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arXiv:cond-mat/0509542 · Physical Review B

Dynamical mean field theory of polarons and bipolarons in the half-filled Holstein model

Massimo Capone, P. Carta, Sergio Ciuchi

Published Jul 10, 2006• 38 citations
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Abstract

The evolution of the properties of a finite density electronic system as a function of the electron-phonon coupling is investigated in the Holstein model using the dynamical mean-field theory (DMFT) that becomes exact in infinite dimensions. We compare the spinless fermion case, in which only isolated polarons can be formed, with the spinful model in which the polarons can bind and form bipolarons. In the latter case, the bipolaronic binding occurs within DMFT as a metal-insulator transition. In the adiabatic regime in which the phonon energy is small with respect to the electron hopping we compare numerically exact DMFT results with an analytical scheme inspired by the Born-Oppenheimer procedure. Within the latter approach, a truncation of the phononic Hilbert space leads to a mapping of the original model onto an Anderson spin-fermion model. In the anti-adiabatic regime (where the phonon energy exceeds the electronic scales) the standard treatment based on Lang-Firsov canonical transformation allows one to map the original model on to an attractive Hubbard model in the spinful case. The separate analysis of the two regimes supports the numerical evidence that the presence of well-defined polaronic lattice displacements is not necessarily associated to a metal-insulator transition, which is instead due to pairing between the carriers. The finite-dimensionality effects neglected in DMFT may lead to a finite conductivity in the bipolaronic state which is, however, not always associated with polaronic distortions. At the polaron crossover the Born-Oppenheimer approximation is shown to break down due to the entanglement of the electron-phonon state.

