A Goldstone-type theorem is derived to reveal the nature of the spontaneous symmetry breaking occurring in the Overhauser model. Explicit expressions for the equilibrium states of the model are calculated. The fluctuations of the fields satisfy a central limit theorem. The limit is a new set of Fermionic fields that inherit their dynamics from the original model. In the low-temperature phase, where the order parameter does not vanish, this dynamics is nontrivial and basically shows oscillations with a frequency related to the order parameter.
A Goldstone-type theorem is derived to reveal the nature of the spontaneous symmetry breaking occurring in the Overhauser model. Explicit expressions for the equilibrium states of the model are calculated. The fluctuations of the fields satisfy a central limit theorem. The limit is a new set of Fermionic fields that inherit their dynamics from the original model. In the low-temperature phase, where the order parameter does not vanish, this dynamics is nontrivial and basically shows oscillations with a frequency related to the order parameter.
In many statistical models (but not all) one can introduce a local order parameter associated with a finite, discrete or continuous group of symmetries. The higher the temperature, the more important the fluctuations. One expects therefore in general to find pure phases at low temperature, with a reduced symmetry group, as a consequence of a nonvanishing expectation value of some order parameter. This situation is referred to as spontaneous symmetry breaking. A typical example is the classical Heisenberg model describing short-range interactions of an n -vector field ϕ, with an orthogonal O(n) symmetry group. For n = 1, 2, 3, this can account for a Curie transition from a ferromagnetic to a paramagnetic phase. In particle physics the σ-model of Gell-Mann and Levy involves a spontaneous symmetry breaking of chiral invariance, typical of massless spinor fields, accompanied by soft excitation modes, the so-called Goldstone modes, associated to a π-meson triplet and leading to a nonvanishing dynamical fermion mass. In a first and rather crude approximation, one can analyse the action itself or an effective one incorporating some fluctuation effects, and look for extrema as a function of field configurations, generally translationally invariant. The remaining fluctuations are then treated perturbatively. This mean field method is common to a great variety of domains, ranging from the Clausius–Mossotti formula for a polarizable medium, the Weiss molecular field in the theory of magnetism, Landau's effective action in various statistical contexts, the effective medium approximation in disordered systems, the Hartree–Fock method in atomic or many-body physics, to the semiclassical approximation in the study of quantum systems.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
A cornerstone of the theory of phase transitions is the observation that many-body systems exhibiting a spontaneous symmetry breaking in the thermodynamic limit generally show extensive fluctuations of an order parameter in large but finite systems. In this work, we introduce the dynamical analog of such a theory. Specifically, we consider local dissipative dynamics preparing an equilibrium steady-state of quantum spins on a lattice exhibiting a discrete or continuous symmetry but with extensive fluctuations in a local order parameter. We show that for all such processes, there exist asymptotically stationary symmetry-breaking states, i.e., states that become stationary in the thermodynamic limit and give a finite value to the order parameter. We give results both for discrete and continuous symmetries and explicitly show how to construct the symmetry-breaking states. Our results show in a simple way that, in large systems, local dissipative dynamics satisfying detailed balance cannot uniquely and efficiently prepare states with extensive fluctuations with respect to local operators. We discuss the implications of our results for quantum simulators and dissipative state preparation.
Spontaneous symmetry breaking in phase transitions occurs when the system Hamiltonian is symmetric under a certain transformation, but the equilibrium states observed in nature are not. Here we build two noncommuting quantities from the order parameter of the transition and the symmetry operator that are constants of motion when such equilibrium states exist. Then, we derive a general equilibrium ensemble for the ordered phase and show that equilibrium states consisting of superpositions of different symmetry-breaking states, like positive and negative magnetized states, may exist. We propose an experimental realization of such equilibrium states with the state-of-the-art quantum technologies, and test it by means of numerical calculations. Finally, we show that a small symmetry-breaking perturbation in the Hamiltonian stabilizes the conservation of one of the two former quantities, implying that symmetry-breaking equilibrium states become stable even in small quantum systems.
In this paper, as a personal review, we suppose a possible extension of Gibbs ensemble theory so that it can provide a reasonable description of phase transitions and spontaneous symmetry breaking. The extension is founded on three hypotheses, and can be regarded as a microscopic edition of the Landau phenomenological theory of phase transitions. Within its framework, the stable state of a system is determined by the evolution of order parameter with temperature according to such a principle that the entropy of the system will reach its minimum in this state. The evolution of order parameter can cause a change in representation of the system Hamiltonian; different phases will realize different representations, respectively; a phase transition amounts to a representation transformation. Physically, it turns out that phase transitions originate from the automatic interference among matter waves as the temperature is cooled down. Typical quantum many-body systems are studied with this extended ensemble theory. We regain the Bardeen–Cooper–Schrieffer solution for the weak-coupling superconductivity, and prove that it is stable. We find that negative-temperature and laser phases arise from the same mechanism as phase transitions, and that they are unstable. For the ideal Bose gas, we demonstrate that it will produce Bose–Einstein condensation (BEC) in the thermodynamic limit, which confirms exactly Einstein's deep physical insight. In contrast, there is no BEC either within the phonon gas in a black body or within the ideal photon gas in a solid body. We prove that it is not admissible to quantize the Dirac field by using Bose–Einstein statistics. We show that a structural phase transition belongs physically to the BEC happening in configuration space, and that a double-well anharmonic system will undergo a structural phase transition at a finite temperature. For the O( N )-symmetric vector model, we demonstrate that it will yield spontaneous symmetry breaking and produce Goldstone bosons; and if it is coupled with a gauge field, the gauge field will obtain a mass (Higgs mechanism). Also, we show that an interacting Bose gas is stable only if the interaction is repulsive. For the weak interaction case, we find that the BEC is a 'λ-transition' and its transition temperature can be lowered by the repulsive interaction. In connection with liquid 4 He, it is found that the specific heat at constant pressure C P will show a T 3 law at low temperatures, which is in agreement with the experiment. If the system is further cooled down, the theory predicts that C P will vanish linearly as , which is anticipating experimental verifications.