This text describes in some detail the design and operational history of an instrument used as the front-end receiver for a fast, broadband, high-resolution spectrometer for the 1.3 millimeter wavelength atmospheric window. Using only a single superconductor-insulator-superconductor (SIS) tunnel junction as its heterodyne detector, the receiver’s novel design achieved then unprecedented RF and IF bandwidths and incorporated several innovations which have since been widely adopted within the millimeter and submillimeter wave research communities. Although intended as a relatively simple technology demonstrator and starting point for more refined and sophisticated designs, the receiver turned out to be a useful astronomical instrument in its own right, and it was deployed as a de facto facility instrument for several years at the Caltech Submillimeter Observatory. Also described are the author’s contributions to another important aid to research and design efforts: the SuperMix software library for the analysis and optimization of high-frequency circuitry, especially developed to aid in the design of systems involving SIS and other superconducting elements. Finally, the text may serve as a useful introduction to the theory behind and methodology for modeling and design of SIS heterodyne mixers.
This text describes in some detail the design and operational history of an instrument used as the front-end receiver for a fast, broadband, high-resolution spectrometer for the 1.3 millimeter wavelength atmospheric window. Using only a single superconductor-insulator-superconductor (SIS) tunnel junction as its heterodyne detector, the receiver’s novel design achieved then unprecedented RF and IF bandwidths and incorporated several innovations which have since been widely adopted within the millimeter and submillimeter wave research communities. Although intended as a relatively simple technology demonstrator and starting point for more refined and sophisticated designs, the receiver turned out to be a useful astronomical instrument in its own right, and it was deployed as a de facto facility instrument for several years at the Caltech Submillimeter Observatory. Also described are the author’s contributions to another important aid to research and design efforts: the SuperMix software library for the analysis and optimization of high-frequency circuitry, especially developed to aid in the design of systems involving SIS and other superconducting elements. Finally, the text may serve as a useful introduction to the theory behind and methodology for modeling and design of SIS heterodyne mixers.
Superconductor-Insulator-Superconductor (SIS) tunnel junction mixers are now commonly used in as- tronomical receivers at (sub)millimeter wavelengths because of their superb sensitivity, high dynamic range and stability of operation. Niobium SIS mixers operating at frequencies well below the super- conducting gap (∼680 GHz) have already achieved quantum limited sensitivity. Therefore to further enhance the receiver sensitivity, increasing the Intermediate Frequency (IF) bandwidth of SIS mixers has became crucial. This thesis focuses on the theoretical modeling, design and experimental verifi- cation of Nb SIS mixers operating around 230 GHz with a wide IF bandwidth of 1–15 GHz. These mixers were designed for a single baseline heterodyne interferometer (GUBBINS), which is being built to observe the Sunyaev-Zel’dovich effect in the Cosmic Microwave Background. The combination of wide IF bandwidth SIS mixers and complex analogue correlators will allow GUBBINS to feature high surface brightness sensitivity, that helps to distinguish the weak SZ effect from the background noise. The SIS mixer detector system was assembled inside the GUBBINS cryostat together with the IF electronics and RF/LO optical systems. Low noise temperatures of around 71 K were then measured in the GUBBINS system. The Nb SIS mixer we have developed uses a unilateral finline and fully integrated planar circuits deposited on a silicon substrate, to couple the electromagnetic radiation from the waveguide into the SIS junction. The finline mixer allows a broad-band RF coupling, an easy integration of the on-chip planar circuits and an easy-to-fabricate mixer block. To achieve a wide IF bandwidth, the output impedance of the SIS mixer was well matched to the input impedance of the amplifier by a multi-stage microstrip circuit. Additionally, the planar circuit of the SIS mixer was also designed to have a small lumped inductance and capacitance. The SIS mixer chip was extensively simulated by rigorous electromagnetic software (HFSS) and the S-parameter was exported to a quantum mixing package SuperMix to produce a full-wave model of the mixer. Experimental testing yielded a best noise temperature of 50 K with an average noise temperature of 75 K over an RF bandwidth of 160 GHz– 260 GHz. We have performed thorough experimental and computational investigation of the IF system in particular the constraints on the bandwidth caused by the lumped element capacitance of the mixer chip and the matching of the output impedance of the mixer to the IF amplifier. Our conclusion is that a bandwidth of 1–15 GHz could be achieved using our mixer design, subject to the performance of the amplifier. Finally, a variable temperature load system was successfully developed and tested inside the cryostat, to avoid the losses from the room-temperature optics. We have showed that the noise temperature of the SIS detector could be reduced by as much as 15 K by testing the mixer using a variable temperature load inside the cryostat.
