This thesis deals with a field of research, which is fairly new ground in experimental physics: the thermodynamics of small systems in the quantum regime. In small systems, which means systems with only few degrees of freedom, phenomena arise, that are unknown or even explicitly forbidden within the thermodynamics of macroscopic systems. Among these phenomena are non-equilibrium effects like the statistical fluctuation of otherwise well-defined system properties and violations of the second law. The importance of such phenomena can be seen from biological systems exploiting exactly these effects in order to perform vital work within the human organism, just to give one example. Additionally, quantum effects arise, when the systems are sufficiently isolated. These quantum features crucially alter the system"s properties and introduce a further statistical element into their dynamics. While first experiments could be performed on this field in the classical regime, one is still lacking the decisive step with a physical system, which allows for a full quantum mechanical investigation. This work first discusses general requirements put on a physical system in order to realize such experiments. The challenges in the quantum regime are distinctly higher than in the classical case, as decoherence and dissipation can render the observation of quantum effects impossible. Then we will demonstrate, that we can fulfill all requirements with a specific system, namely single cold ions confined in a Paul trap. All points will be discussed in detail and verified experimentally. In doing so, first applications arise unveiling close connections to other disciplines like quantum information theory. We will see, that the proposed system is in deed predestined for the investigation of non-equilibrium thermodynamic processes. Distinct questions raised by current research will be shown to become experimentally accessible for the first time by applying the developed techniques.
This thesis deals with a field of research, which is fairly new ground in experimental physics: the thermodynamics of small systems in the quantum regime. In small systems, which means systems with only few degrees of freedom, phenomena arise, that are unknown or even explicitly forbidden within the thermodynamics of macroscopic systems. Among these phenomena are non-equilibrium effects like the statistical fluctuation of otherwise well-defined system properties and violations of the second law. The importance of such phenomena can be seen from biological systems exploiting exactly these effects in order to perform vital work within the human organism, just to give one example. Additionally, quantum effects arise, when the systems are sufficiently isolated. These quantum features crucially alter the system"s properties and introduce a further statistical element into their dynamics. While first experiments could be performed on this field in the classical regime, one is still lacking the decisive step with a physical system, which allows for a full quantum mechanical investigation. This work first discusses general requirements put on a physical system in order to realize such experiments. The challenges in the quantum regime are distinctly higher than in the classical case, as decoherence and dissipation can render the observation of quantum effects impossible. Then we will demonstrate, that we can fulfill all requirements with a specific system, namely single cold ions confined in a Paul trap. All points will be discussed in detail and verified experimentally. In doing so, first applications arise unveiling close connections to other disciplines like quantum information theory. We will see, that the proposed system is in deed predestined for the investigation of non-equilibrium thermodynamic processes. Distinct questions raised by current research will be shown to become experimentally accessible for the first time by applying the developed techniques.
To understand in detail the relation between unitary quantum theory that describes our world at the microscopic scale and thermodynamics, which was long believed only to apply to macroscopic objects, is one of the most interesting and long-standing problems in physics. Recently, this problem has received renewed attention, in particular from the community of quantum information theory, but also from the field of statistical mechanics, inspired from stochastic thermodynamics. These results suggest that thermodynamics is also relevant for individual quantum systems, provided that they can be brought into contact with thermal baths. In this thesis, I use recently developed tools to provide new results both on fundamental questions, but also on questions which are of practical relevance for potential miniaturized thermal machines. In terms of fundamental questions, the results in this thesis contribute to understanding how the basic laws of thermodynamics and statistical mechanics can be understood directly from unitary quantum mechanics. In particular, I discuss and answer the following questions: i) How can we quantify the third law of thermodynamics using information theoretic methods? ii) How can we quantify the "thermodynamic value" of a state-transition in quantum systems? iii) How can we axiomatically characterize the non-equilibrium free energy and relative entropy? iv) How can we justify statistical ensembles from an operational perspective, without having to introduce either some probability measures or an information theoretic entropy measure? v) How can we understand the equilibration of closed quantum systems, how long does it take and how difficult is it to avoid? In the second part of the thesis I discuss in detail how experimental restrictions, which become important at the quantum scale, influence the ultimate thermodynamic bounds for thermal machines. In particular, the results in this thesis provide thermodynamic bounds on work-extraction and efficiencies of thermal machines in situations where 1.) an experimenter only has limited field strengths available, 2.) an experimenter cannot control the interactions between particles, but external fields arbitrarily well, and 3.) situations in which a small quantum system can only be strongly coupled to heat baths. These bounds are tight and I provide explicit examples illustrating the different behaviours. Finally, I come back to a classic problem in statistical physics: The emergence of spontaneous symmetry breaking. Here, I provide general and rigorous new results that show how symmetry-breaking stationary states emerge from fluctuations in order parameters in dissipative lattice models.
