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arXiv:0803.0567 · Physical Review B

Isotope effect in the Hubbard model with local phonons

Alexandru Macridin, Mark Jarrell

Published Mar 23, 2009• 15 citations
arXivHTMLPDF

Abstract

The isotope effect (IE) in the two-dimensional Hubbard model with Holstein phonons is studied using the dynamical cluster approximation with quantum Monte Carlo. At small electron-phonon (EP) coupling the IE is negligible. For larger EP coupling there is a large and positive IE on the superconducting temperature that decreases with increasing doping. A significant IE also appears in the low-energy density of states, kinetic energy, and charge excitation spectrum. A negligible IE is found in the pseudogap and antiferromagnetic (AF) properties at small doping, whereas the AF susceptibility at intermediate doping increases with decreasing phonon frequency ${\ensuremath{\omega}}_{0}$. This IE stems from increased polaronic effects with decreasing ${\ensuremath{\omega}}_{0}$. A larger IE at smaller doping occurs due to stronger polaronic effects determined by the interplay of the EP interaction with stronger AF correlations. The IE of the Hubbard-Holstein model exhibits many similarities with the IE measured in cuprate superconductors.

DOI
10.1103/physrevb.79.104517

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The isotope effect (IE) in the two-dimensional Hubbard model with Holstein phonons is studied using the dynamical cluster approximation with quantum Monte Carlo. At small electron-phonon (EP) coupling the IE is negligible. For larger EP coupling there is a large and positive IE on the superconducting temperature that decreases with increasing doping. A significant IE also appears in the low-energy density of states, kinetic energy, and charge excitation spectrum. A negligible IE is found in the pseudogap and antiferromagnetic (AF) properties at small doping, whereas the AF susceptibility at intermediate doping increases with decreasing phonon frequency \ensuremathω0{\ensuremath{\omega}}_{0}\ensuremathω0​. This IE stems from increased polaronic effects with decreasing \ensuremathω0{\ensuremath{\omega}}_{0}\ensuremathω0​. A larger IE at smaller doping occurs due to stronger polaronic effects determined by the interplay of the EP interaction with stronger AF correlations. The IE of the Hubbard-Holstein model exhibits many similarities with the IE measured in cuprate superconductors.
We study the effect of dynamical Holstein phonons on the physics of the Hubbard model at small doping using the dynamical cluster approximation on a 2x2 cluster. Nonlocal antiferromagnetic correlations are found to significantly enhance the electron-phonon coupling, resulting in polaron formation for moderate coupling strengths. At finite doping, the electron-phonon coupling is found to strongly enhance the nonlocal spin correlations, indicating a synergistic interplay between the electron-phonon coupling and antiferromagnetic correlations. Although it enhances the pairing interaction, the electron-phonon coupling is found to decrease the superconducting transition temperature, due to the reduction in the quasiparticle fraction.
We study the effect of long-range hoppings on Tc{T}_{c}Tc​ for the two-dimensional (2D) Hubbard model with and without Holstein phonons using parameters evaluated from band-structure calculations for cuprates. Employing the dynamical cluster approximation (DCA) with a quantum Monte Carlo (QMC) cluster solver for a 4-site cluster, we observe that without phonons, the long-range hoppings, ${t}^{\ensuremath{'}}$ and ${t}^{\ensuremath{''}}$, generally suppress Tc{T}_{c}Tc​. We argue that this trend remains valid for larger clusters. In the presence of the Holstein phonons, a finite ${t}^{\ensuremath{'}}$ enhances Tc{T}_{c}Tc​ in the under-doped region for the hole-doped system, consistent with local-density approximation (LDA) calculations and experiment. This is interpreted through the suppression of antiferromagnetic (AF) correlations and the interplay between polaronic effects and the antiferromagnetism.
In phonon mediated conventional sss-wave superconductors, higher-frequency phonon (or smaller atomic mass) leads to a higher superconducting transition temperature, known as the isotope effect. However, in correlated systems, various competing electronic order (such as spin-density-wave, charge-density-wave, and unconventional superconductivity) arises and the effect of electron-phonon coupling on these orders is a long-standing problem. Using the functional renormalization group, here we investigated the interplay between the electron correlation and electron-phonon coupling in the Hubbard-Holstein model on a square lattice. At half-filling, we found spin-density-wave and charge-density-wave phases and the transition between them, while no superconducting phase arises. Upon finite doping, ddd-wave/sss-wave superconductivity emerges in proximity to the spin-density-wave/charge-density-wave phase. Surprisingly, lower-frequency Holstein phonons are either less destructive or even beneficial to the various phases, resulting in a negative isotope effect. For the superconducting phases, such an effect is apparently beyond the Bardeen-Cooper-Schrieffer theory.