In this thesis the design and analysis of SIS-mixers (SIS: superconductor-isolator-superconductor) for the use as low-noise and broad-band detectors in the submm-region for astronomical observations is described. The SIS-mixers have been developed for the frequency band 2 (636-802 GHz) of the Heterodyne Instrument for the Far Infrared (HIFI) on ESA’s space-observatory Herschel. The required performance baseline has been defined by the HIFI-consortium in terms of the estimated noise temperature contribution of the mixer to be 110 K at 636 GHz and 150 K at 802 GHz. In the frequency region between 80 GHz and 900 GHz Heterodyne SIS mixers are established as the best devices for low noise mixing with a high spectral resolution (mixing of the signal radiation with local oscillator, LO). For the HIFI band 2 mixers, the technology of Nb/Al-Al2O3/Nb-junctions has been used with junction areas of 0.5-1.0 um2, a target value for the current density jc of 15 kA/cm2 and a gap-voltage of 2.75-2.77 mV. For the compensation of the SIS-junction’s intrinsic capacitance and the optimized power coupling to the tunnel junction, two types of matching circuits have been theoretically modelled and experimentally studied: (1) three-step transformer single junction devices and (2) double-junction devices. This has been done for two material combinations: for an all-superconductive micro strip NbTiN/SiO2/Nb, and for the superconductor/normal-conductor combination NbTiN/SiO2/Al...
Heterodyne receivers based on superconductor-insulator-superconductor (SIS) tunnel diodes are the most sensitive available for near-millimeter wavelengths. Since the late seventies, receivers based on SISs have been used for millimeter band observations at radio observatories around the world. The work described here was carried out with the elusive goal in mind of developing ideal SIS receivers for radioastronomy. This thesis describes one researcher's path towards this goal. In the first chapter, a basic description of SIS diodes, their interaction with radiation, and heterodyne detection are given. The important detailed results of J. R. Tucker's tunnel diode heterodyne theory are described, since subsequent chapters rely on Tucker's work quite heavily. Throughout this introductory chapter, extremely simple (by comparison with the algebraic theoretical results) physical models are used to describe superconductivity, SISs, photon-assisted tunneling, and heterodyne detection. It is the author's experience that these physical models can be used to derive correct theoretical results, long before these results are proved rigorously. The second chapter presents a fully quantum mechanical theory of heterodyne detection with diodes. This theory was developed because Tucker's theory for tunnel diodes predicts a greater mixer sensitivity than is possible considering Heisenberg's uncertainty principle for radiation. Tucker does not quantize the radiation incident on the SIS, although his treatment of the isolated tunnel diode is completely quantum mechanical. In chapter 2, the quantization of radiation is carried out for heterodyne diode detectors. The formalism is shown to obey quantum limits on sensitivity. Finally, an ideal SIS mixer is shown to have noise properties identical to those of optical mixers based on ideal photodiodes. In possession of an apparently complete theory for SIS mixers, the third chapter presents a sampling of numerical results from that theory. Four different non-ideal tunnel diodes are used for these calculations so that a quantitative feel for the importance of diode quality can be achieved. The effects of dc and LO bias, signal and image source admittance, frequency of operation, and junction quality are all explored. This information will be useful for the proper engineering of SIS mixers. Finally, the fully optimized performance of the four tunnel diodes is presented as frequency is varied. It is shown that reasonably good quality lead-alloy SISs should behave like photodiodes up to frequencies as high as 1500 GHz. Finally, chapter 4 presents a prototype open-structure SIS mixer. Measurements in the laboratory show this mixer to be quite sensitive for signal frequencies from 115 to 761 GHz. Unlike all other SIS receivers, in which the diode is mounted across a waveguide, this mixer relies on the bowtie-on-quartz antenna structure, which has been investigated by D. B. Rutledge and his students. This difference is essential to the multi-octave spectral coverage of this mixer. It is probable that waveguide designs will never achieve good results above 500 GHz, and as of now, there are no SIS-waveguide mixers which operate well above 300 GHz. Tests at the Owens Valley Radio Observatory verify the suitablility of this mixer for radioastronomy, but these tests have been limited to frequencies of 260 GHz and lower.
