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Cambridge University Press eBooks

Spontaneous symmetry breaking, mean field

C. Itzykson, Jean-Michel Drouffe

Published Sep 29, 1989• 0 citations
Publisher

Abstract

In many statistical models (but not all) one can introduce a local order parameter associated with a finite, discrete or continuous group of symmetries. The higher the temperature, the more important the fluctuations. One expects therefore in general to find pure phases at low temperature, with a reduced symmetry group, as a consequence of a nonvanishing expectation value of some order parameter. This situation is referred to as spontaneous symmetry breaking. A typical example is the classical Heisenberg model describing short-range interactions of an n -vector field ϕ, with an orthogonal O(n) symmetry group. For n = 1, 2, 3, this can account for a Curie transition from a ferromagnetic to a paramagnetic phase. In particle physics the σ-model of Gell-Mann and Levy involves a spontaneous symmetry breaking of chiral invariance, typical of massless spinor fields, accompanied by soft excitation modes, the so-called Goldstone modes, associated to a π-meson triplet and leading to a nonvanishing dynamical fermion mass. In a first and rather crude approximation, one can analyse the action itself or an effective one incorporating some fluctuation effects, and look for extrema as a function of field configurations, generally translationally invariant. The remaining fluctuations are then treated perturbatively. This mean field method is common to a great variety of domains, ranging from the Clausius–Mossotti formula for a polarizable medium, the Weiss molecular field in the theory of magnetism, Landau's effective action in various statistical contexts, the effective medium approximation in disordered systems, the Hartree–Fock method in atomic or many-body physics, to the semiclassical approximation in the study of quantum systems.

