The first half of this thesis is dedicated to the study of generalizations of probability theory which include quantum theory and many of its alternatives. This research program seeks to understand quantum theory by exploring it ‘from the outside’, where it sits within a landscape of all operationally defined theories. We approach this problem with a new perspective: generalized decoherence. Quantum theory recovers classical theory via decoherence, where a ‘classical limit’ is achieved by a quantum system interacting with its environment, losing its quantum coherence. Typically it is the emergence of the classical world from the quantum that is studied. We reverse this paradigm and ask - how does the existence of a classical limit define the structure of quantum theory, or any other post-classical theory? We derive the existence of entangled states as a necessary feature of any theory that allows for the emergence of the classical world in this way. We then use our framework for generalized decoherence to explore the properties of theories that can ‘hyperdecohere’ to quantum theory. We find that any such theory must be very exotic compared to quantum theory, violating either the postulate of tomographic locality, reversibility, causality or purity. In the second half of this thesis we turn our attention to the second law of thermodynamics. We present a framework for deriving the second law under general constraints and explore two pertinent examples, constraining the fluctuations in work and constraining the size of the thermal bath and deriving the second law in these cases. Bounding fluctuations results in a unified free energy that contains the single-shot and Helmholtz free energies as limiting cases. Bounding the size of the thermal bath results in a finite-bath second law that is more general that previous attempts and draws connections between non-asymptotic thermodynamics and second-order information theory.
The first half of this thesis is dedicated to the study of generalizations of probability theory which include quantum theory and many of its alternatives. This research program seeks to understand quantum theory by exploring it ‘from the outside’, where it sits within a landscape of all operationally defined theories. We approach this problem with a new perspective: generalized decoherence. Quantum theory recovers classical theory via decoherence, where a ‘classical limit’ is achieved by a quantum system interacting with its environment, losing its quantum coherence. Typically it is the emergence of the classical world from the quantum that is studied. We reverse this paradigm and ask - how does the existence of a classical limit define the structure of quantum theory, or any other post-classical theory? We derive the existence of entangled states as a necessary feature of any theory that allows for the emergence of the classical world in this way. We then use our framework for generalized decoherence to explore the properties of theories that can ‘hyperdecohere’ to quantum theory. We find that any such theory must be very exotic compared to quantum theory, violating either the postulate of tomographic locality, reversibility, causality or purity. In the second half of this thesis we turn our attention to the second law of thermodynamics. We present a framework for deriving the second law under general constraints and explore two pertinent examples, constraining the fluctuations in work and constraining the size of the thermal bath and deriving the second law in these cases. Bounding fluctuations results in a unified free energy that contains the single-shot and Helmholtz free energies as limiting cases. Bounding the size of the thermal bath results in a finite-bath second law that is more general that previous attempts and draws connections between non-asymptotic thermodynamics and second-order information theory.
To understand in detail the relation between unitary quantum theory that describes our world at the microscopic scale and thermodynamics, which was long believed only to apply to macroscopic objects, is one of the most interesting and long-standing problems in physics. Recently, this problem has received renewed attention, in particular from the community of quantum information theory, but also from the field of statistical mechanics, inspired from stochastic thermodynamics. These results suggest that thermodynamics is also relevant for individual quantum systems, provided that they can be brought into contact with thermal baths. In this thesis, I use recently developed tools to provide new results both on fundamental questions, but also on questions which are of practical relevance for potential miniaturized thermal machines. In terms of fundamental questions, the results in this thesis contribute to understanding how the basic laws of thermodynamics and statistical mechanics can be understood directly from unitary quantum mechanics. In particular, I discuss and answer the following questions: i) How can we quantify the third law of thermodynamics using information theoretic methods? ii) How can we quantify the "thermodynamic value" of a state-transition in quantum systems? iii) How can we axiomatically characterize the non-equilibrium free energy and relative entropy? iv) How can we justify statistical ensembles from an operational perspective, without having to introduce either some probability measures or an information theoretic entropy measure? v) How can we understand the equilibration of closed quantum systems, how long does it take and how difficult is it to avoid? In the second part of the thesis I discuss in detail how experimental restrictions, which become important at the quantum scale, influence the ultimate thermodynamic bounds for thermal machines. In particular, the results in this thesis provide thermodynamic bounds on work-extraction and efficiencies of thermal machines in situations where 1.) an experimenter only has limited field strengths available, 2.) an experimenter cannot control the interactions between particles, but external fields arbitrarily well, and 3.) situations in which a small quantum system can only be strongly coupled to heat baths. These bounds are tight and I provide explicit examples illustrating the different behaviours. Finally, I come back to a classic problem in statistical physics: The emergence of spontaneous symmetry breaking. Here, I provide general and rigorous new results that show how symmetry-breaking stationary states emerge from fluctuations in order parameters in dissipative lattice models.
