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IEEE Transactions on Signal Processing

Power Allocation for Artificial-Noise Secure MIMO Precoding Systems

Shang-Ho Lawrence Tsai, H. Vincent Poor

Published Jun 5, 2014• 115 citations
Publisher

Abstract

This paper investigates the power allocation problem for artificial noise (AN) secure precoding systems, and proposes closed-form solutions for maximizing the achievable secrecy rate. It is assumed that the transmitter knows the full channel information at the legitimate receiver, and knows only the statistics of the channel information at the eavesdropper. Lower bounds are derived for the secrecy rates in multiple-input single-output channels with single or multiple eavesdroppers and multiple-input multiple-output channels with multiple eavesdroppers. When the number of transmit antennas is sufficiently large, the bounds are tight, and closed-form solutions can be derived from these bounds. The analytical results suggest simple and yet informative solutions as follows: Let the numbers of receive antennas at the legitimate receiver and at the eavesdropper be$N_{r}$and$N_{r,e}$, respectively. The system should distribute$N_{r,e}/(N_{r}+N_{r,e})$of the power to AN in the high SNR regime, and distribute zero power to AN in the low SNR regime; the rate loss due to the eavesdropper is$-N_{r}\log(N_{r}/(N_{r}+N_{r,e}))-N_{r,e}\log(N_{r,e}/(N_{r}+N_{r,e}))$bits/sec/Hz in the high SNR regime and nearly negligible in the low SNR regime. The derived results also show that equal power and water-filling power allocations lead to similar solutions and rate loss. Simulation results corroborate the theoretical results.

DOI
10.1109/tsp.2014.2329273

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We consider transmission of confidential data over multiple-input single-output multiple-eavesdropper (MISOME) Rayleigh-fading wiretap channels. The transmitter has access to full channel state information (CSI) of a legitimate link but only partial CSI of an eavesdropper link in forms of the average received signal-to-noise power ratio (SNR). In this location-aware scenario, we develop the optimal power allocation strategy that maximizes the secrecy rate achievable by beamforming. The optimal power control is regulated in an on-off fashion with the threshold depending only on the numbers of antennas and the average SNRs. By rescuing the vanishing high-SNR degree of freedom for secure communication from this optimal on-off beamforming with the artificial noise scheme, we further derive the achievable ergodic secrecy rate of MISOME wiretap channels in closed form.
This paper studies a secure communication over multiple-input multiple-output multi-antenna eavesdropper (MIMOME) channels which consist of legitimate parities, namely a transmitter and receiver, equipped with multi-antennas and a passive eavesdropper with multi-antennas. For securing the communication between the legitimate parties, we consider an artificial noise (AN) scheme in which the legitimate transmitter sends its secret messages and AN signal together. Meanwhile, it is assumed that the legitimate receiver has a full-duplex capability which enables it to capture the secret message from the transmitter and simultaneously generate a jamming signal to strengthen security. While there have been studies on similar setups, most of them focus on the design of the jamming signal with the assumption of full channel-state information (CSI) and/or system parameter optimization based on numerical evaluations. On the contrary, in this work, we instead introduce a tight lower bound on an achievable ergodic secrecy rate as a versatile analytic tool and derive a closed-form expressions for the bound. To confirm the analytic results, we carry out numerical evaluations of the ergodic secrecy rate which are compared with the proposed lower bound.
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