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Bulletin of the American Physical Society

The Study of Electron-Electron Interactions in Semi-Conducting Carbon Nanotubes Using a Numerical Renormalization Group

Robert Konik

Published Mar 6, 2007• 0 citations
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Ground state and dynamical properties of the finite Kondo lattice model and transport through carbon based nanodevices

Sebastian Smerat

The first topic of this thesis is the study of many-body effects in an one-dimensional strongly correlated electronic system - the Kondo lattice model. This system is tackled numerically by means of the density matrix renormalization group, since analytic method, i.e., perturbation the- ory fail due to competing coupling constants. The Kondo lattice model consists of a conduction band of electrons which couple via a spin exchange coupling to a localized spin lattice. We study the spectral properties of the one-dimensional Kondo lattice model as a function of the exchange coupling, the band filling, and the quasimomentum in the ferromagnetic and paramagnetic phases. We compute the dispersion relation of the quasiparticles, their lifetimes, and the Z factor. The exact ground state and the quasiparticle-dispersion relation of the Kondo lattice model with one conduction electron are well known. The quasiparticle could be identified as the spin polaron. Our calculations of the dispersion relation for partial band fillings give a result similar to the one-electron case, which suggests that the quasiparticle in both cases is the spin polaron. We find that the quasiparticle lifetime differs by orders of magnitude between the ferromagnetic and paramagnetic phases and depends strongly on the quasimomentum. Further- more, we study the effects of the Coulomb interaction on the phase diagram, the static magnetic susceptibility and electron spin relaxation. We show that onsite Coulomb interaction supports ferromagnetic order and nearest neighbor Coulomb interaction drives, depending on the elec- tron filling, either a paramagnetic or ferromagnetic order. Furthermore, we calculate electron quasiparticle life times, which can be related to electron spin relaxation and decoherence times, and explain their dependence on the strength of interactions and the electron filling in order to find the sweet spot of parameters where the relaxation time is maximized. We find that effective exchange processes between the electrons dominate the spin relaxation and decoherence rate. In the second topic of this thesis, we numerically calculate the electron transport through carbon nanotube based quantum dot devices. We use a master equation’s approach in first order of the tunneling rate to the leads and an extended constant interaction model to model the carbon nanotube system. This work has been done in collaboration with two experimental groups and we compare their respective experimentally obtained data to our numerical calculations. In both collaborations striking similarity between the numerical data and the experimental data is found. In the first collaboration transport through a carbon nanotube peapod, i.e, a carbon nanotube filled with fullerenes, has been measured. We identify a small hybridization between a fullerene molecule and the surrounding carbon nanotube to be of crucial importance for the understanding of the transport data. In the second collaboration, electron transport through a carbon nanotube rope, i.e., a bundle of carbon nanotubes has been measured. Also here, hybridization between the different nanotubes plays a crucial role. Furthermore, an external magnetic field is applied, which enables the identification of specific spin states of the compound quantum dot system. This might be important for future applications of such devices in spin-dependent electronics.

•Jan 1, 2011•0 citations

The functional renormalization group for interacting quantum systems with spin orbit interaction

S. Grap, V. Meden

We studied the influence of spin-orbit interaction (SOI) in interacting low dimensional quantum systems at zero temperature within the framework of the functional renormalization group (fRG). Among the several types of spin-orbit interaction the so-called Rashba spin-orbit interaction is especially intriguing for future spintronic applications as it may be tuned via external electric fields. We investigated its effect on the low energy physics of an interacting quantum wire in an applied Zeeman field which is modeled as a generalization of the extended Hubbard model. To this end we performed a renormalization group study of the two particle interaction, including the SOI and the Zeeman field exactly on the single particle level. Considering the resulting two band model, we formulated the RG equations for the two particle vertex keeping the full band structure as well as the non trivial momentum dependence of the low energy two particle scattering processes. In order to solve these equations numerically we defined criteria that allowed us to classify whether a given set of initial conditions flows towards the strongly coupled regime. We found regions in the models parameter space where a weak coupling method as the fRG is applicable and it is possible to calculate additional quantities of interest. Furthermore we analyzed the effect of the Rashba SOI on the properties of an interacting multi level quantum dot coupled to two semi innite leads. Of special interest was the interplay with a Zeeman field and its orientation with respect to the SOI term. We found a renormalization of the spin-orbit energy which is an experimental quantity used to asses SOI effects in transport measurements, as well as renormalized effective g factors used to describe the Zeeman field dependence. In particular in asymmetrically coupled systems the large parameter space allows for rich physics which we studied by means of the linear conductance obtained via the generalized Landauer-Büttiker formalism from the renormalized self energy. The multi level quantum dot exhibits Kondo physics at finite Zeeman fields which can be suppressed if the field and the SOI term are not aligned in parallel. Due to broken particle hole symmetry we observed a gate voltage dependence for finite field conductance plateaus. The computed dependencies have been observed in experiments and thus highlight the flexibility of the considered model. Finally we computed the linear conductance for a multi level quantum dot model that has been proposed to describe SOI and impurity scattering effects in carbon nanotubes (CNT). The SOI was seen to affect the already complicated level structure of the CNT and thus profoundly changes the linear conductance, especially the location of conductance resonances with respect to an applied magnetic field and gate voltage. Again asymmetries influence the conductance and the effects are explained by means of the effective tunnel couplings to the eigenstates of the CNT. We finished with an improved analysis of a reduced version of this model that includes two particle vertex renormalization. The computed linear conductance is in excellent agreement with experimental data.