Quantum thermodynamics is a blossoming research program that uses tools and ideas from quantum information theory to extend the laws of thermodynamics to the domain of systems to which the laws of quantum mechanics apply and the thermodynamic limit does not necessarily apply. The contributions of this program are both foundational, in providing an approach to constructively derive the laws of phenomenological thermodynamics from the postulates of unitary quantum mechanics in a rigorous and bottom-up fashion, but also prac- tical, in providing the theory for an increasing number of experiments that attempt to build thermodynamic machines at scales that were previously inaccessible. One key mathematical tool used in quantum thermodynamics is the framework of resource theories, specifically the resource theory of thermal operations, in which the thermodynamic interaction of a system with a heat bath and various additional components such as work batteries, clocks or catalysts are modeled. In this cumulative thesis, various extensions and modifications of this framework are studied in order to derive novel results and insights about the possible thermodynamic evolution of quantum systems. In particular, following a system- atic exposition of the resource theory of thermal operations from first principles, I develop answers to the following questions: i) What is the smallest heat bath required to provide the necessary randomness for a system to undergo a given stochastic or thermodynamical evolution? ii) Does this size differ depending on whether the interaction between bath and system is quantum or classical? iii) How can quantum systems thermodynamically evolve in the presence of catalytic bystander systems and how can this be put to use? iv) What are the thermodynamic state transitions that an agent can operationally affect when she only has access to partial information about the underlying states of system and bath? v) How can we understand the emergence of the canonical ensemble in statistical thermodynamics from quantum mechanics? These questions cover a wide ground, but it will become clear that they can in fact all be discussed using the same formal tools. As such, the answers to the above questions provided in this thesis are both interesting in their own right — showing for example that there exists a gap in how efficiently randomness can be exploited quantumly as compared to classically or that catalytic bystander systems can be used to extract finite amounts of work per particle from macroscopic systems with non-vanishing probability — as well as illustrate the power of quantum thermodynamics as a set of tools to connect quantum mechanics and the theory of thermodynamics more generally.
The first part of this thesis focuses on verifying the quantum nonequilibrium work relation in the presence of decoherence. The nonequilibrium work relation is a generalization of the second law of thermodynamics that links nonequilibrium work measurements to equilibrium free energies via an equality. Despite being well established for classical systems, a quantum work relation is conceptually difficult to construct for systems that interact with their environment. We argue that for a quantum system which undergoes decoherence but not dissipation, these conceptual difficulties do not arise and the work relation can be proven similarly to the case of an isolated system. This result is accompanied by an experimental demonstration using trapped ions. The second part of this thesis examines the relationship between quantum work and coherence by constructing analogous quantities in classical physics. It has recently been shown that quantum coherence can function as a resource for work extraction. Furthermore, it has been suggested that this property could be a truly quantum aspect of thermodynamics with no classical analog. We examine this assertion within the framework of classical Hamiltonian mechanics and canonical quantization. For classical states we define a so called non-uniformity measure and show that it is a resource for work extraction similar to quantum coherence. Additionally, we show that work extracted from non-uniformity and coherence agree in the classical limit. This calls into question the idea that coherence qualitatively separates classical and quantum thermodynamics. The final part of this thesis explores the connection between decoherence and adiabatic (quasistatic) driving. This topic is inspired by an experiment where it was seen that strong dephasing suppressed energy level transitions. Using a perturbative method we investigate this mechanism in the regime of small to moderate decoherence rate and ask if decoherence can help suppress energy transitions when compared with an adiabatic process without decoherence. We find that strategies that include decoherence are inferior to those where decoherence is absent.