The first part of this thesis focuses on verifying the quantum nonequilibrium work relation in the presence of decoherence. The nonequilibrium work relation is a generalization of the second law of thermodynamics that links nonequilibrium work measurements to equilibrium free energies via an equality. Despite being well established for classical systems, a quantum work relation is conceptually difficult to construct for systems that interact with their environment. We argue that for a quantum system which undergoes decoherence but not dissipation, these conceptual difficulties do not arise and the work relation can be proven similarly to the case of an isolated system. This result is accompanied by an experimental demonstration using trapped ions. The second part of this thesis examines the relationship between quantum work and coherence by constructing analogous quantities in classical physics. It has recently been shown that quantum coherence can function as a resource for work extraction. Furthermore, it has been suggested that this property could be a truly quantum aspect of thermodynamics with no classical analog. We examine this assertion within the framework of classical Hamiltonian mechanics and canonical quantization. For classical states we define a so called non-uniformity measure and show that it is a resource for work extraction similar to quantum coherence. Additionally, we show that work extracted from non-uniformity and coherence agree in the classical limit. This calls into question the idea that coherence qualitatively separates classical and quantum thermodynamics. The final part of this thesis explores the connection between decoherence and adiabatic (quasistatic) driving. This topic is inspired by an experiment where it was seen that strong dephasing suppressed energy level transitions. Using a perturbative method we investigate this mechanism in the regime of small to moderate decoherence rate and ask if decoherence can help suppress energy transitions when compared with an adiabatic process without decoherence. We find that strategies that include decoherence are inferior to those where decoherence is absent.
This Ph.D. thesis concerns a very active area of current research in theoretical physics, which is non-equilibrium statistical mechanics. More specifically, the focus will be on the study of the non-equilibrium dynamics and fluctuations in isolated many body systems driven out of equilibrium. We shall consider primarily quantum systems, albeit many of the theoretical techniques that will be used can be applied to both classical and quantum statistical systems. The novel contribution of this work is two-fold. First, we have developed new analytical techniques to study exactly the large-deviation statistics of physical quantities relevant for the description of systems driven out of equilibrium, like the work done in a quantum quench or the time-integrated current characterizing transport of matter, energy or charge etc, discussed in Part I of the thesis. Second, we have singled out a class of experimentally relevant nondisordered quantum systems showing a dramatically slow approach to thermal equilibrium and we have provided quantitative predictions for this behavior, which is discussed in Part II.
Thermodynamics is a phenomenological theory describing the energy conversion of work and heat. At its origins thermodynamics was developed in order to understand and improve heat engines. In conventional thermodynamics, however, only such processes are completely describable which are slow enough to keep the system of interest in an equilibrium state with its thermal environment at all times. On the contrary, all real physical processes are accompanied by non-equilibrium phenomena. These are mathematically described with the help of the irreversible entropy production, i.e. the dissipated work divided by the temperature of the bath. The second law of thermodynamics merely states that the irreversible entropy production is on average always positive. The modern trend of miniaturization, however, leads to smaller and smaller devices. On short length scales thermal noise as well as quantum fluctuations become important. Thus, usual thermodynamic quantities as work and heat acquire stochastic nature. Moreover, in the quantum regime a completely new theory had to be invented, since classical notions of work and heat are no longer valid. The present dissertation contributes to this prevailing field by the derivation of analytical expressions for the entropy production in open and closed quantum system far from thermal equilibrium. The theoretical treatment is motivated by an experimental point of view. The obtained results were derived from the reduced dynamics of the quantum mechanical system, which may be coupled to a thermal bath. To this end, it was dealt with methods and approaches of statistical physics, conventional thermodynamics, quantum information theory and the theory of open quantum systems. In this dissertation the most important physical systems are treated. First, an isolated system is considered before later on a heat bath is included. The limit of weak as well as of strong coupling are analyzed in detail. For isolated systems it turns out that a geometric approach is able to capture the thermodynamic properties, completely. To this end, the irreversible entropy production is sharply estimated from below by the angle between the real non-equilibrium state and the corresponding equilibrium one. Further, it is shown that the Heisenberg uncertainty relation for energy and time can be formulated more precisely in terms of that angle. As experimental system cold ion traps are introduced, in which the theoretical predictions can be verified. For weakly coupled systems, then, the irreversible entropy production is identified and a fluctuation theorem is derived by merely thermodynamic arguments. As experimental system we, again, propose the cold ion traps, where the heat bath can be simulated with the help of LASER light. In the limit of strong coupling a semiclassical description of the reduced quantum system is discussed. Again, an analytically exact expression for the entropy production and the corresponding fluctuation theorem is derived. A physical system, in which strong coupling to the environment can be analyzed, is given by Josephson junctions. This dissertation discusses the entropy production for isolated, weakly coupled, and overdamped quantum systems. For these physical regimes analytical relation are derived and experimental systems proposed, with which the predictions can be verified.