DOI
10.1103/physrevb.74.045106

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The evolution of the properties of a finite density electronic system as a function of the electron-phonon coupling is investigated in the Holstein model using the dynamical mean-field theory (DMFT) that becomes exact in infinite dimensions. We compare the spinless fermion case, in which only isolated polarons can be formed, with the spinful model in which the polarons can bind and form bipolarons. In the latter case, the bipolaronic binding occurs within DMFT as a metal-insulator transition. In the adiabatic regime in which the phonon energy is small with respect to the electron hopping we compare numerically exact DMFT results with an analytical scheme inspired by the Born-Oppenheimer procedure. Within the latter approach, a truncation of the phononic Hilbert space leads to a mapping of the original model onto an Anderson spin-fermion model. In the anti-adiabatic regime (where the phonon energy exceeds the electronic scales) the standard treatment based on Lang-Firsov canonical transformation allows one to map the original model on to an attractive Hubbard model in the spinful case. The separate analysis of the two regimes supports the numerical evidence that the presence of well-defined polaronic lattice displacements is not necessarily associated to a metal-insulator transition, which is instead due to pairing between the carriers. The finite-dimensionality effects neglected in DMFT may lead to a finite conductivity in the bipolaronic state which is, however, not always associated with polaronic distortions. At the polaron crossover the Born-Oppenheimer approximation is shown to break down due to the entanglement of the electron-phonon state.
Polarons and Bipolarons in Holstein and Holstein t−Jt-Jt−J models by Dynamical Mean Field Theory
The results of a comparative study of electronic spectral properties as well as phonon Probability Distribution Function (PDF) are reported. The study is done using Dynamical Mean Field Theory for the half-filled spinless and spinful Holstein model and for a single hole in Holstein t-J model. Qualitative changes in phonon PDF signals a polaronic crossover while an electronic Metal Insulator Transition (MIT) due to pairing into a bipolaronic state can be seen from a gap in the electronic DOS or by the vanishing of the quasi particle spectral weight. MIT can be observed only at sufficiently high density provided the Coulomb repulsion is neglected. In the limit of low density the carrier show a polaronic behavior trough the development of a definite polarization shifting the average value of the phonon PDF. At large densities occupied and empty sites result an a bimodal the phonon PDF. At the polaron crossover fluctuation of phonon coordinates tends to be larger than those at any other coupling. In this regime Born-Oppenheimer approximation is shown to fail also when phonon frequency is much less then electron bandwidth. For a single hole in the t-J model a further source of localization is due to magnetic superexchange energy which tends to localize the spin-defect spreading due to the presence of the hole.
The formation of a finite-density polaronic state is analyzed in the context of the Holstein model using the dynamical mean-field theory. The spinless and spinful fermion cases are compared to disentangle the polaron crossover from the bipolaron formation. The exact solution of dynamical mean-field theory is compared with weak-coupling perturbation theory, noncrossing (Migdal), and vertex correction approximations. We show that polaron formation is not associated with a metal-insulator transition, which is instead due to bipolaron formation.
We study the Hubbard-Holstein model which includes both the electron-electron and electron-phonon interactions, characterized by UUU and ggg, respectively. The model is solved with UUU and ggg on an equal footing in the infinite dimensions by employing the dynamical mean-field theory in combination with Wilson's numerical renormalization group. A zero temperature phase diagram of symmetry unbroken states at half filling is mapped out which exhibits the interplay between the two kinds of interactions and combines the two separately studied interaction-driven metal-insulator transitions of the Hubbard and Holstein models within a single frame. The ground state is metallic when both UUU and ggg are small, but is insulating when UUU or ggg is large, referred to as, respectively, Mott-Hubbard insulator (MHI) and bipolaron insulator (BPI). As the phase boundary between the metallic and MHI (BPI) states is approached from the metallic region, the quasiparticle weight zzz goes to 0 continuously (discontinuously). Moreover, the two insulating states are distinct and cannot be adiabatically connected, and there is a first order phase transition between them.
The Holstein Hubbard and Holstein t-J models are studied for a wide range of phonon frequencies, electron-electron, and electron-phonon interaction strengths on finite lattices with up to ten sites by means of direct Lanczos diagonalization. Previously the necessary truncation of the phononic Hilbert space caused serious limitations to either very small systems (four or even two sites) or to weak electron-phonon coupling, in particular in the adiabatic regime. Using parallel computers we were able to investigate the transition from ``large'' to ``small'' polarons in detail. By resolving the low-lying eigenstates of the Hamiltonian and by calculating the spectral function, we can identify a polaron band in the strong-coupling case, whose dispersion deviates from the free-particle dispersion at low and intermediate phonon frequencies. For two electrons (holes) we establish the existence of bipolaronic states and discuss the formation of a bipolaron band. For the two-dimensional Holstein t-J model, we demonstrate that the formation of hole polarons is favored by strong Coulomb correlations. Analyzing hole-hole correlation functions, we find that hole binding is enhanced as a dynamical effect of the electron-phonon interaction. \textcopyright{} 1996 The American Physical Society.
In this paper we have studied the properties of a two-fermion system interacting with the phonon field in the framework of the Holstein Hubbard model in one, two and three dimensions. We have chosen the modified Lang-Firsov variational wave function with on-site and nearest-neighbour lattice distortion for the phonon subsystem to obtain an effective electronic Hamiltonian. This effective electronic Hamiltonian is then solved exactly to obtain the binding energy and effective mass of the bipolaron. We investigated the stability of the bipolaronic phase by comparing the ground-state energy of a bipolaron and two free polarons. We observed a critical repulsive on-site Hubbard interaction U c below which the bipolaronic phases are stable for a fixed electron-phonon coupling g . In the absence of on-site repulsion, bipolaronic phases are stable over the entire range of electron-phonon coupling for one dimension, whereas there is a critical electron-phonon coupling g c for formation of a stable bipolaron in two and three dimensions.
We study the isotope effects arising from the coupling of correlated electrons with dispersionless phonons by considering the Hubbard-Holstein model at half-filling within the dynamical mean-field theory. In particular we calculate the isotope effects on the quasiparticle spectral weight ZZZ, the renormalized phonon frequency, and the static charge and spin susceptibilities. In the weakly correlated regime $U∕t\ensuremath{\lesssim}1.5$, where UUU is the Hubbard repulsion and ttt is the bare electron half-bandwidth, the physical properties are qualitatively similar to those characterizing the Holstein model in the absence of Coulomb repulsion, where the bipolaronic binding takes place at large electron-phonon coupling and it is reflected in divergent isotope responses. On the contrary in the strongly correlated regime $U∕t\ensuremath{\gtrsim}1.5$, where the bipolaronic metal-insulator transition becomes of first order, the isotope effects are bounded, suggesting that the first-order transition is likely driven by an electronic mechanism, rather then by a lattice instability. These results point out how the isotope responses are extremely sensitive to phase boundaries and they may be used to characterize the competition between the electron-phonon coupling and the Hubbard repulsion.