A dynamical mean-field theory of the small polaron problem is presented, which becomes exact in the limit of infinite dimensions. The ground-state properties and the one-electron spectral function are obtained for a single electron interacting with Einstein phonons by a mapping of the lattice problem onto a polaronic impurity model. The one-electron propagator of the impurity model is calculated through a continued fraction expansion, at both zero and finite temperature, for any electron-phonon coupling and phonon energy. In contrast to the ground-state properties, such as the effective polaron mass, which show a continuous behavior as the coupling is increased, spectral properties exhibit a sharp qualitative change at low enough phonon frequency: beyond a critical coupling, one energy gap and then more open in the density of states at low energy, while the high-energy part of the spectrum is broad and can be qualitatively explained by a strong coupling adiabatic approximation. As a consequence, narrow and coherent low-energy subbands coexist with an incoherent featureless structure at high energy. The subbands denote the formation of quasiparticle polaron states. Also, divergencies of the self-energy may occur in the gaps. At finite temperature such an effect triggers an important damping and broadening of the polaron subbands. On the other hand, in the large phonon frequency regime such a separation of energy scales does not exist and the spectrum always has a multipeaked structure.
A dynamical mean-field theory of the small polaron problem is presented, which becomes exact in the limit of infinite dimensions. The ground-state properties and the one-electron spectral function are obtained for a single electron interacting with Einstein phonons by a mapping of the lattice problem onto a polaronic impurity model. The one-electron propagator of the impurity model is calculated through a continued fraction expansion, at both zero and finite temperature, for any electron-phonon coupling and phonon energy. In contrast to the ground-state properties, such as the effective polaron mass, which show a continuous behavior as the coupling is increased, spectral properties exhibit a sharp qualitative change at low enough phonon frequency: beyond a critical coupling, one energy gap and then more open in the density of states at low energy, while the high-energy part of the spectrum is broad and can be qualitatively explained by a strong coupling adiabatic approximation. As a consequence, narrow and coherent low-energy subbands coexist with an incoherent featureless structure at high energy. The subbands denote the formation of quasiparticle polaron states. Also, divergencies of the self-energy may occur in the gaps. At finite temperature such an effect triggers an important damping and broadening of the polaron subbands. On the other hand, in the large phonon frequency regime such a separation of energy scales does not exist and the spectrum always has a multipeaked structure.
The spectral function of a single electron coupled to Einstein phonons (Holstein model) is calculated exactly in the limit of large space dimensionality, for any coupling strength and phonon frequency. A self-consistent mapping onto an effective impurity model leads to the solution in terms of a continued-fraction expansion for the electron propagator at zero temperature. True self-trapping is obtained only for finite bandwidth, such as the case of a Bethe lattice in infinite dimensions. It is shown that at intermediate coupling multiphonon resonances develop, corresponding to polaron states. Only the lowest one has long lifetime, and the polaron mass is calculated.
The polaron model is a basic model of quantum field theory describing a single particle interacting with a bosonic field. It arises in many physical contexts. We are mostly concerned with models applicable in the context of an impurity atom in a Bose-Einstein condensate as well as the problem of electrons moving in polar crystals. The model has a simple structure in which the interaction of the particle with the field is given by a term linear in the field’s creation and annihilation operators. In this work, we investigate the properties of this model by providing rigorous estimates on various energies relevant to the problem. The estimates are obtained, for the most part, by suitable operator techniques which constitute the principal mathematical substance of the thesis. The first application of these techniques is to derive the polaron model rigorously from first principles, i.e., from a full microscopic quantum-mechanical many-body problem involving an impurity in an otherwise homogeneous system. We accomplish this for the N + 1 Bose gas in the mean-field regime by showing that a suitable polaron-type Hamiltonian arises at weak interactions as a low-energy effective theory for this problem. In the second part, we investigate rigorously the ground state of the model at fixed momentum and for large values of the coupling constant. Qualitatively, the system is expected to display a transition from the quasi-particle behavior at small momenta, where the dispersion relation is parabolic and the particle moves through the medium dragging along a cloud of phonons, to the radiative behavior at larger momenta where the polaron decelerates and emits free phonons. At the same time, in the strong coupling regime, the bosonic field is expected to behave purely classically. Accordingly, the effective mass of the polaron at strong coupling is conjectured to be asymptotically equal to the one obtained from the semiclassical counterpart of the problem, first studied by Landau and Pekar in the 1940s. For polaron models with regularized form factors and phonon dispersion relations of superfluid type, i.e., bounded below by a linear function of the wavenumbers for all phonon momenta as in the interacting Bose gas, we prove that for a large window of momenta below the radiation threshold, the energy-momentum relation at strong coupling is indeed essentially a parabola with semi-latus rectum equal to the Landau–Pekar effective mass, as expected. For the Fröhlich polaron describing electrons in polar crystals where the dispersion relation is of the optical type and the form factor is formally UV–singular due to the nature of the point charge-dipole interaction, we are able to give the corresponding upper bound. In contrast to the regular case, this requires the inclusion of the quantum fluctuations of the phonon field, which makes the problem considerably more difficult. The results are supplemented by studies on the absolute ground-state energy at strong coupling, a proof of the divergence of the effective mass with the coupling constant for a wide class of polaron models, as well as the discussion of the apparent UV singularity of the Fröhlich model and the application of the techniques used for its removal for the energy estimates.
