The first part of this thesis focuses on verifying the quantum nonequilibrium work relation in the presence of decoherence. The nonequilibrium work relation is a generalization of the second law of thermodynamics that links nonequilibrium work measurements to equilibrium free energies via an equality. Despite being well established for classical systems, a quantum work relation is conceptually difficult to construct for systems that interact with their environment. We argue that for a quantum system which undergoes decoherence but not dissipation, these conceptual difficulties do not arise and the work relation can be proven similarly to the case of an isolated system. This result is accompanied by an experimental demonstration using trapped ions. The second part of this thesis examines the relationship between quantum work and coherence by constructing analogous quantities in classical physics. It has recently been shown that quantum coherence can function as a resource for work extraction. Furthermore, it has been suggested that this property could be a truly quantum aspect of thermodynamics with no classical analog. We examine this assertion within the framework of classical Hamiltonian mechanics and canonical quantization. For classical states we define a so called non-uniformity measure and show that it is a resource for work extraction similar to quantum coherence. Additionally, we show that work extracted from non-uniformity and coherence agree in the classical limit. This calls into question the idea that coherence qualitatively separates classical and quantum thermodynamics. The final part of this thesis explores the connection between decoherence and adiabatic (quasistatic) driving. This topic is inspired by an experiment where it was seen that strong dephasing suppressed energy level transitions. Using a perturbative method we investigate this mechanism in the regime of small to moderate decoherence rate and ask if decoherence can help suppress energy transitions when compared with an adiabatic process without decoherence. We find that strategies that include decoherence are inferior to those where decoherence is absent.
The first part of this thesis focuses on verifying the quantum nonequilibrium work relation in the presence of decoherence. The nonequilibrium work relation is a generalization of the second law of thermodynamics that links nonequilibrium work measurements to equilibrium free energies via an equality. Despite being well established for classical systems, a quantum work relation is conceptually difficult to construct for systems that interact with their environment. We argue that for a quantum system which undergoes decoherence but not dissipation, these conceptual difficulties do not arise and the work relation can be proven similarly to the case of an isolated system. This result is accompanied by an experimental demonstration using trapped ions. The second part of this thesis examines the relationship between quantum work and coherence by constructing analogous quantities in classical physics. It has recently been shown that quantum coherence can function as a resource for work extraction. Furthermore, it has been suggested that this property could be a truly quantum aspect of thermodynamics with no classical analog. We examine this assertion within the framework of classical Hamiltonian mechanics and canonical quantization. For classical states we define a so called non-uniformity measure and show that it is a resource for work extraction similar to quantum coherence. Additionally, we show that work extracted from non-uniformity and coherence agree in the classical limit. This calls into question the idea that coherence qualitatively separates classical and quantum thermodynamics. The final part of this thesis explores the connection between decoherence and adiabatic (quasistatic) driving. This topic is inspired by an experiment where it was seen that strong dephasing suppressed energy level transitions. Using a perturbative method we investigate this mechanism in the regime of small to moderate decoherence rate and ask if decoherence can help suppress energy transitions when compared with an adiabatic process without decoherence. We find that strategies that include decoherence are inferior to those where decoherence is absent.
Recent developments of the analysis of the second law of thermodynamics by using the information theoretic quantities has led to the discovery of the so-called nonequilibrium free energy and has allowed us to formulate thermodynamic relations for arbitrary nonequilibrium initial and final states.By using the nonequilibrium free energies, we can quantify thermodynamic costs of information encoding and erasure processes as well as to quantify the extractable work from information heat engines in a unified way.In those general situations, reducing dissipation allows us to increase the extractable work from the system (or to reduce the work cost), and reducing work fluctuation allows us to narrow the work probability distribution and to extract a fluctuation-free work from the system.Suppressing both work fluctuation and dissipation as much as possible is vital to control mesoscopic and nano systems that work at the level of thermal fluctuations.Previous studies have searched for a vanishing work fluctuation protocol by using techniques of quantum information theory, known as the single-shot statistical mechanics (and sometimes called the deterministic work extraction protocol) and the vanishing dissipation protocol, known as the thermodynamically reversible protocol by using the second law of thermodynamics.In this thesis, we address issues concerning a method to control nonequilibrium systems by using fluctuation theorems and trade-off relation between work fluctuation and fluctuation in dissipation.We derive quantum fluctuation theorems under measurement and feedback control, which allow us to study how to suppress dissipation during a general quantum measurement and a feedback control.We then consider a method to suppress work fluctuation and fluctuation in dissipation simultaneously as much as possible by showing the trade-off relation between work and dissipation in terms of their standard deviations and derive an explicit protocol that achieves the lower bound of the trade-off relation.We show that the explicit protocol reproduces the deterministic work extraction protocol in the limit of vanishing work fluctuation and the thermodynamically reversible protocol in the limit of vanishing fluctuation in dissipation.