DOI
10.1017/cbo9780511622779.004

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In many statistical models (but not all) one can introduce a local order parameter associated with a finite, discrete or continuous group of symmetries. The higher the temperature, the more important the fluctuations. One expects therefore in general to find pure phases at low temperature, with a reduced symmetry group, as a consequence of a nonvanishing expectation value of some order parameter. This situation is referred to as spontaneous symmetry breaking. A typical example is the classical Heisenberg model describing short-range interactions of an n -vector field ϕ, with an orthogonal O(n) symmetry group. For n = 1, 2, 3, this can account for a Curie transition from a ferromagnetic to a paramagnetic phase. In particle physics the σ-model of Gell-Mann and Levy involves a spontaneous symmetry breaking of chiral invariance, typical of massless spinor fields, accompanied by soft excitation modes, the so-called Goldstone modes, associated to a π-meson triplet and leading to a nonvanishing dynamical fermion mass. In a first and rather crude approximation, one can analyse the action itself or an effective one incorporating some fluctuation effects, and look for extrema as a function of field configurations, generally translationally invariant. The remaining fluctuations are then treated perturbatively. This mean field method is common to a great variety of domains, ranging from the Clausius–Mossotti formula for a polarizable medium, the Weiss molecular field in the theory of magnetism, Landau's effective action in various statistical contexts, the effective medium approximation in disordered systems, the Hartree–Fock method in atomic or many-body physics, to the semiclassical approximation in the study of quantum systems.
Mean-field theory is a widely used approximation for describing phase transitions, particularly effective above the upper critical dimension. Its origins can be traced back to the van der Waals theory of the liquid-gas transition and Weiss's molecular field theory of the paramagnetic-ferromagnetic transition. However, it was Lev D. Landau who provided a unifying and general framework applicable to a broad class of physical systems. The mean-field approach typically involves neglecting thermal fluctuations, which is a reasonable assumption in many classical contexts. However, its application to quantum phase transitions at zero temperature is less common. The aim of this short pedagogical paper is to explore and clarify the use of the mean-field approach in the less familiar domain of quantum phase transitions. We specifically consider the Ising model and the Blume-Capel model.
For an infinite system of nucleons interacting through a central spin-isospin schematic force we discuss how the Hartree-Fock theory at finite temperature T yields back, in the T=0 limit, the standard zero-temperature Feynman theory when there is no symmetry breaking. The attention is focused on the mechanism of cancellation of the higher order Hartree-Fock diagrams and on the dependence of this cancellation upon the range of the interaction. When a symmetry breaking takes place it turns out that more iterations are required to reach the self-consistent Hartree-Fock solution, because the cancellation of the Hartree-Fock diagrams of order higher than one no longer occurs. We explore in particular the case of an explicit symmetry breaking induced by a constant, uniform magnetic field B acting on a system of neutrons. Here we compare calculations performed using either the single-particle Matsubara propagator or the zero-temperature polarization propagator, discussing under which perturbative scheme they lead to identical results (if B is not too large). We finally address the issue of the spontaneous symmetry breaking for a system of neutrons using the technique of the anomalous propagator: in this framework we recover the Stoner equation and the critical values of the interaction corresponding to a transition to a ferromagnetic phase.
We consider a quantum many-body system on a lattice which exhibits a spontaneous symmetry breaking in its infinite volume ground states, but in which the corresponding order operator does not commute with the Hamiltonian. Typical examples are the Heisenberg antiferromagnet with a Néel order, and the Hubbard model with a (superconducting) off-diagonal long range order. In the corresponding finite system, the symmetry breaking is usually “obscured ” by “quantum fluctuation ” and one gets a symmetric ground state with a long range order. In such a situation, Horsch and von der Linden proved that the finite system has a low-lying eigenstate whose excitation energy is not more than of order N −1, where N denotes the number of the sites in the lattice. Here we study the situation where the broken symmetry is a continuous one. For a particular set of states (which are orthogonal to the ground state and with each other), we prove bounds for their energy expectation values. The bounds establish that there exist ever increasing numbers of low-lying eigenstates whose excitation energies are bounded by a constant times N −1. A crucial feature of the particular low-lying
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
The subject of condensed matter physics is very rich — there are an infinite number of parameters producing a diversity of exciting phenomena. As a theorist, my goal is to distill general principles out of this complexity — to construct theories that can coherently explain many known examples altogether.This thesis is composed of several attempts to develop such theories in topics related to spontaneously symmetry breaking. A remarkable feature of many-body interacting systems is that although they are described by equations respecting various symmetries, they may spontaneously organize into a state that explicitly breaks symmetries. Examples are numerous: various types of crystalline and magnetic orders, Bose-Einstein condensates of cold atoms, superfluids of liquid helium, chiral symmetry in QCD, neutron stars, and cosmic inflation.These systems with spontaneously broken continuous symmetries have gapless excitations, so called Nambu-Goldstone bosons (NGBs). Although the properties of NGBs are well understood in Lorentz-invariant systems, surprisingly, some basic properties of NGBs such as their number and dispersion in nonrelativistic systems have not been discussed from a general perspective. In the first part of this thesis, we solve this issue by developing and analyzing an effective Lagrangian that coherently captures the low-energy, long-distance physics of many different symmetry-breaking states all at once.Next, we examine whether these NGBs originating from spontaneous symmetry breaking remain to be well-defined excitations inside a metal, where low-energy electrons near Fermi surface can collide with them. Our result is a one equation criterion that specifies whether the interactions between electrons and NGBs can be ignored, or whether it completely changes their character. In the latter case, unusual phases of matter such as non-Fermi liquids may arise; in that case, NGBs are overdamped and cannot form particle-like excitations in spite of the assumed symmetry breaking.In the last part of this thesis, we investigate the possibility of spontaneously breaking of Hamiltonian itself. The homogeneity of time is one of the most fundamental symmetries of nature, underlying the conservation of the energy. The question is whether this symmetry can be spontaneously broken, as suggested recently by Wilczek, in analogy with ordinary crystals. Contrary to his proposal that attracted a significant attention and stimulated many further studies, we prove a no-go theorem that rules out spontaneously breaking of time translation, in the ground state or in the canonical ensemble of a general Hamiltonian.
One of the most fundamental problems in quantum many-body systems is the identification of a mean field in spontaneous symmetry breaking which is usually made in a heuristic manner. We propose a systematic method of finding a mean field based on the Lie algebra and the dynamical symmetry by introducing a class of symmetry-broken phases which we call $\ensuremath{\mu}$-symmetry breaking. We show that for $\ensuremath{\mu}$-symmetry breaking the quadratic part of an effective Lagrangian of Nambu-Goldstone modes can be block-diagonalized and that homotopy groups of topological excitations can be calculated systematically.