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Physical review. B, Condensed matter

Isotopic substitution in a model polaronic system

J. Mustre de León, Romeo de Coss, A. R. Bishop, S. A. Trugman

Published Apr 1, 1999• 13 citations
Publisher

Abstract

The effect of isotopic substitution in the excitation spectrum of a model polaronic system is presented. To study this effect we use a three-site many-body Hamiltonian, with two phonon modes, which includes electronic correlations and electron-phonon interactions. Under isotopic substitution, the shift of the lowest excitation energy changes sign for intermediate electron-phonon coupling, coinciding with the onset of polaronic behavior. This manifests as a strong change of the dynamics of polaron tunneling, a behavior opposite to that found in purely phonon excitations. Additionally, a small change in the static polaronic distortion appears under isotopic substitution. This change in the local structure has opposite signs for low and intermediate electron-phonon coupling compared to that found in the strong-coupling limit.

DOI
10.1103/physrevb.59.8359

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The effect of isotopic substitution in the excitation spectrum of a model polaronic system is presented. To study this effect we use a three-site many-body Hamiltonian, with two phonon modes, which includes electronic correlations and electron-phonon interactions. Under isotopic substitution, the shift of the lowest excitation energy changes sign for intermediate electron-phonon coupling, coinciding with the onset of polaronic behavior. This manifests as a strong change of the dynamics of polaron tunneling, a behavior opposite to that found in purely phonon excitations. Additionally, a small change in the static polaronic distortion appears under isotopic substitution. This change in the local structure has opposite signs for low and intermediate electron-phonon coupling compared to that found in the strong-coupling limit.
The isotope effect (IE) in the two-dimensional Hubbard model with Holstein phonons is studied using the dynamical cluster approximation with quantum Monte Carlo. At small electron-phonon (EP) coupling the IE is negligible. For larger EP coupling there is a large and positive IE on the superconducting temperature that decreases with increasing doping. A significant IE also appears in the low-energy density of states, kinetic energy, and charge excitation spectrum. A negligible IE is found in the pseudogap and antiferromagnetic (AF) properties at small doping, whereas the AF susceptibility at intermediate doping increases with decreasing phonon frequency ${\ensuremath{\omega}}_{0}$. This IE stems from increased polaronic effects with decreasing ${\ensuremath{\omega}}_{0}$. A larger IE at smaller doping occurs due to stronger polaronic effects determined by the interplay of the EP interaction with stronger AF correlations. The IE of the Hubbard-Holstein model exhibits many similarities with the IE measured in cuprate superconductors.
We introduce a variational wave function to study the polaron formation when the electronic transfer integral depends on the relative displacement between nearest-neighbor sites giving rise to a nonlocal electron-phonon coupling with optical phonon modes. We characterize the polaron crossover by analyzing ground-state properties such as the energy, the electron-lattice correlation function, the average phonon occupation, and the quasiparticle spectral weight. Variational results are found in good agreement with numerical exact diagonalization of small clusters,and follow the correct perturbative result at weak coupling. We determine the polaronic phase diagram and we find that the tendency towards strong localization is hindered from the pathological sign change of the effective next-nearest-neighbor hopping.
A dynamical mean-field theory of the small polaron problem is presented, which becomes exact in the limit of infinite dimensions. The ground-state properties and the one-electron spectral function are obtained for a single electron interacting with Einstein phonons by a mapping of the lattice problem onto a polaronic impurity model. The one-electron propagator of the impurity model is calculated through a continued fraction expansion, at both zero and finite temperature, for any electron-phonon coupling and phonon energy. In contrast to the ground-state properties, such as the effective polaron mass, which show a continuous behavior as the coupling is increased, spectral properties exhibit a sharp qualitative change at low enough phonon frequency: beyond a critical coupling, one energy gap and