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IEEE Transactions on Wireless Communications

On the Impact of Quantized Channel Feedback in Guaranteeing Secrecy with Artificial Noise: The Noise Leakage Problem

Shih‐Chun Lin, Tsung‐Hui Chang, Ya-Lan Liang, Y.-W. Peter Hong, Chong‐Yung Chi

Published Jan 21, 2011• 97 citations
Publisher

Abstract

The impact of quantized channel direction information (CDI) on the achievable secrecy rate is studied for multiple antenna wiretap channels. By assuming that the eavesdropper's channel is unknown at the transmitter, we adopt the transmission scheme where artificial noise (AN) is imposed in the null space of the legitimate receiver's channel to disrupt the eavesdropper's reception. It has been shown that, in the ideal case where perfect CDI is available at the transmitter, the achievable secrecy rate can be made arbitrarily large by increasing the transmission power. However, when only quantized CDI is available, the AN that was originally intended to jam the eavesdropper may now leak into the legitimate receiver's channel, causing significant secrecy rate loss. For a given number of feedback bits B and transmission power P, we derive the optimal power allocation among the message-bearing signal and the AN to maximize the secrecy rate under AN leakage. We show that, when B is sufficiently large, one should allocate power evenly among the message-bearing signal and the AN; whereas when B is small, one should be more conservative in allocating power to the AN. Moreover, by showing that the achievable secrecy rate under quantized CDI is bounded by a constant, we derive a scaling law between B and P that is necessary to maintain a constant secrecy rate loss compared to the perfect CDI case. The scaling of B is shown to be logarithmic of P. These results are first derived for the multiple-input single-output single-antenna-eavesdropper scenario and are later extended to the multiple-input multiple-output multiple-antenna-eavesdropper case. Numerical simulations are provided to verify our theoretical claims.

