We studied the influence of spin-orbit interaction (SOI) in interacting low dimensional quantum systems at zero temperature within the framework of the functional renormalization group (fRG). Among the several types of spin-orbit interaction the so-called Rashba spin-orbit interaction is especially intriguing for future spintronic applications as it may be tuned via external electric fields. We investigated its effect on the low energy physics of an interacting quantum wire in an applied Zeeman field which is modeled as a generalization of the extended Hubbard model. To this end we performed a renormalization group study of the two particle interaction, including the SOI and the Zeeman field exactly on the single particle level. Considering the resulting two band model, we formulated the RG equations for the two particle vertex keeping the full band structure as well as the non trivial momentum dependence of the low energy two particle scattering processes. In order to solve these equations numerically we defined criteria that allowed us to classify whether a given set of initial conditions flows towards the strongly coupled regime. We found regions in the models parameter space where a weak coupling method as the fRG is applicable and it is possible to calculate additional quantities of interest. Furthermore we analyzed the effect of the Rashba SOI on the properties of an interacting multi level quantum dot coupled to two semi innite leads. Of special interest was the interplay with a Zeeman field and its orientation with respect to the SOI term. We found a renormalization of the spin-orbit energy which is an experimental quantity used to asses SOI effects in transport measurements, as well as renormalized effective g factors used to describe the Zeeman field dependence. In particular in asymmetrically coupled systems the large parameter space allows for rich physics which we studied by means of the linear conductance obtained via the generalized Landauer-Büttiker formalism from the renormalized self energy. The multi level quantum dot exhibits Kondo physics at finite Zeeman fields which can be suppressed if the field and the SOI term are not aligned in parallel. Due to broken particle hole symmetry we observed a gate voltage dependence for finite field conductance plateaus. The computed dependencies have been observed in experiments and thus highlight the flexibility of the considered model. Finally we computed the linear conductance for a multi level quantum dot model that has been proposed to describe SOI and impurity scattering effects in carbon nanotubes (CNT). The SOI was seen to affect the already complicated level structure of the CNT and thus profoundly changes the linear conductance, especially the location of conductance resonances with respect to an applied magnetic field and gate voltage. Again asymmetries influence the conductance and the effects are explained by means of the effective tunnel couplings to the eigenstates of the CNT. We finished with an improved analysis of a reduced version of this model that includes two particle vertex renormalization. The computed linear conductance is in excellent agreement with experimental data.
We studied the influence of spin-orbit interaction (SOI) in interacting low dimensional quantum systems at zero temperature within the framework of the functional renormalization group (fRG). Among the several types of spin-orbit interaction the so-called Rashba spin-orbit interaction is especially intriguing for future spintronic applications as it may be tuned via external electric fields. We investigated its effect on the low energy physics of an interacting quantum wire in an applied Zeeman field which is modeled as a generalization of the extended Hubbard model. To this end we performed a renormalization group study of the two particle interaction, including the SOI and the Zeeman field exactly on the single particle level. Considering the resulting two band model, we formulated the RG equations for the two particle vertex keeping the full band structure as well as the non trivial momentum dependence of the low energy two particle scattering processes. In order to solve these equations numerically we defined criteria that allowed us to classify whether a given set of initial conditions flows towards the strongly coupled regime. We found regions in the models parameter space where a weak coupling method as the fRG is applicable and it is possible to calculate additional quantities of interest. Furthermore we analyzed the effect of the Rashba SOI on the properties of an interacting multi level quantum dot coupled to two semi innite leads. Of special interest was the interplay with a Zeeman field and its orientation with respect to the SOI term. We found a renormalization of the spin-orbit energy which is an experimental quantity used to asses SOI effects in transport measurements, as well as renormalized effective g factors used to describe the Zeeman field dependence. In particular in asymmetrically coupled systems the large parameter space allows for rich physics which we studied by means of the linear conductance obtained via the generalized Landauer-Büttiker formalism from the renormalized self energy. The multi level quantum dot exhibits Kondo physics at finite Zeeman fields which can be suppressed if the field and the SOI term are not aligned in parallel. Due to broken particle hole symmetry we observed a gate voltage dependence for finite field conductance plateaus. The computed dependencies have been observed in experiments and thus highlight the flexibility of the considered model. Finally we computed the linear conductance for a multi level quantum dot model that has been proposed to describe SOI and impurity scattering effects in carbon nanotubes (CNT). The SOI was seen to affect the already complicated level structure of the CNT and thus profoundly changes the linear conductance, especially the location of conductance resonances with respect to an applied magnetic field and gate voltage. Again asymmetries influence the conductance and the effects are explained by means of the effective tunnel couplings to the eigenstates of the CNT. We finished with an improved analysis of a reduced version of this model that includes two particle vertex renormalization. The computed linear conductance is in excellent agreement with experimental data.