•Jan 1, 2013•0 citations

Optical Pulling Force in Carbon Nanotubes: Manifestation of Nonlocal Conductivity

Tomer Berghaus, Touvia Miloh, Gregory Ya. Slepyan

We develop a new theory of an optical force exerted on a carbon nanotube (CNT) with a nonlocal conductivity. The optical force is expressed in terms of the surface current density and the axial electric field on the CNT surface. To determine these quantities, we employ an integral-equation-based approach in terms of the current density. The analysis is constructed for a finite-length cylindrical CNT by rigorously accounting for edge effects. In addition to numerical solutions of the integral equation, we obtain an approximate analytical expression for the optical force acting on the CNT, which shows good agreement with numerical simulations. We also demonstrate the existence of some frequency ranges in which the optical force becomes negative, corresponding to the optical pulling effect. Such a pulling behavior is shown to originate from the nonlocality of the conductivity and to vanish in the local limit. This work advances theoretical understanding of optomechanical interactions in finite-length low-dimensional conductors and clarifies the role of spatial dispersion in the emergence of optical pulling forces.

quant-pharXiv:2605.05785•May 8, 2026

Zigzag carbon nanotubes with generic electron-electron interactions

Judith E. Bunder, James Murray Hill

A Hamiltonian is derived for a zigzag carbon nanotube with an arbitrary number of weak electron-electron charge and spin interactions, which become significant in ultraclean systems. The renormalization group and bosonization are used to determine the ground-state phase diagram. Our phase diagram contains some exotic phases which have not previously been predicted in carbon nanotubes with physically possible interaction profiles. Phases of the undoped case include Mott insulators and a variety of density wave states. In the doped case a Tomanaga-Luttinger liquid is possible.

