although the phenomenology of the MBL regime is well-established, the central question remains unanswered: under what conditions does the MBL regime give rise to an MBL phase , in which the thermalization does not occur even in the asymptotic limit of infinite system size and evolution time? This review focuses on recent numerical investigations aiming to clarify the status of the MBL phase, and it establishes the critical open questions about the dynamics of disordered many-body systems. The last decades of research have brought an unprecedented new variety of tools and indicators to study the breakdown of ergodicity, ranging from spectral and wave function measures, matrix elements of observables, through quantities probing unitary quantum dynamics, to transport and quantum information measures. We give a comprehensive overview of these approaches and attempt to provide a unified understanding of their main features. We emphasize general trends towards ergodicity with increasing length and time scales, which exclude naive single-parameter scaling hypothesis, necessitate the use of more refined scaling procedures, and prevent unambiguous extrapolations of numerical results to the asymptotic limit. Providing a concise description of numerical methods for studying ETH and MBL, we explore various approaches to tackle the question of the MBL phase. Persistent finite size drifts towards ergodicity consistently emerge in quantities derived from eigenvalues and eigenvectors of disordered many-body systems. The drifts are related to continuous inching towards ergodicity and non-vanishing transport observed in the dynamics of many-body systems, even at strong disorder. These phenomena impede the understanding of microscopic processes at the ETH-MBL crossover. Nevertheless, the abrupt slowdown of dynamics with increasing disorder strength provides premises suggesting the proximity of the MBL phase. This review concludes that the questions about thermalization and its failure in disordered many-body systems remain a captivating area open for further explorations.
A very fundamental problem in quantum statistical mechanics involves whether—and how—an isolated quantum system will reach thermal equilibrium after waiting a long time. In quantum systems that do thermalize, the long-time expectation value of any “reasonable” operator will match its predicted value in the canonical ensemble. The Eigenstate Thermalization Hypothesis (ETH) posits that this thermalization occurs at the level of each individual energy eigenstate; in fact, any single eigenstate in a microcanonical energy window will predict the expectation values of such operators exactly. In the first part of this dissertation, we identify, for a generic model system, precisely which operators satisfy ETH, as well as limits to the information contained in a single eigenstate. Remarkably, our results strongly suggest that a single eigenstate can contain information about energy densities—and therefore temperatures—far away from the energy density of the eigenstate.Additionally, we study the possible breakdown of quantum thermalization in a model of itinerant electrons on a one-dimensional chain, with both spin and charge degrees of freedom. This model exhibits peculiar properties in the entanglement entropy, the apparent scaling of which is modified from a “volume law” to an “area law” after performing a partial, site-wise measurement on the system. These properties and others suggest that this model realizes a new, non-thermal phase of matter, known as a Quantum Disentangled Liquid (QDL). The putative existence of this phase has striking implications for the foundations of quantum statistical mechanics.
Isolated quantum systems with quenched randomness exhibit many-body localization (MBL), wherein they do not reach local thermal equilibrium even when highly excited above their ground states. It is widely believed that individual eigenstates capture this breakdown of thermalization at finite size. We show that this belief is false in general and that a MBL system can exhibit the eigenstate properties of a thermalizing system. We propose that localized approximately conserved operators (l∗-bits)({\mathrm{l}}^{*}\text{-bits})(l∗-bits) underlie localization in such systems. In dimensions d>1d>1d>1, we further argue that the existing MBL phenomenology is unstable to boundary effects and gives way to l∗-bits{\mathrm{l}}^{*}\text{-bits}l∗-bits. Physical consequences of l∗-bits{\mathrm{l}}^{*}\text{-bits}l∗-bits include the possibility of an eigenstate phase transition within the MBL phase unrelated to the dynamical transition in d=1d=1d=1 and thermal eigenstates at all parameters in d>1d>1d>1. Near-term experiments in ultracold atomic systems and numerics can probe the dynamics generated by boundary layers and emergence of l∗-bits{\mathrm{l}}^{*}\text{-bits}l∗-bits.