Using a multistep renormalization group method, we study the low-temperature phases of the interacting one-dimensional (1D) electron gas coupled to phonons. We obtain analytic expressions for the weak-coupling quantum phase boundaries of the 1D extended Holstein-Hubbard model and the 1D extended Peierls-Hubbard model for general band-filling and phonon frequency. Away from half-filling, the phase diagrams are characterized by a delicate competition between spin density wave, charge density wave, and superconducting orders. We study the dependence of the ground state on the electron-phonon (el-ph) and electron-electron (el-el) coupling strengths, the screening length, electron bandwidth, phonon frequency, doping, and type of phonon. Unlike the case in Fermi liquids, in 1D the el-ph coupling is strongly renormalized, often to stronger values. Even when the bare phonon-induced attraction is weak compared to the bare el-el repulsion, a small amount of retardation can cause the renormalized el-ph interaction to dominate the problem. We find cases in which a repulsive el-el interaction enhances the superconducting susceptibility in the presence of a retarded el-ph interaction. The spin gap and superconducting susceptibility are found to be strongly dependent on the deviation from half-filling (doping). In some cases, the superconducting susceptibility varies nonmonotonically with doping and exhibits a maximum at a particular doping. For a quasi-1D array of weakly coupled, fluctuating 1D chains, the superconducting transition temperature Tc{T}_{c}Tc​ also exhibits a maximum as a function of doping. The effect of changing the ion mass (isotope effect) on Tc{T}_{c}Tc​ is found to be largest near half-filling and to decrease rapidly with doping.
Electron-electron and electron-phonon interactions are responsible for the formation of spin, charge, and superconducting correlations in layered quantum materials. A paradigmatic model for such materials that captures both kinds of interactions is the two-dimensional Hubbard-Holstein model with a dispersionless Einstein phonon. In this work, we provide a detailed analysis of the magnetic, density, and superconducting fluctuations at and away from half filling. To that end, we employ the functional renormalization group using the recently introduced extension of the single-boson exchange formulation. More precisely, we go beyond previous approaches to the model by resolving the full frequency dependence of the two-particle vertex and taking into account the feedback from the electronic self-energy. We perform broad parameter scans in the space of Hubbard repulsion, electron-phonon coupling strength, and phonon frequency to explore the leading magnetic, density, and superconducting susceptibilities from the adiabatic to the anti-adiabatic regime. Our numerical data reveal that self-energy effects lead to an enhancement of the d -wave superconducting susceptibility toward larger phonon frequencies, in contrast to earlier isotope-effect studies. At small phonon frequencies, large density contributions to the s -wave superconducting susceptibility change sign and eventually lead to a reduction of s -wave superconductivity with increasing electron-phonon coupling, signaling the breakdown of Migdal-Eliashberg theory. We analyze our findings systematically, employing detailed diagnostics of the intertwined fluctuations and pinning down the various positive and negative isotope effects of the physical susceptibilities. Our results pave the way for a more comprehensive understanding of the interplay of electron-electron and electron-phonon interactions in correlated quantum materials.
By using variational wave functions and quantum Monte Carlo techniques, we investigate the interplay between electron-electron and electron-phonon interactions in the two-dimensional Hubbard-Holstein model. Here, the ground-state phase diagram is triggered by several energy scales, i.e., the electron hopping ttt, the on-site electron-electron interaction UUU, the phonon energy ${\ensuremath{\omega}}_{0}$, and the electron-phonon coupling ggg. At half filling, the ground state is an antiferromagnetic insulator for $U\ensuremath{\gtrsim}2{g}^{2}/{\ensuremath{\omega}}_{0}$, while it is a charge-density-wave (or bipolaronic) insulator for $U\ensuremath{\lesssim}2{g}^{2}/{\ensuremath{\omega}}_{0}$. In addition to these phases, we find a superconducting phase that intrudes between them. For ${\ensuremath{\omega}}_{0}/t=1$, superconductivity emerges when both U/tU/tU/t and $2{g}^{2}/t{\ensuremath{\omega}}_{0}$ are small; then, by increasing the value of the phonon energy ${\ensuremath{\omega}}_{0}$, it extends along the transition line between antiferromagnetic and charge-density-wave insulators. Away from half filling, phase separation occurs when doping the charge-density-wave insulator, while a uniform (superconducting) ground state is found when doping the superconducting phase. In the analysis of finite-size effects, it is extremely important to average over twisted boundary conditions, especially in the weak-coupling limit and in the doped case.