This thesis reports progress in two domains, causal structures and microscopic thermodynamics, both of which are pertinent in the development of quantum technologies. The first part is dedicated to the analysis of causal structure, which encodes the relationship between observed variables, in general restricting the set of possible correlations between them. Our considerations rely on a recent entropy vector method. Based on this, we develop techniques for deriving entropic constraints to differentiate between causal structures. We provide sufficient conditions for entropy vectors to be realisable within a causal structure and derive new, improved necessary conditions in terms of so-called non-Shannon inequalities. We also report that for a family of causal structures, including the bipartite Bell scenario and the bilocal causal structure, entropy vectors are unable to distinguish between classical and quantum causes, in spite of the existence of quantum correlations that are not classically reproducible. Hence, further development is needed in order to understand cause from a quantum perspective. In the second part we explore an axiomatic framework for modelling error-tolerant processes in microscopic thermodynamics. Our axiomatisation allows for the accommodation of finite precision levels, crucial for describing experiments in the microscopic regime. It leads to the emergence of manageable quantities that give insights into the feasibility and expenditure of processes, which for adiabatic processes are shown to be smooth entropy measures. Our framework also leads to thermodynamic behaviour at the macroscopic scale, meaning that for thermodynamic equilibrium states a unique function provides necessary and sufficient conditions for state transformations, like in the traditional second law.
The emergence of irreversibility in physical processes, despite the fundamentally reversible nature of quantum mechanics, remains an open question in physics. This thesis explores the intricate relationship between quantum mechanics and thermodynamics, with a particular focus on minimizing entropy production in finite-time processes. By employing tools from quantum information theory and geometric thermodynamics, we tackle the challenge of deriving irreversible thermodynamic behavior from the reversible microscopic framework of quantum mechanics. We begin with a comprehensive review of the laws of thermodynamics, setting the stage for the subsequent analyses. We introduce novel developments in quantum thermodynamics through a generalized framework for geometric thermodynamics, which enables the derivation of finite-time corrections beyond the Markovian regime. Building on this foundation, we extend Landauer's principle by incorporating a finite-time correction that highlights the necessity of strong coupling for optimal information erasure processes. This result underscores the emergence of Planckian time as a fundamental speed limit to thermalization. Additionally, we explore how collective effects can be harnessed to reduce energy dissipation in thermodynamic operations, revealing that classical correlations between systems can significantly mitigate dissipation, though this may pose new questions regarding the third law of thermodynamics. Finally, we optimize thermodynamic processes in mesoscopic systems, including quantum dot engines and information engines. These findings not only enhance our understanding of the fundamental limits of irreversibility but also open new avenues for research. Future works will focus on fully exploiting collective effects, aligning these with the third law of thermodynamics, and understanding the thermodynamic consistency of master equations.
Thermodynamics is a highly successful macroscopic theory widely used across the natural sciences and for the construction of everyday devices, from car engines to solar cells. With thermodynamics predating quantum theory, research now aims to uncover the thermodynamic laws that govern finite size systems which may in addition host quantum effects. Recent theoretical breakthroughs include the characterisation of the efficiency of quantum thermal engines, the extension of classical non-equilibrium fluctuation theorems to the quantum regime and a new thermodynamic resource theory has led to the discovery of a set of second laws for finite size systems. These results have substantially advanced our understanding of nanoscale thermodynamics, however putting a finger on what is genuinely quantum in quantum thermodynamics has remained a challenge. Here we identify information processing tasks, the so-called projections, that can only be formulated within the framework of quantum mechanics. We show that the physical realisation of such projections can come with a non-trivial thermodynamic work only for quantum states with coherences. This contrasts with information erasure, first investigated by Landauer, for which a thermodynamic work cost applies for classical and quantum erasure alike. Repercussions on quantum work fluctuation relations and thermodynamic single-shot approaches are also discussed.