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arXiv:cond-mat/0609630 · Physical Review B

Isotope effects in the Hubbard-Holstein model within dynamical mean-field theory

P. Paci, Massimo Capone, E. Cappelluti, Sergio Ciuchi, Claudio Grimaldi

Published Nov 9, 2006• 18 citations
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Abstract

We study the isotope effects arising from the coupling of correlated electrons with dispersionless phonons by considering the Hubbard-Holstein model at half-filling within the dynamical mean-field theory. In particular we calculate the isotope effects on the quasiparticle spectral weight $Z$, the renormalized phonon frequency, and the static charge and spin susceptibilities. In the weakly correlated regime $U∕t\ensuremath{\lesssim}1.5$, where $U$ is the Hubbard repulsion and $t$ is the bare electron half-bandwidth, the physical properties are qualitatively similar to those characterizing the Holstein model in the absence of Coulomb repulsion, where the bipolaronic binding takes place at large electron-phonon coupling and it is reflected in divergent isotope responses. On the contrary in the strongly correlated regime $U∕t\ensuremath{\gtrsim}1.5$, where the bipolaronic metal-insulator transition becomes of first order, the isotope effects are bounded, suggesting that the first-order transition is likely driven by an electronic mechanism, rather then by a lattice instability. These results point out how the isotope responses are extremely sensitive to phase boundaries and they may be used to characterize the competition between the electron-phonon coupling and the Hubbard repulsion.