DOI
10.1109/twc.2011.010411.100374

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The impact of quantized channel direction information (CDI) on the achievable secrecy rate is studied for multiple antenna wiretap channels. By assuming that the eavesdropper's channel is unknown at the transmitter, we adopt the transmission scheme where artificial noise (AN) is imposed in the null space of the legitimate receiver's channel to disrupt the eavesdropper's reception. It has been shown that, in the ideal case where perfect CDI is available at the transmitter, the achievable secrecy rate can be made arbitrarily large by increasing the transmission power. However, when only quantized CDI is available, the AN that was originally intended to jam the eavesdropper may now leak into the legitimate receiver's channel, causing significant secrecy rate loss. For a given number of feedback bits B and transmission power P, we derive the optimal power allocation among the message-bearing signal and the AN to maximize the secrecy rate under AN leakage. We show that, when B is sufficiently large, one should allocate power evenly among the message-bearing signal and the AN; whereas when B is small, one should be more conservative in allocating power to the AN. Moreover, by showing that the achievable secrecy rate under quantized CDI is bounded by a constant, we derive a scaling law between B and P that is necessary to maintain a constant secrecy rate loss compared to the perfect CDI case. The scaling of B is shown to be logarithmic of P. These results are first derived for the multiple-input single-output single-antenna-eavesdropper scenario and are later extended to the multiple-input multiple-output multiple-antenna-eavesdropper case. Numerical simulations are provided to verify our theoretical claims.
In this work, we examine the impact of quantized channel direction feedback on the achievable secrecy rate of multiple-antenna wiretap channels. To guarantee secrecy without knowledge of the eavesdropper's channel, we consider the transmission scheme proposed by Goel and Negi where artificial noise (AN) is imposed in the null space of the legitimate receiver's channel to disrupt the eavesdropper's reception. When perfect knowledge of the legitimate receiver's channel direction information (CDI) is available at the transmitter, the secrecy rate can be made arbitrarily large by increasing the transmission power. However, perfect CDI is difficult to achieve in practice due to rate-limitations on the feedback channel. When only quantized CDI is available at the transmitter, the AN that is only intended to disrupt the eavesdropper's reception may leak into the legitimate receiver's channel, causing significant loss in secrecy rate. In fact, we show that the achievable secrecy rate under quantized CDI is bounded by a constant even as the transmission power increases. To guarantee a constant rate loss compared to the perfect CDI case, we show that the number of feedback bits must scale at least logarithmically with the transmission power. These theoretical claims are verified by computer simulations.
Physical-layer secrecy in wireless fading channels has been studied extensively in recent years to ensure reliable communication between the transmitter and the receiver subject to constraints on the information attainable by the eavesdropper. With multiple antennas at the transmitter, Goel and Negi proposed the use of artificial noise (AN) in the null space of the receiver's channel to corrupt the eavesdropper's reception, which helps guarantee secrecy without knowledge of the eavesdropper's channel. It has been shown that the secrecy capacity can be made arbitrarily large by increasing the transmission power, when perfect knowledge of the receiver's channel direction information (CDI) is available. However, in practice, this is not possible due to rate-limitations on the feedback channel. This paper studies the impact of quantized channel feedback on the secrecy capacity achievable with artificial noise.We show that, with imperfect CDI at the transmitter, the AN that was originally intended only for the eavesdropper may leak into the receiver's channel and limit the achievable secrecy rate. To maintain a constant performance degradation, the number of feedback bits must increase at least logarithmically with the transmission power. Moreover, we observe that the portion of power allocated to the transmission of AN should decrease as the number of quantization bits decreases to alleviate the degradation due to noise leakage.
Utilizing artificial noise (AN) is a good means to guarantee security against eavesdropping in a multi-input multi-output system, where the AN is designed to lie in the null space of the legitimate receiver's channel direction information (CDI). However, imperfect CDI will lead to noise leakage at the legitimate receiver and cause significant loss in the achievable secrecy rate. In this paper, we consider a delayed feedback system, and investigate the impact of delayed CDI on security by using a transmit beamforming and AN scheme. By exploiting the Gauss-Markov fading spectrum to model the feedback delay, we derive a closed-form expression of the upper bound on the secrecy rate loss, where Nt= 2. For a moderate number of antennas where Nt>; 2, two special cases, based on the first-order statistics of the noise leakage and large number theory, are explored to approximate the respective upper bounds. In addition, to maintain a constant signal-to-interference-plus-noise ratio degradation, we analyze the corresponding delay constraint. Furthermore, based on the obtained closed-form expression of the lower bound on the achievable secrecy rate, we investigate an optimal power allocation strategy between the information signal and the AN. The analytical and numerical results obtained based on first-order statistics can be regarded as a good approximation of the capacity that can be achieved at the legitimate receiver with a certain number of antennas, Nt. In addition, for a given delay, we show that optimal power allocation is not sensitive to the number of antennas in a high signal-to-noise ratio regime. The simulation results further indicate that the achievable secrecy rate with optimal power allocation can be improved significantly as compared to that with fixed power allocation. In addition, as the delay increases, the ratio of power allocated to the AN should be decreased to reduce the secrecy rate degradation.
We consider the problem of secure communication in wireless fading channels in the presence of quantized version of the receivers channel sate information at transmit side. The transmitter has multiple antennas and is able to simultaneously transmits an information bearing signal and artificial noise. For general values of signal to noise ratio (SNR), we obtain the exact closed-form expression for the distribution function of output signal to interference plus noise ratio at the legitimate receiver and a lower bound of the ergodic secrecy capacity can be obtain by using simple numerical integration. For the interference-limited case, we obtained a closed-form expression for a lower bound of secrecy capacity. Our results apply to arbitrary number of antennas and number of feedback bits. The analytical and numerical results show that the ergodic secrecy capacity lower bound approaches to a constant as the SNR of system grows large. In addition, we find that, for system with reasonable number of feedback bits, the optimal power allocation strategy should allocate most of the available power to the information signal.
While the impact of finite-rate feedback on the capacity of fading channels has been extensively studied in the literature, not much attention has been paid to this problem under secrecy constraint. In this work, we study the ergodic secret capacity of a multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channel with quantized channel state information (CSI) at the transmitter and perfect CSI at the legitimate receiver, under the assumption that only the statistics of eavesdropper CSI is known at the transmitter. We refine the analysis of the random vector quantization (RVQ) based artificial noise (AN) scheme in [1], where a heuristic upper bound on the secrecy rate loss, when compared to the perfect CSI case, was given. We propose a lower bound on the ergodic secrecy capacity. We show that the lower bound and the secrecy capacity with perfect CSI coincide asymptotically as the number of feedback bits and the AN power go to infinity. For practical applications, we propose a very efficient quantization codebook construction method for the two transmit antennas case.
While the impact of finite-rate feedback on the capacity of fading channels has been extensively studied in the literature, not much attention has been paid to this problem under secrecy constraint. In this work, we study the ergodic secret capacity of a multiple-input multiple-output multiple-antenna-eavesdropper (MIMOME) wiretap channel with quantized channel state information (CSI) at the transmitter and perfect CSI at the legitimate receiver, under the assumption that only the statistics of eavesdropper CSI is known at the transmitter. We refine the analysis of Lin et al.'s random vector quantization (RVQ) based artificial noise (AN) scheme, where a heuristic upper bound on the secrecy rate loss (compared to the perfect CSI case) was given. We propose a lower bound on the ergodic secrecy capacity. We show that the lower bound and the secrecy capacity with perfect CSI coincide asymptotically as the number of feedback bits and the AN power go to infinity. For practical applications, we propose a very efficient quantization codebook construction method for the two transmit antennas case.