Physical Review B•Oct 6, 2009•5 citations
The first topic of this thesis is the study of many-body effects in an one-dimensional strongly correlated electronic system - the Kondo lattice model. This system is tackled numerically by means of the density matrix renormalization group, since analytic method, i.e., perturbation the- ory fail due to competing coupling constants. The Kondo lattice model consists of a conduction band of electrons which couple via a spin exchange coupling to a localized spin lattice. We study the spectral properties of the one-dimensional Kondo lattice model as a function of the exchange coupling, the band filling, and the quasimomentum in the ferromagnetic and paramagnetic phases. We compute the dispersion relation of the quasiparticles, their lifetimes, and the Z factor. The exact ground state and the quasiparticle-dispersion relation of the Kondo lattice model with one conduction electron are well known. The quasiparticle could be identified as the spin polaron. Our calculations of the dispersion relation for partial band fillings give a result similar to the one-electron case, which suggests that the quasiparticle in both cases is the spin polaron. We find that the quasiparticle lifetime differs by orders of magnitude between the ferromagnetic and paramagnetic phases and depends strongly on the quasimomentum. Further- more, we study the effects of the Coulomb interaction on the phase diagram, the static magnetic susceptibility and electron spin relaxation. We show that onsite Coulomb interaction supports ferromagnetic order and nearest neighbor Coulomb interaction drives, depending on the elec- tron filling, either a paramagnetic or ferromagnetic order. Furthermore, we calculate electron quasiparticle life times, which can be related to electron spin relaxation and decoherence times, and explain their dependence on the strength of interactions and the electron filling in order to find the sweet spot of parameters where the relaxation time is maximized. We find that effective exchange processes between the electrons dominate the spin relaxation and decoherence rate. In the second topic of this thesis, we numerically calculate the electron transport through carbon nanotube based quantum dot devices. We use a master equation’s approach in first order of the tunneling rate to the leads and an extended constant interaction model to model the carbon nanotube system. This work has been done in collaboration with two experimental groups and we compare their respective experimentally obtained data to our numerical calculations. In both collaborations striking similarity between the numerical data and the experimental data is found. In the first collaboration transport through a carbon nanotube peapod, i.e, a carbon nanotube filled with fullerenes, has been measured. We identify a small hybridization between a fullerene molecule and the surrounding carbon nanotube to be of crucial importance for the understanding of the transport data. In the second collaboration, electron transport through a carbon nanotube rope, i.e., a bundle of carbon nanotubes has been measured. Also here, hybridization between the different nanotubes plays a crucial role. Furthermore, an external magnetic field is applied, which enables the identification of specific spin states of the compound quantum dot system. This might be important for future applications of such devices in spin-dependent electronics.
We studied the influence of spin-orbit interaction (SOI) in interacting low dimensional quantum systems at zero temperature within the framework of the functional renormalization group (fRG). Among the several types of spin-orbit interaction the so-called Rashba spin-orbit interaction is especially intriguing for future spintronic applications as it may be tuned via external electric fields. We investigated its effect on the low energy physics of an interacting quantum wire in an applied Zeeman field which is modeled as a generalization of the extended Hubbard model. To this end we performed a renormalization group study of the two particle interaction, including the SOI and the Zeeman field exactly on the single particle level. Considering the resulting two band model, we formulated the RG equations for the two particle vertex keeping the full band structure as well as the non trivial momentum dependence of the low energy two particle scattering processes. In order to solve these equations numerically we defined criteria that allowed us to classify whether a given set of initial conditions flows towards the strongly coupled regime. We found regions in the models parameter space where a weak coupling method as the fRG is applicable and it is possible to calculate additional quantities of interest. Furthermore we analyzed the effect of the Rashba SOI on the properties of an interacting multi level quantum dot coupled to two semi innite leads. Of special interest was the interplay with a Zeeman field and its orientation with respect to the SOI term. We found a renormalization of the spin-orbit energy which is an experimental quantity used to asses SOI effects in transport measurements, as well as renormalized effective g factors used to describe the Zeeman field dependence. In particular in asymmetrically coupled systems the large parameter space allows for rich physics which we studied by means of the linear conductance obtained via the generalized Landauer-Büttiker formalism from the renormalized self energy. The multi level quantum dot exhibits Kondo physics at finite Zeeman fields which can be suppressed if the field and the SOI term are not aligned in parallel. Due to broken particle hole symmetry we observed a gate voltage dependence for finite field conductance plateaus. The computed dependencies have been observed in experiments and thus highlight the flexibility of the considered model. Finally we computed the linear conductance for a multi level quantum dot model that has been proposed to describe SOI and impurity scattering effects in carbon nanotubes (CNT). The SOI was seen to affect the already complicated level structure of the CNT and thus profoundly changes the linear conductance, especially the location of conductance resonances with respect to an applied magnetic field and gate voltage. Again asymmetries influence the conductance and the effects are explained by means of the effective tunnel couplings to the eigenstates of the CNT. We finished with an improved analysis of a reduced version of this model that includes two particle vertex renormalization. The computed linear conductance is in excellent agreement with experimental data.
We develop a new theory of an optical force exerted on a carbon nanotube (CNT) with a nonlocal conductivity. The optical force is expressed in terms of the surface current density and the axial electric field on the CNT surface. To determine these quantities, we employ an integral-equation-based approach in terms of the current density. The analysis is constructed for a finite-length cylindrical CNT by rigorously accounting for edge effects. In addition to numerical solutions of the integral equation, we obtain an approximate analytical expression for the optical force acting on the CNT, which shows good agreement with numerical simulations. We also demonstrate the existence of some frequency ranges in which the optical force becomes negative, corresponding to the optical pulling effect. Such a pulling behavior is shown to originate from the nonlocality of the conductivity and to vanish in the local limit. This work advances theoretical understanding of optomechanical interactions in finite-length low-dimensional conductors and clarifies the role of spatial dispersion in the emergence of optical pulling forces.
A Hamiltonian is derived for a zigzag carbon nanotube with an arbitrary number of weak electron-electron charge and spin interactions, which become significant in ultraclean systems. The renormalization group and bosonization are used to determine the ground-state phase diagram. Our phase diagram contains some exotic phases which have not previously been predicted in carbon nanotubes with physically possible interaction profiles. Phases of the undoped case include Mott insulators and a variety of density wave states. In the doped case a Tomanaga-Luttinger liquid is possible.