DOI
10.1103/physrevb.74.205108

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We study the isotope effects arising from the coupling of correlated electrons with dispersionless phonons by considering the Hubbard-Holstein model at half-filling within the dynamical mean-field theory. In particular we calculate the isotope effects on the quasiparticle spectral weight ZZZ, the renormalized phonon frequency, and the static charge and spin susceptibilities. In the weakly correlated regime U∕t\ensuremath≲1.5U∕t\ensuremath{\lesssim}1.5U∕t\ensuremath≲1.5, where UUU is the Hubbard repulsion and ttt is the bare electron half-bandwidth, the physical properties are qualitatively similar to those characterizing the Holstein model in the absence of Coulomb repulsion, where the bipolaronic binding takes place at large electron-phonon coupling and it is reflected in divergent isotope responses. On the contrary in the strongly correlated regime U∕t\ensuremath≳1.5U∕t\ensuremath{\gtrsim}1.5U∕t\ensuremath≳1.5, where the bipolaronic metal-insulator transition becomes of first order, the isotope effects are bounded, suggesting that the first-order transition is likely driven by an electronic mechanism, rather then by a lattice instability. These results point out how the isotope responses are extremely sensitive to phase boundaries and they may be used to characterize the competition between the electron-phonon coupling and the Hubbard repulsion.
We study the Hubbard-Holstein model which includes both the electron-electron and electron-phonon interactions, characterized by UUU and ggg, respectively. The model is solved with UUU and ggg on an equal footing in the infinite dimensions by employing the dynamical mean-field theory in combination with Wilson's numerical renormalization group. A zero temperature phase diagram of symmetry unbroken states at half filling is mapped out which exhibits the interplay between the two kinds of interactions and combines the two separately studied interaction-driven metal-insulator transitions of the Hubbard and Holstein models within a single frame. The ground state is metallic when both UUU and ggg are small, but is insulating when UUU or ggg is large, referred to as, respectively, Mott-Hubbard insulator (MHI) and bipolaron insulator (BPI). As the phase boundary between the metallic and MHI (BPI) states is approached from the metallic region, the quasiparticle weight zzz goes to 0 continuously (discontinuously). Moreover, the two insulating states are distinct and cannot be adiabatically connected, and there is a first order phase transition between them.
We present results on the dynamical correlation functions of the particle-hole symmetric Holstein-Hubbard model at zero temperature, calculated using the dynamical mean-field theory which is solved by the numerical renormalization group method. We clarify the competing influences of the electron-electron and electron-phonon interactions particularity at the different metal to insulator transitions. The Coulomb repulsion is found to dominate the behavior in large parts of the metallic regime. By suppressing charge fluctuations, it effectively decouples electrons from phonons. The phonon propagator shows a characteristic softening near the metal to bipolaronic transition but there is very little softening on the approach to the Mott transition.
Electron-electron and electron-phonon interactions are responsible for the formation of spin, charge, and superconducting correlations in layered quantum materials. A paradigmatic model for such materials that captures both kinds of interactions is the two-dimensional Hubbard-Holstein model with a dispersionless Einstein phonon. In this work, we provide a detailed analysis of the magnetic, density, and superconducting fluctuations at and away from half filling. To that end, we employ the functional renormalization group using the recently introduced extension of the single-boson exchange formulation. More precisely, we go beyond previous approaches to the model by resolving the full frequency dependence of the two-particle vertex and taking into account the feedback from the electronic self-energy. We perform broad parameter scans in the space of Hubbard repulsion, electron-phonon coupling strength, and phonon frequency to explore the leading magnetic, density, and superconducting susceptibilities from the adiabatic to the anti-adiabatic regime. Our numerical data reveal that self-energy effects lead to an enhancement of the d -wave superconducting susceptibility toward larger phonon frequencies, in contrast to earlier isotope-effect studies. At small phonon frequencies, large density contributions to the s -wave superconducting susceptibility change sign and eventually lead to a reduction of s -wave superconductivity with increasing electron-phonon coupling, signaling the breakdown of Migdal-Eliashberg theory. We analyze our findings systematically, employing detailed diagnostics of the intertwined fluctuations and pinning down the various positive and negative isotope effects of the physical susceptibilities. Our results pave the way for a more comprehensive understanding of the interplay of electron-electron and electron-phonon interactions in correlated quantum materials.
The properties of the electron-phonon interaction in the presence of a sizable electronic repulsion at finite doping are studied by investigating the metallic phase of the Hubbard-Holstein model with dynamical mean-field theory. Analyzing the quasiparticle weight at finite doping, we find that a large Coulomb repulsion reduces the effect of electron-phonon coupling at low energy, while this reduction is not present at high energy. The renormalization of the electron-phonon coupling induced by the Hubbard repulsion depends in a surprisingly strong and nontrivial way on the phonon frequency. Our results suggest that phonon might affect differently high-energy and low-energy properties and this, together with the effect of phonon dynamics, should be carefully taken into account when the effects of the electron-phonon interaction in a strongly correlated system, like the superconducting cuprates, are discussed.
Using a multistep renormalization group method, we study the low-temperature phases of the interacting one-dimensional (1D) electron gas coupled to phonons. We obtain analytic expressions for the weak-coupling quantum phase boundaries of the 1D extended Holstein-Hubbard model and the 1D extended Peierls-Hubbard model for general band-filling and phonon frequency. Away from half-filling, the phase diagrams are characterized by a delicate competition between spin density wave, charge density wave, and superconducting orders. We study the dependence of the ground state on the electron-phonon (el-ph) and electron-electron (el-el) coupling strengths, the screening length, electron bandwidth, phonon frequency, doping, and type of phonon. Unlike the case in Fermi liquids, in 1D the el-ph coupling is strongly renormalized, often to stronger values. Even when the bare phonon-induced attraction is weak compared to the bare el-el repulsion, a small amount of retardation can cause the renormalized el-ph interaction to dominate the problem. We find cases in which a repulsive el-el interaction enhances the superconducting susceptibility in the presence of a retarded el-ph interaction. The spin gap and superconducting susceptibility are found to be strongly dependent on the deviation from half-filling (doping). In some cases, the superconducting susceptibility varies nonmonotonically with doping and exhibits a maximum at a particular doping. For a quasi-1D array of weakly coupled, fluctuating 1D chains, the superconducting transition temperature Tc{T}_{c}Tc​ also exhibits a maximum as a function of doping. The effect of changing the ion mass (isotope effect) on Tc{T}_{c}Tc​ is found to be largest near half-filling and to decrease rapidly with doping.
In phonon mediated conventional sss-wave superconductors, higher-frequency phonon (or smaller atomic mass) leads to a higher superconducting transition temperature, known as the isotope effect. However, in correlated systems, various competing electronic order (such as spin-density-wave, charge-density-wave, and unconventional superconductivity) arises and the effect of electron-phonon coupling on these orders is a long-standing problem. Using the functional renormalization group, here we investigated the interplay between the electron correlation and electron-phonon coupling in the Hubbard-Holstein model on a square lattice. At half-filling, we found spin-density-wave and charge-density-wave phases and the transition between them, while no superconducting phase arises. Upon finite doping, ddd-wave/sss-wave superconductivity emerges in proximity to the spin-density-wave/charge-density-wave phase. Surprisingly, lower-frequency Holstein phonons are either less destructive or even beneficial to the various phases, resulting in a negative isotope effect. For the superconducting phases, such an effect is apparently beyond the Bardeen-Cooper-Schrieffer theory.