Sensitive heterodyne receivers are being built at ever higher frequencies with superconducting (SIS) junctions as the first mixer. These devices have extremely sharp non-linearities in their current-voltage characteristics as a result of quantum-mechanical tunneling of electrons across thin insulating barriers. The low energy scale set by the magnitude of the superconducting energy gap implies very low local oscillator power requirements for heterodyne operation. Some general system design considerations for astrophysical receivers are reviewed. These principles are illustrated by discussing two specific applications: a 230 GHz SIS receiver recently installed as a facility instrument at the Swedish-ESO submillimeter telescope in Chile, and the broader receiver requirements of the 6-antenna submillimeter array (SMA), an interferometer now being designed at the Harvard-Smithsonian Center for Astrophysics. The SMA will require receivers at frequencies as high as 820 GHz, and will place some unique demands on detector performance.
This thesis describes the development of low-noise heterodyne receivers at THz frequencies for submillimeter astronomy using Nb-based superconductor-insulator-superconductor (SIS) tunneling junctions. The mixers utilize a quasi-optical configuration which consists of a planar twin-slot antenna and antisymmetrically-fed two-junctions on an antireflection-coated silicon hyperhemispherical lens. On-chip integrated tuning circuits, in the form of microstrip lines, are used to obtain maximum coupling efficiency in the designed frequency band. To reduce the rf losses in the integrated tuning circuits above the superconducting Nb gap frequency (~ 700 GHz), normal-metal Al is used to replace Nb as the tuning circuits. To account the rf losses in the micros trip lines, we calculated the surface impedance of the AI films using the nonlocal anomalous skin effect for finite thickness films. Nb films were calculated using the Mattis-Bardeen theory in the extreme anomalous limit. Our calculations show that the losses of the Al and Nb microstrip lines are about equal at 830 GHz. For Al-wiring and Nb-wiring mixers both optimized at 1050 GHz, the RF coupling efficiency of Al-wiring mixer is higher than that of Nb-wiring one by almost 50%. We have designed both Nb-wiring and Al-wiring mixers below and above the gap frequency. A Fourier transform spectrometer (FTS) has been constructed especially for the study of the frequency response of SIS receivers. This FTS features large aperture size (10 inch) and high frequency resolution (114 MHz). The FTS spectra, obtained using the SIS receivers as direct detectors on the FTS, agree quite well with our theoretical simulations. We have also, for the first time, measured the FTS heterodyne response of an SIS mixer at sufficiently high resolution to resolve the LO and the sidebands. Heterodyne measurements of our SIS receivers with Nb-wiring or Al-wiring have yielded results which arc among the best reported to date for broadband heterodyne receivers. The Nb-wiring mixers, covering 400 - 850 GHz band with four separate fixed-tuned mixers, have uncorrected DSB receiver noise temperature around 5hv/kb to 700 GHz, and better than 540 K at 808 GHz. An Al-wiring mixer designed for 1050 GHz band has an uncorrected DSB receiver noise temperature 840 K at 1042 GHz and 2.5 K bath temperature. Mixer performance analysis shows that Nb junctions can work well up to twice the gap frequency and the major cause of loss above the gap frequency is the rf losses in the microstrip tuning structures. Further advances in THz SIS mixers may be possible using circuits fabricated with higher-gap superconductors such as NbN. However, this will require high-quality films with low RF surface resistance at THz frequencies.
The superconductor-insulator-superconductor (SIS) mixer is a device which is being used in the construction of very sensitive receivers in the millimeter and submillimeter wavelength regions. With its potential for conversion gain and quantum-limited performance, it is becoming a device of prime importance in radio astronomy as well as earth and planetary atmospheric research. Many of the parameters of the SIS mixer cannot be readily measured in the laboratory, however, since most commercially available test instruments use test signal powers large enough to saturate or destroy SIS junctions. Detailed here is the construction of a microwave network analyzer with extremely low test signal powers. The results of a development performed by Dynamics Technology, Inc., under a Phase 2 SBIR contract from NASA (NAS7-1025) are documented. The work resulted in a network analyzer to be delivered to workers at the Jet Propulsion Laboratory, which should be capable of SIS mixer characterization in support of their ongoing work in this area.