Although nonequilibrium work and fluctuation relations have been studied in detail within classical statistical physics, extending these results to open quantum systems has proven to be conceptually difficult.For systems that undergo decoherence but not dissipation, we argue that it is natural to define quantum work exactly as for isolated quantum systems, using the two-point measurement protocol.Complementing previous theoretical analysis using quantum channels, we show that the nonequilibrium work relation remains valid in this situation, and we test this assertion experimentally using a system engineered from a trapped ion, adding external noise to produce the effects of decoherence.Our experimental results reveal the work relationʼs validity over a variety of driving speeds, decoherence rates, and effective temperatures and represent the first confirmation of the work relation for evolution described by a non-unitary master equation.
The first half of this thesis is dedicated to the study of generalizations of probability theory which include quantum theory and many of its alternatives. This research program seeks to understand quantum theory by exploring it ‘from the outside’, where it sits within a landscape of all operationally defined theories. We approach this problem with a new perspective: generalized decoherence. Quantum theory recovers classical theory via decoherence, where a ‘classical limit’ is achieved by a quantum system interacting with its environment, losing its quantum coherence. Typically it is the emergence of the classical world from the quantum that is studied. We reverse this paradigm and ask - how does the existence of a classical limit define the structure of quantum theory, or any other post-classical theory? We derive the existence of entangled states as a necessary feature of any theory that allows for the emergence of the classical world in this way. We then use our framework for generalized decoherence to explore the properties of theories that can ‘hyperdecohere’ to quantum theory. We find that any such theory must be very exotic compared to quantum theory, violating either the postulate of tomographic locality, reversibility, causality or purity. In the second half of this thesis we turn our attention to the second law of thermodynamics. We present a framework for deriving the second law under general constraints and explore two pertinent examples, constraining the fluctuations in work and constraining the size of the thermal bath and deriving the second law in these cases. Bounding fluctuations results in a unified free energy that contains the single-shot and Helmholtz free energies as limiting cases. Bounding the size of the thermal bath results in a finite-bath second law that is more general that previous attempts and draws connections between non-asymptotic thermodynamics and second-order information theory.
To understand in detail the relation between unitary quantum theory that describes our world at the microscopic scale and thermodynamics, which was long believed only to apply to macroscopic objects, is one of the most interesting and long-standing problems in physics. Recently, this problem has received renewed attention, in particular from the community of quantum information theory, but also from the field of statistical mechanics, inspired from stochastic thermodynamics. These results suggest that thermodynamics is also relevant for individual quantum systems, provided that they can be brought into contact with thermal baths. In this thesis, I use recently developed tools to provide new results both on fundamental questions, but also on questions which are of practical relevance for potential miniaturized thermal machines. In terms of fundamental questions, the results in this thesis contribute to understanding how the basic laws of thermodynamics and statistical mechanics can be understood directly from unitary quantum mechanics. In particular, I discuss and answer the following questions: i) How can we quantify the third law of thermodynamics using information theoretic methods? ii) How can we quantify the "thermodynamic value" of a state-transition in quantum systems? iii) How can we axiomatically characterize the non-equilibrium free energy and relative entropy? iv) How can we justify statistical ensembles from an operational perspective, without having to introduce either some probability measures or an information theoretic entropy measure? v) How can we understand the equilibration of closed quantum systems, how long does it take and how difficult is it to avoid? In the second part of the thesis I discuss in detail how experimental restrictions, which become important at the quantum scale, influence the ultimate thermodynamic bounds for thermal machines. In particular, the results in this thesis provide thermodynamic bounds on work-extraction and efficiencies of thermal machines in situations where 1.) an experimenter only has limited field strengths available, 2.) an experimenter cannot control the interactions between particles, but external fields arbitrarily well, and 3.) situations in which a small quantum system can only be strongly coupled to heat baths. These bounds are tight and I provide explicit examples illustrating the different behaviours. Finally, I come back to a classic problem in statistical physics: The emergence of spontaneous symmetry breaking. Here, I provide general and rigorous new results that show how symmetry-breaking stationary states emerge from fluctuations in order parameters in dissipative lattice models.