The polaron band theory of Lee, Low and Pines is extended beyond the effective mass approximation to a general form of the electron–phonon interaction within two different self-consistent schemes. In the first one a variational Bloch state depending on the polaron crystalline momentum is used to study polaron features taking into account umklapp processes. In particular, the self-energy and the effective mass at the Γ point of the Brillouin zone are calculated as functions of the electron–phonon coupling constant α. It is found that a sudden transition of these quantities from a large band to a narrow band polaron behaviour occurs at a critical value αc. Such value increases indefinitely with the bare electron band width; moreover the transition becomes sharper. The theory recovers, as particular cases, a) the Lee-Low-Pines regime valid for small α and large electron band width Δ˜(Δ˜ ≫ ħω and b) the Holstein limit for large α and small band width (Δ˜ ≫ ħω). This occurs as result of the competing role of α and Δ˜. In the second scheme, the electron–phonon interaction is considered only in a single elementary cell and the self-trapped polaron state is calculated self-consistently. It is shown that, if only one electronic band is taken into account, such state becomes a Δ function with infinitely negative energy when α is larger than a critical value depending on the electron band width. To avoid this fact, electronic band states of higher energy must be considered. Finally, through the tight-binding method, the polaron band is set up. It is shown that at the Γ point of the Brillouin zone, the contribution of the higher electronic bands prevents the self-energy and the polaron mass to have a sharp increase from the large to the narrow band regime.
The formation of a polaron quasiparticle from a bare electron is studied in the framework of the Holstein model of electron-phonon coupling. Using Schrödinger's formalism, we calculate the time evolution of the distribution of the electron and phonon density, lattice deformation, and the electron-phonon (el-ph) correlation functions in real space. The quantum dynamical nature of the phonons is preserved. The polaron formation time is related to the dephasing time of the continuum of unbound phonon excited states in the spectral function, which depends on the phonon frequency and the el-ph coupling strength. As the el-ph coupling increases, qualitative changes in polaron formation occur when the one-phonon polaron bound state forms. In the adiabatic regime, we find that a potential barrier between the quasi-free and heavy polaron states exists in both 2D and 3D, which is crucial for polaron formation dynamics. We compare to recent experiments.
We calculate the spectral properties of the one-dimensional Holstein and breathing polarons using the self-consistent Born approximation. The Holstein model electron-phonon coupling is momentum independent while the breathing coupling increases monotonically with the phonon momentum. We find that for a linear or tight binding electron dispersion: (i) for the same value of the dimensionless coupling the quasiparticle renormalization at small momentum in the breathing polaron is much smaller, (ii) the quasiparticle renormalization at small momentum in the breathing polaron increases with phonon frequency unlike in the Holstein model where it decreases, and (iii) in the Holstein model the quasiparticle dispersion displays a kink and a small gap at an excitation energy equal to the phonon frequency ${\ensuremath{\omega}}_{0}$ while in the breathing model it displays two gaps, one at excitation energy ${\ensuremath{\omega}}_{0}$ and another one at $2{\ensuremath{\omega}}_{0}$. These differences have two reasons: first, the momentum of the relevant scattered phonons increases with increasing polaron momentum and second, the breathing bare coupling is an increasing function of the phonon momentum. These result in an effective electron-phonon coupling for the breathing model which is an increasing function of the total polaron momentum, such that the small momentum polaron is in the weak coupling regime while the large momentum one is in the strong coupling regime. However, the first reason does not hold if the free electron dispersion has low energy states separated by large momentum, as in a higher dimensional system, for example, in this situation the difference between the two models becomes less significant.
The evolution of the properties of a finite density electronic system as a function of the electron-phonon coupling is investigated in the Holstein model using the dynamical mean-field theory (DMFT) that becomes exact in infinite dimensions. We compare the spinless fermion case, in which only isolated polarons can be formed, with the spinful model in which the polarons can bind and form bipolarons. In the latter case, the bipolaronic binding occurs within DMFT as a metal-insulator transition. In the adiabatic regime in which the phonon energy is small with respect to the electron hopping we compare numerically exact DMFT results with an analytical scheme inspired by the Born-Oppenheimer procedure. Within the latter approach, a truncation of the phononic Hilbert space leads to a mapping of the original model onto an Anderson spin-fermion model. In the anti-adiabatic regime (where the phonon energy exceeds the electronic scales) the standard treatment based on Lang-Firsov canonical transformation allows one to map the original model on to an attractive Hubbard model in the spinful case. The separate analysis of the two regimes supports the numerical evidence that the presence of well-defined polaronic lattice displacements is not necessarily associated to a metal-insulator transition, which is instead due to pairing between the carriers. The finite-dimensionality effects neglected in DMFT may lead to a finite conductivity in the bipolaronic state which is, however, not always associated with polaronic distortions. At the polaron crossover the Born-Oppenheimer approximation is shown to break down due to the entanglement of the electron-phonon state.