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Journal of Communications and Networks

Transmitter beamforming and artificial noise with delayed feedback: Secrecy rate and power allocation

Yunchuan Yang, Wenbo Wang, Hui Zhao, Long Zhao

Published Aug 1, 2012• 34 citations
Publisher

Abstract

Utilizing artificial noise (AN) is a good means to guarantee security against eavesdropping in a multi-input multi-output system, where the AN is designed to lie in the null space of the legitimate receiver's channel direction information (CDI). However, imperfect CDI will lead to noise leakage at the legitimate receiver and cause significant loss in the achievable secrecy rate. In this paper, we consider a delayed feedback system, and investigate the impact of delayed CDI on security by using a transmit beamforming and AN scheme. By exploiting the Gauss-Markov fading spectrum to model the feedback delay, we derive a closed-form expression of the upper bound on the secrecy rate loss, where Nt= 2. For a moderate number of antennas where Nt>; 2, two special cases, based on the first-order statistics of the noise leakage and large number theory, are explored to approximate the respective upper bounds. In addition, to maintain a constant signal-to-interference-plus-noise ratio degradation, we analyze the corresponding delay constraint. Furthermore, based on the obtained closed-form expression of the lower bound on the achievable secrecy rate, we investigate an optimal power allocation strategy between the information signal and the AN. The analytical and numerical results obtained based on first-order statistics can be regarded as a good approximation of the capacity that can be achieved at the legitimate receiver with a certain number of antennas, Nt. In addition, for a given delay, we show that optimal power allocation is not sensitive to the number of antennas in a high signal-to-noise ratio regime. The simulation results further indicate that the achievable secrecy rate with optimal power allocation can be improved significantly as compared to that with fixed power allocation. In addition, as the delay increases, the ratio of power allocated to the AN should be decreased to reduce the secrecy rate degradation.