Thermodynamics typically concerns the physical behaviour of macroscopic systems comprised of many particles. However, recent theoretical progress has extended the theory to both the classical-stochastic and quantum regimes, where systems are comprised of just a small number of particles. In this thesis I investigate a range of situations in which new thermodynamic phenomena emerge due to the reduced size of the systems involved. One central assumption in macroscopic thermodynamics is the weak coupling approximation, which posits that the equilibrium properties of a system are not influenced by the interactions with its surrounding environment. However, for microscopic systems this assumption can break down, and I derive new fluctuation relations that provide a refined form of the second law of thermodynamics in this strong-coupling regime, taking into account corrections stemming from these interactions. In this work I provide a characterisation of stochastic heat and entropy production for small scale classical systems that are defined regardless of the strength of interaction. I then show that these definitions lead to a consistent thermodynamic framework valid beyond the usual weak-coupling regime. The thesis also concerns the effect of interactions on the equilibrium properties of strongly-coupled quantum systems, and I investigate how these interactions can influence the resulting temperature fluctuations in this regime. Using tools from quantum estimation theory, I derive an uncertainty relation between energy and temperature valid at all coupling strengths and system sizes. The relation reveals how quantum energy coherences contribute to statistical fluctuations in the estimated temperature of small- scale systems. Finally, I investigate how quantum fluctuations influence the statistics of work extracted from slowly-driven quantum systems. I prove that, unlike in classical systems, the work dissipated by a general quantum system is no longer proportional to its statistical fluctuations. This result reveals new subtleties involved in designing optimal quantum thermodynamic processes.
This thesis summarizes a course of investigation of various aspects of non-equilibrium dynamics in isolated quantum systems which can be controlled to the extent that one can speak of not just realizing but rather simulating a desired physical effect. The first subject considered concerns a general question of relaxation in a large class of physical models. It is rigorously proven that equilibration can occur for arbitrary local observables despite the entire system being perfectly isolated. Various mechanisms responsible for convergence to local equilibrium are highlighted. These involve in particular the memory loss of non-Gaussian correlations following an interaction quench, a notion of Gaussian ergodicity and a proof of the emergence of translation invariance of correlations due to the presence of this symmetry in the Hamiltonian governing the evolution. These results provide the long time and large system size asymptotics facilitating a thermodynamic limit, but at the same time are relevant for state-of-the-art quantum simulation experiments with large numbers of ultra-cold atoms: A related effect has been observed in a one-dimensional phononic quantum field simulator and additionally a method is provided to study relaxation dynamics of this type in optical lattice quantum simulators. Within the second theme explored in this thesis a novel quantum read-out method is proposed and applied in continuous field quantum simulators which allowed for the first time to measure experimentally various thermodynamical properties of one-dimensional quasi-condensates. In particular, tomographic results concerning thermal properties, non-commuting observables, momentum and time-resolved occupation numbers of phonons are presented. Finally, ideas for practical benchmarking of the dynamics of certain closed quantum systems are put forward, based on the concept of a fidelity witness. It is demonstrated that fidelity, despite being a sensitive measure for large systems, can be efficiently estimated for non-equilibrium dynamics in coherent quantum simulators implementing paradigmatic models of condensed matter physics. The method developed has already found an independent application in studies of variational quantum circuits aiming at achieving so-called quantum chemistry accuracy using the Sycamore quantum processor. The fact that all three themes of research laid out in this thesis have found an experimental realization hints at a prognosis for future developments in physics that it will become standard that quantum simulators will realize experimentally novel theoretical ideas on demand and the time between theoretical insights and experimental observations will be dramatically shortened.