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International Conference on Signal Processing and Communication Systems

Physical layer security with artificial noise: Secrecy capacity and optimal power allocation

Xiangyun Zhou, Matthew R. McKay

Published Sep 1, 2009• 71 citations
Publisher

Abstract

We consider the problem of secure communication in wireless fading channels in the presence of non-colluding passive eavesdroppers. The transmitter has multiple antennas and is able to simultaneously transmit an information bearing signal to the intended receiver and artificial noise to the eavesdroppers. We obtain an analytical closed-form lower bound for secrecy capacity, which is used as the objective function to optimize transmit power allocation between the information signal and the artificial noise. Our analytical and numerical results show that equal power allocation is a simple and generic strategy which achieves near optimal capacity performance. We also find that adaptive power allocation based on each channel realization provides no or insignificant capacity improvement over equal power allocation.

DOI
10.1109/icspcs.2009.5306434

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We consider the problem of secure communication in wireless fading channels in the presence of non-colluding passive eavesdroppers. The transmitter has multiple antennas and is able to simultaneously transmit an information bearing signal to the intended receiver and artificial noise to the eavesdroppers. We obtain an analytical closed-form lower bound for secrecy capacity, which is used as the objective function to optimize transmit power allocation between the information signal and the artificial noise. Our analytical and numerical results show that equal power allocation is a simple and generic strategy which achieves near optimal capacity performance. We also find that adaptive power allocation based on each channel realization provides no or insignificant capacity improvement over equal power allocation.
We consider the problem of secure communication with multiantenna transmission in fading channels. The transmitter simultaneously transmits an information-bearing signal to the intended receiver and artificial noise to the eavesdroppers. We obtain an analytical closed-form expression of an achievable secrecy rate and use it as the objective function to optimize the transmit power allocation between the information signal and the artificial noise. Our analytical and numerical results show that equal power allocation is a simple yet near-optimal strategy for the case of noncolluding eavesdroppers. When the number of colluding eavesdroppers increases, more power should be used to generate the artificial noise. We also provide an upper bound on the SNR, above which, the achievable secrecy rate is positive and shows that the bound is tight at low SNR. Furthermore, we consider the impact of imperfect channel state information (CSI) at both the transmitter and the receiver and find that it is wise to create more artificial noise to confuse the eavesdroppers than to increase the signal strength for the intended receiver if the CSI is not accurately obtained.
Abstract The secure transmission problem of MIMO wireless system in fading channels is studied in this paper. We add a secrecy capacity optimization artificial noise(SCO-AN) to the transported signal for improving the security performance of the system. The closed-form expression of secrecy capacity's lower bound is obtained. Base on the closed-form expression of secrecy capacity's lower bound, We optimize the power allocation between the information-bearing signal and the SCO-AN. By calculating, the optimal ratio of power alloation betwenn the information-bearing signal and the SCO-AN is obtained. Through simulation, the results shows the secrecy capacity increases with more receiving antennas and less eavesdropping antennas.And more power should be allocated to the SCO-AN with the increase of the colluding eavedroppers.More over, we study the effect of channel estimation error on power allocation between information-bearing signal and SCO-AN and find that more power should be allocated to decrease eavesdroppers capacity if the channel estimation is not perfect.
We consider the problem of secure communication in the multiuser downlink with an external eavesdropper. The transmitter simultaneously transmits concurrent information signals to the users and an artificial noise (AN) to the eavesdropper. We derive a closed-form expression for the secrecy sum-rate in the large system limit and use it as the objective function to optimize the power allocation between the information signals and the AN to maximize the secrecy sum-rate. We obtain a simple approximation for the optimal power allocation in the high signal-to-noise ratio regime, which proves to be a generic and near-optimal strategy. Analytical and simulation results show that more power needs to be allocated to AN if the system serves fewer users and the eavesdropper has more antennas.
Wireless communication is particularly susceptible to eavesdropping due to its broadcast nature. Security and privacy issues have become increasingly critical for wireless networks. This paper considers the problem of secret communication in the multiuser downlink eavesdropped by a passive eavesdropper (EVE). The well-known zero-forcing preceding is adopted at the transmitter to produce concurrent data streams to the users, and at the same time an artificial noise (AN) is generated to prevent EVE from intercepting the information. We first derive an analytical closed-form expression for the secrecy sum-rate in the large system limit. We then use it as the objective function to optimize the power allocation (PA) between the information signals and the AN to maximize the secrecy sum-rate. A simple analytical expression of the optimal PA is derived in the high transmit power regime, which proves to be a near-optimal and generic strategy. The large system results are quite accurate for finite-size systems and thus can provide useful insights into system analysis and design. Our analytical and simulation results show that the AN assisted strategy achieves the same multiplexing gain as in the multiuser downlink without eavesdropping. Moreover, more power should be allocated to AN when the system serves fewer users and EVE has more antennas.
This paper investigates the power allocation problem for artificial noise (AN) secure precoding systems, and proposes closed-form solutions for maximizing the achievable secrecy rate. It is assumed that the transmitter knows the full channel information at the legitimate receiver, and knows only the statistics of the channel information at the eavesdropper. Lower bounds are derived for the secrecy rates in multiple-input single-output channels with single or multiple eavesdroppers and multiple-input multiple-output channels with multiple eavesdroppers. When the number of transmit antennas is sufficiently large, the bounds are tight, and closed-form solutions can be derived from these bounds. The analytical results suggest simple and yet informative solutions as follows: Let the numbers of receive antennas at the legitimate receiver and at the eavesdropper beNrN_{r}Nr​andNr,eN_{r,e}Nr,e​, respectively. The system should distributeNr,e/(Nr+Nr,e)N_{r,e}/(N_{r}+N_{r,e})Nr,e​/(Nr​+Nr,e​)of the power to AN in the high SNR regime, and distribute zero power to AN in the low SNR regime; the rate loss due to the eavesdropper is−Nrlog⁡(Nr/(Nr+Nr,e))−Nr,elog⁡(Nr,e/(Nr+Nr,e))-N_{r}\log(N_{r}/(N_{r}+N_{r,e}))-N_{r,e}\log(N_{r,e}/(N_{r}+N_{r,e}))−Nr​log(Nr​/(Nr​+Nr,e​))−Nr,e​log(Nr,e​/(Nr​+Nr,e​))bits/sec/Hz in the high SNR regime and nearly negligible in the low SNR regime. The derived results also show that equal power and water-filling power allocations lead to similar solutions and rate loss. Simulation results corroborate the theoretical results.
Physical layer security in wireless networks has received increasing attention in recent years. In this paper, we consider multiple-input single-output (MISO) fading wiretap channels, where the transmitter utilizes artificial noise-aided precoding (ANaP) transmission strategy to maximize the secrecy capacity of the channel. When the channel state information (CSI) of Eavesdropper's (Eve's) channel is known at Alice, we prove that the optimal ANaP strategy reduces to the conventional precoding strategy, i.e., all the transmit power should be allocated to the precoding of information signal. When the CSI of Eve's channel is unknown at Alice, we find that there exists an optimal power allocation ratio between the information signal and the artificial noise and that this power ratio depends on the number of antennas as well as the available transmit power at Alice. In particular, when the available transmit power at Alice increases or the number of antennas at Alice decreases, more power should be allocated to the artificial noise.