The emergence of statistical mechanics for isolated classical systems comes about through chaotic dynamics and ergodicity. Here we review how similar questions can be answered in quantum systems. The crucial point is that individual energy eigenstates behave in many ways like a statistical ensemble. A more detailed statement of this is named the eigenstate thermalization hypothesis (ETH). The reasons for why it works in so many cases are rooted in the early work of Wigner on random matrix theory and our understanding of quantum chaos. The ETH has now been studied extensively by both analytic and numerical means, and applied to a number of physical situations ranging from black hole physics to condensed matter systems. It has recently become the focus of a number of experiments in highly isolated systems. Current theoretical work also focuses on where the ETH breaks down leading to new interesting phenomena. This review of the ETH takes a somewhat intuitive approach as to why it works and how this informs our understanding of many body quantum states.
Statistical mechanics characterizes systems in or near equilibrium using in terms of a handful of "state" variables, e.g. temperature, rather than infinitely many degrees of freedom. Statistical physics describes the expansion of the early universe, aspects of black holes, and most fruitfully, phases of matter and their properties. Quantum considerations have improved this understanding over time and revealed new phenomena, especially in complicated "strongly correlated" systems. Topological phases of matter, e.g., are of both fundamental and practical interest: these phases cannot be distinguished locally, unlike ice and water, which also allows them to store and process quantum information in a "fault-tolerant" manner, recently proposed for application to quantum computation. However, above zero temperature, thermal effects can overwrite this information.Recent experiments on isolated systems have raised fundamental questions and revealed new routes to quantum computing. We now know that entanglement, generated dynamically as a quantum state evolves, "hides" local information about the past, producing familiar equilibrium states, described by a temperature. However, many systems do not thermalize: strong disorder can lead to MBL, which supports numerous phenomena forbidden in equilibrium and can protect quantum information at infinite temperature. In particular, both MBL and thermal systems are robust phases of matter, with a novel, athermal phase transition between them. This thesis begins with an overview of MBL and thermalization, followed by an overview of exactly soluble quantum systems. We then turn to an important result in the field by this author: we introduce the first nontrivial example of an integrable Floquet model and comment on its solution and salient features. We then discuss how integrable models can provide insight into quantum thermalization, e.g. in terms of entanglement growth and demonstrating that conserved charges diffuse. We then investigate thermalization away from the integrable limit, also known as "quantum chaos." We review the standard techniques in this field and, briefly, several important results, before reproducing work by this author establishing definitively the long-conjectured result that the onset of thermalization in the presence of a conserved charge is governed by diffusion of said charge. We then investigate the interplay of conventional and topological order with nonequilibrium phase structure, with applications to quantum computation in mind. We review localization-protected quantum order in several models. We then investigate two models with non-Abelian symmetry, and show that MBL in such models can only realize if the symmetry breaks spontaneously to an Abelian subgroup. Finally, we conclude by examining open quantum systems, where we find several counterintuitive results that show that baths can, in some cases, enhance localization in certain systems, which may have use in realizing quantum computation.
The eigenstate thermalization hypothesis (ETH) posits how isolated quantum many-body systems thermalize, assuming that individual eigenstates at the same energy density have identical expectation values of local observables in the limit of large systems. While the ETH apparently holds across a wide range of interacting quantum systems, in this work we show that it requires generalization in the presence of thermal first-order phase transitions. We introduce a class of all-to-all spin models, featuring first-order thermal phase transitions that stem from two distinct mean-field solutions (two ``branches'') that exchange dominance in the many-body density of states as the energy is varied. We argue that for energies in the vicinity of the thermal phase transition, eigenstate expectation values do not need to converge to the same thermal value. The system has a regime with coexistence of two classes of eigenstates corresponding to the two branches with distinct expectation values at the same energy density, and another regime with Schrodinger-cat-like eigenstates that are inter-branch superpositions; these two regimes are separated by an eigenstate phase transition. We support our results by semiclassical calculations and an exact diagonalization study of a microscopic spin model, and argue that the structure of eigenstates in the vicinity of thermal first-order phase transitions can be experimentally probed via non-equilibrium dynamics.