A central open question in quantum thermodynamics is the identification of thermodynamic entropy away from equilibrium. Although thermodynamic entropy coincides with the von Neumann entropy for a Gibbs state at equilibrium, the thermodynamic role of quantum coherence generated during nonequilibrium evolution remains unclear. Here, we show that von Neumann entropy does not, in general, represent the thermodynamic entropy governing heat exchange in coherent nonequilibrium quantum systems. By integrating the resource theory of quantum coherence with thermodynamic principles, we develop a general framework for nonequilibrium quantum thermodynamics. We identify thermodynamic entropy with the energy entropy derived from energy-measurement statistics and introduce a dynamical temperature extending the equilibrium concept to nonequilibrium states. Consequently, we obtain an exact entropy-balance relation separating the entropy flux associated with heat exchange from the coherence-loss contribution to entropy production, establishing an operational connection between quantum coherence, heat flow, and total entropy change. Unlike approaches relying on equilibrium reference states or stationary Gibbs ensembles, our framework uses instantaneous dynamical quantities and remains valid throughout transient nonequilibrium evolution. It provides consistent dynamical definitions of temperature, work, heat, and free energy. Applying the formalism to an exactly solvable open quantum system, we show that the first and second laws hold throughout transient evolution and that equilibrium thermodynamics emerges dynamically in the weak-coupling long-time limit. Our results establish a unified framework for coherent nonequilibrium quantum thermodynamics and suggest opportunities for controlling heat dissipation through coherence engineering in quantum thermal technologies.
Driven quantum systems are systems in which a set of parameters obeys a time-dependent protocol, both periodic and non-periodic. The study of these systems bridges theoretical advances with experimental realizations in a variety of platforms—these range from quantum dot arrays to molecular junctions to trapped ions. The theoretical study is challenging due to the inherent non-equilibrium nature of the problem. These systems offer an interesting playground for quantum thermodynamics. They can be studied as quantum machines, such as refrigerators, heat pumps or engines. This poses the challenge of redefining the laws of thermodynamics in the quantum realm. This effort implies taking into account the presence of coherence, entanglement and strong correlations with the environment. In this conceptual framework, we attempt to shed new light on specific setups with applications in quantum metrology. In the first part of the Thesis, we present novel results on the thermodynamics and transport properties of quantum dots. After thoroughly introducing the main methods, namely non-equilibrium Green's functions and scattering matrix techniques, we apply these tools to adiabatic charge pumping. In this context, quantum dots, subjected to external periodic driving, act as nano-mechanical engines, transferring charge from a source to a drain. We investigate the conditions under which the pumped charge becomes quantized and how thermodynamic quantities behave in this regime. Next, we will focus on the charge shuttle mechanism in movable quantum dots as an example of a quantum clock. This physical model describes transport through a molecular state bound to two leads by van der Waals forces, with an electric field pushing the molecule from the source to the drain. The periodic oscillations arising from the system's dissipative limit cycle solution provide the basis for time measurement. We examine quantum noise primarily associated with the tunnelling process. In the second part, we propose a quantum clock that utilizes the free energy resources generated by coupling to a quantum battery, consisting of an integrable spin chain driven out of equilibrium by a quench in a chosen parameter. The operating conditions of the clock in the manifold of parameters are examined, leading to the requirement of the crossing of the critical point in the battery. The lifetime of the battery's resources is found to be extensive in its size, even when choosing a global coupling observable in the battery.