then more open in the density of states at low energy, while the high-energy part of the spectrum is broad and can be qualitatively explained by a strong coupling adiabatic approximation. As a consequence, narrow and coherent low-energy subbands coexist with an incoherent featureless structure at high energy. The subbands denote the formation of quasiparticle polaron states. Also, divergencies of the self-energy may occur in the gaps. At finite temperature such an effect triggers an important damping and broadening of the polaron subbands. On the other hand, in the large phonon frequency regime such a separation of energy scales does not exist and the spectrum always has a multipeaked structure.
The polaron features due to electron-phonon interactions with different coupling ranges are investigated by adopting a variational approach. The ground-state energy, the spectral weight, the average kinetic energy, the mean number of phonons, and the electron-lattice correlation function are discussed for the system with coupling to local and nearest-neighbor lattice displacements comparing the results with the long-range case. For large values of the coupling with nearest-neighbor sites, most physical quantities show a strong resemblance with those obtained for the long-range electron-phonon interaction. Moreover, for intermediate values of interaction strength, the correlation function between electron and nearest-neighbor lattice displacements is characterized by an upturn as function of the electron-phonon coupling constant.
The Holstein Hubbard and Holstein t-J models are studied for a wide range of phonon frequencies, electron-electron, and electron-phonon interaction strengths on finite lattices with up to ten sites by means of direct Lanczos diagonalization. Previously the necessary truncation of the phononic Hilbert space caused serious limitations to either very small systems (four or even two sites) or to weak electron-phonon coupling, in particular in the adiabatic regime. Using parallel computers we were able to investigate the transition from ``large'' to ``small'' polarons in detail. By resolving the low-lying eigenstates of the Hamiltonian and by calculating the spectral function, we can identify a polaron band in the strong-coupling case, whose dispersion deviates from the free-particle dispersion at low and intermediate phonon frequencies. For two electrons (holes) we establish the existence of bipolaronic states and discuss the formation of a bipolaron band. For the two-dimensional Holstein t-J model, we demonstrate that the formation of hole polarons is favored by strong Coulomb correlations. Analyzing hole-hole correlation functions, we find that hole binding is enhanced as a dynamical effect of the electron-phonon interaction. \textcopyright{} 1996 The American Physical Society.
The three-band $p\text{\ensuremath{-}}d$ model of strongly correlated electrons interacting with optical phonons via diagonal and off-diagonal electron-phonon interactions is considered within the cluster perturbation theory. In the beginning, the exact diagonalization of the Hamiltonian of a CuO4{\mathrm{CuO}}_{4}CuO4​ cluster results in the construction of local polaronic eigenstates $\left|p\right\ensuremath{\rangle}$ with hole numbers nh=0,1,2{n}_{h}=0,1,2nh​=0,1,2 per unit cell. The intercluster hoppings and interactions are exactly written in terms of Hubbard operators ${X}_{f}^{pq}=\left|p\right\ensuremath{\rangle}\ensuremath{\langle}q|$ determined via the multielectron polaronic eigenstates $\left|p\right\ensuremath{\rangle}$ at site f\mathbf{f}f. The Fermi-type single-electron quasiparticle dispersion and spectral weight are calculated for the undoped antiferromagnetic parent insulator like La2CuO4{\mathrm{La}}_{2}{\mathrm{CuO}}_{4}La2​CuO4​. The quasiparticle dispersion of Hubbard polarons is determined by a hybridization of the Hubbard fermion subbands with local Franck-Condon resonances so the main polaronic effect of the quasiparticle band structure is a splitting of the Hubbard bands on the number of Hubbard polaron subbands. Increasing of the EPI constant results in an increase of splitting, decrease of the subband width, transfer of the spectral weight to high-energy multiphonon excitations, and subsequent localization of the charge carriers. Herewith, the effect of such renormalization for the conduction band and the valence one differs depending on the ratio of the diagonal and off-diagonal EPI. In the framework of the GTB method, the Franck-Condon broadening of the spectral function of polaronic excitations is also reproduced for strongly correlated systems with strong electron-phonon interaction.