DOI
10.1109/jcn.2012.6292244

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Utilizing artificial noise (AN) is a good means to guarantee security against eavesdropping in a multi-input multi-output system, where the AN is designed to lie in the null space of the legitimate receiver's channel direction information (CDI). However, imperfect CDI will lead to noise leakage at the legitimate receiver and cause significant loss in the achievable secrecy rate. In this paper, we consider a delayed feedback system, and investigate the impact of delayed CDI on security by using a transmit beamforming and AN scheme. By exploiting the Gauss-Markov fading spectrum to model the feedback delay, we derive a closed-form expression of the upper bound on the secrecy rate loss, where Nt= 2. For a moderate number of antennas where Nt>; 2, two special cases, based on the first-order statistics of the noise leakage and large number theory, are explored to approximate the respective upper bounds. In addition, to maintain a constant signal-to-interference-plus-noise ratio degradation, we analyze the corresponding delay constraint. Furthermore, based on the obtained closed-form expression of the lower bound on the achievable secrecy rate, we investigate an optimal power allocation strategy between the information signal and the AN. The analytical and numerical results obtained based on first-order statistics can be regarded as a good approximation of the capacity that can be achieved at the legitimate receiver with a certain number of antennas, Nt. In addition, for a given delay, we show that optimal power allocation is not sensitive to the number of antennas in a high signal-to-noise ratio regime. The simulation results further indicate that the achievable secrecy rate with optimal power allocation can be improved significantly as compared to that with fixed power allocation. In addition, as the delay increases, the ratio of power allocated to the AN should be decreased to reduce the secrecy rate degradation.
The impact of quantized channel direction information (CDI) on the achievable secrecy rate is studied for multiple antenna wiretap channels. By assuming that the eavesdropper's channel is unknown at the transmitter, we adopt the transmission scheme where artificial noise (AN) is imposed in the null space of the legitimate receiver's channel to disrupt the eavesdropper's reception. It has been shown that, in the ideal case where perfect CDI is available at the transmitter, the achievable secrecy rate can be made arbitrarily large by increasing the transmission power. However, when only quantized CDI is available, the AN that was originally intended to jam the eavesdropper may now leak into the legitimate receiver's channel, causing significant secrecy rate loss. For a given number of feedback bits B and transmission power P, we derive the optimal power allocation among the message-bearing signal and the AN to maximize the secrecy rate under AN leakage. We show that, when B is sufficiently large, one should allocate power evenly among the message-bearing signal and the AN; whereas when B is small, one should be more conservative in allocating power to the AN. Moreover, by showing that the achievable secrecy rate under quantized CDI is bounded by a constant, we derive a scaling law between B and P that is necessary to maintain a constant secrecy rate loss compared to the perfect CDI case. The scaling of B is shown to be logarithmic of P. These results are first derived for the multiple-input single-output single-antenna-eavesdropper scenario and are later extended to the multiple-input multiple-output multiple-antenna-eavesdropper case. Numerical simulations are provided to verify our theoretical claims.
Physical-layer secrecy in wireless fading channels has been studied extensively in recent years to ensure reliable communication between the transmitter and the receiver subject to constraints on the information attainable by the eavesdropper. With multiple antennas at the transmitter, Goel and Negi proposed the use of artificial noise (AN) in the null space of the receiver's channel to corrupt the eavesdropper's reception, which helps guarantee secrecy without knowledge of the eavesdropper's channel. It has been shown that the secrecy capacity can be made arbitrarily large by increasing the transmission power, when perfect knowledge of the receiver's channel direction information (CDI) is available. However, in practice, this is not possible due to rate-limitations on the feedback channel. This paper studies the impact of quantized channel feedback on the secrecy capacity achievable with artificial noise.We show that, with imperfect CDI at the transmitter, the AN that was originally intended only for the eavesdropper may leak into the receiver's channel and limit the achievable secrecy rate. To maintain a constant performance degradation, the number of feedback bits must increase at least logarithmically with the transmission power. Moreover, we observe that the portion of power allocated to the transmission of AN should decrease as the number of quantization bits decreases to alleviate the degradation due to noise leakage.
This paper investigates the power allocation problem for artificial noise (AN) secure precoding systems, and proposes closed-form solutions for maximizing the achievable secrecy rate. It is assumed that the transmitter knows the full channel information at the legitimate receiver, and knows only the statistics of the channel information at the eavesdropper. Lower bounds are derived for the secrecy rates in multiple-input single-output channels with single or multiple eavesdroppers and multiple-input multiple-output channels with multiple eavesdroppers. When the number of transmit antennas is sufficiently large, the bounds are tight, and closed-form solutions can be derived from these bounds. The analytical results suggest simple and yet informative solutions as follows: Let the numbers of receive antennas at the legitimate receiver and at the eavesdropper beNrN_{r}Nr​andNr,eN_{r,e}Nr,e​, respectively. The system should distributeNr,e/(Nr+Nr,e)N_{r,e}/(N_{r}+N_{r,e})Nr,e​/(Nr​+Nr,e​)of the power to AN in the high SNR regime, and distribute zero power to AN in the low SNR regime; the rate loss due to the eavesdropper is−Nrlog⁡(Nr/(Nr+Nr,e))−Nr,elog⁡(Nr,e/(Nr+Nr,e))-N_{r}\log(N_{r}/(N_{r}+N_{r,e}))-N_{r,e}\log(N_{r,e}/(N_{r}+N_{r,e}))−Nr​log(Nr​/(Nr​+Nr,e​))−Nr,e​log(Nr,e​/(Nr​+Nr,e​))bits/sec/Hz in the high SNR regime and nearly negligible in the low SNR regime. The derived results also show that equal power and water-filling power allocations lead to similar solutions and rate loss. Simulation results corroborate the theoretical results.
We study secure multi-antenna transmission with limited feedback from the intended receiver and no feedback from the malicious eavesdropper. Our system uses the artificial-noise-aided beamforming approach to enhance secrecy, considering slow fading channels with outage constraints on the reliability performance of legitimate communication and the secrecy performance against eavesdropping. Our analytical results provide conditions on the minimum number of feedback bits and the minimum strength of the intended channel for making secure transmission possible. We observe that strengthening the secrecy outage constraint puts higher requirements on the number of feedback bits and the strength of the intended channel. To maximize the achievable secrecy rate, the optimal transmit power allocation between the information signal and the artificial noise is also derived in closed form.
We consider the problem of secure communication with multiantenna transmission in fading channels. The transmitter simultaneously transmits an information-bearing signal to the intended receiver and artificial noise to the eavesdroppers. We obtain an analytical closed-form expression of an achievable secrecy rate and use it as the objective function to optimize the transmit power allocation between the information signal and the artificial noise. Our analytical and numerical results show that equal power allocation is a simple yet near-optimal strategy for the case of noncolluding eavesdroppers. When the number of colluding eavesdroppers increases, more power should be used to generate the artificial noise. We also provide an upper bound on the SNR, above which, the achievable secrecy rate is positive and shows that the bound is tight at low SNR. Furthermore, we consider the impact of imperfect channel state information (CSI) at both the transmitter and the receiver and find that it is wise to create more artificial noise to confuse the eavesdroppers than to increase the signal strength for the intended receiver if the CSI is not accurately obtained.
We consider the problem of secure communication in wireless fading channels in the presence of quantized version of the receivers channel sate information at transmit side. The transmitter has multiple antennas and is able to simultaneously transmits an information bearing signal and artificial noise. For general values of signal to noise ratio (SNR), we obtain the exact closed-form expression for the distribution function of output signal to interference plus noise ratio at the legitimate receiver and a lower bound of the ergodic secrecy capacity can be obtain by using simple numerical integration. For the interference-limited case, we obtained a closed-form expression for a lower bound of secrecy capacity. Our results apply to arbitrary number of antennas and number of feedback bits. The analytical and numerical results show that the ergodic secrecy capacity lower bound approaches to a constant as the SNR of system grows large. In addition, we find that, for system with reasonable number of feedback bits, the optimal power allocation strategy should allocate most of the available power to the information signal.