The progress in micro-fabrication technologies makes it possible to address individual, tailored, mesoscopic structures with sizes on a nanometer to micrometer scale. The transport properties of such quasi zero- or one-dimensional systems are considerably influenced by the electron-electron interaction. In theoretical studies this often becomes apparent in the emergence of divergences in a perturbative treatment of the interaction. A successful approach may then be given by renormalization group (RG) methods which are based on the idea of treating energy scales successively from high to low. In the functional RG (fRG) an exact infinite hierarchy of flow equations for multi-particle Green or vertex functions is derived, that allows for systematic approximations on different levels. In numerous studies the fRG has been found to be a powerful tool for the investigation of low dimensional Fermi systems. Usually it is formulated within Matsubara formalism which applies to a system in thermal equilibrium. A central topic of this thesis is the implementation of the fRG within Keldysh formalism, providing the possibility to treat equilibrium and non-equilibrium situations on equal footing. The resulting Keldysh fRG is used in this thesis to explore the transport properties of quantum wires with several barriers and of the single impurity Anderson model. The thesis starts with an introduction to Keldysh formalism and to related concepts. Then the structure of the Green and vertex functions of Keldysh formalism is investigated. This includes studying the consequences of causality, characterizing thermal equilibrium, and formulating corresponding relations for the multi-particle functions. After that, the implementation of the fRG within Keldysh formalism is presented in detail. The flow equations for the vertex functions are derived via their diagrammatic expansion. Two especially useful flow parameters are determined: one of them cuts off the imaginary frequencies that appear as poles of the Fermi functions of the reservoirs. The second flow parameter is an artificially enhanced reservoir hybridization; on one hand it has the advantage to preserve the fluctuation dissipation theorem in equilibrium even in frequency dependent approximations; on the other hand, its use can be more cumbersome. One of the models studied in this thesis is a tight-binding chain with nearest-neighbour interaction. At weak and intermediate interactions it belongs to the class of Luttinger liquids (LLs) whose low energy properties are characterized by power laws. The transport properties of LLs have been studied experimentally for example on carbon nanotubes. However, the presence of transport barriers at the contacts make the interpretation of the experimental data difficult. A theoretical treatment with the fRG permits a rather large flexibility to model the barrier configuration. In this thesis the fRG is first used in its equilibrium Matsubara implementation in order to analyse the temperature dependence of the linear conductance in the presence of two, three or four barriers. It is shown that temperature induces an averaging over quantum phases of propagation, leading to combinations of the power law exponents of the individual barriers. An experimental set-up that allows to verify this behaviour is proposed. In a second step the Keldysh version of the fRG is applied to the problem of transport through a quantum wire at finite bias voltage. For a wire with two high contact barriers it is found that the non-equilibrium particle distribution in the wire is responsible for the appearance of a two-fold power law in the density of states. An additional weakly attached probe lead can be used to make the two different power laws visible in the conductance. The second model which is analysed is the one of the single Anderson impurity, often considered as a paradigm for the investigation of strong local electron correlations. The latter become noticeable in the appearance of the Kondo scale, an energy exponentially small in the interaction strength, that characterizes the low energy physics of the model in the regime of spin fluctuations. On the basis of this model an advanced frequency dependent approximation for the Keldysh fRG is developed in this thesis. Such an approximation can account for subleading effects of the interaction, namely the fact that two-particle interactions can generate decay rates for single-particle states. The derivation of a consistent approximation scheme is presented, that turns out to yield a good description of the model at moderate interaction strength.
In this thesis, we study two recently developed methods to tackle low-dimensional correlated quantum systems.\\In the first part, we benchmark the extension of the functional renormalization group to spin-systems. We apply it to the two-dimensional XXZ model and reproduce the prediction for the phase transition from planar to axial ordering at the isotropic point. The interpretation of the critical scale (where the flow of the susceptibility diverges) as the critical temperature of the system can be questioned, since it yields only good results in the Ising limit. Especially near the isotropic point, this interpretation becomes unsatisfactory as the Mermin-Wagner theorem is violated. We discuss several problems of the method and conclude that it should only be used to explore phase diagrams. In the second part, we extend previous works to two-level quantum dots in the Coulomb blockade regime with special hopping matrices in nonequilibrium, e.g., the Kondo model, to the generic form, including ferromagnetic leads, spin-orbit interactions etc. The dot and the transport observables are determined completely by the hybridization matrix, leading to one of our major results that all these models can be mapped to the Anderson impurity model with ferromagnetic leads. We investigate this model with a well-controlled real-time renormalization group approach and justify the results of a poor man's scaling analysis. By using a singular value decomposition of the tunneling matrix we can rotate the model to the anisotropic Kondo model in the high-energy regime to solve the flow equations analytically. With this, we calculate the stationary dot magnetization and the current. The minimum of the magnetization is found to be an ellipsoid as function of the magnetic field, where the stretching factor determines the distance to the scaling limit. Afterwards, we consider the special case of two external reservoirs and the system being in the scaling limit and discuss the golden-rule as well as the quantum-interference regime in detail. We can give a recipe how to extract the effective model parameters by measuring the current through the dot. Finally, the case of more than two dot-levels is discussed, where our approach becomes inapplicable.
The first topic of this thesis is the study of many-body effects in an one-dimensional strongly correlated electronic system - the Kondo lattice model. This system is tackled numerically by means of the density matrix renormalization group, since analytic method, i.e., perturbation the- ory fail due to competing coupling constants. The Kondo lattice model consists of a conduction band of electrons which couple via a spin exchange coupling to a localized spin lattice. We study the spectral properties of the one-dimensional Kondo lattice model as a function of the exchange coupling, the band filling, and the quasimomentum in the ferromagnetic and paramagnetic phases. We compute the dispersion relation of the quasiparticles, their lifetimes, and the Z factor. The exact ground state and the quasiparticle-dispersion relation of the Kondo lattice model with one conduction electron are well known. The quasiparticle could be identified as the spin polaron. Our calculations of the dispersion relation for partial band fillings give a result similar to the one-electron case, which suggests that the quasiparticle in both cases is the spin polaron. We find that the quasiparticle lifetime differs by orders of magnitude between the ferromagnetic and paramagnetic phases and depends strongly on the quasimomentum. Further- more, we study the effects of the Coulomb interaction on the phase diagram, the static magnetic susceptibility and electron spin relaxation. We show that onsite Coulomb interaction supports ferromagnetic order and nearest neighbor Coulomb interaction drives, depending on the elec- tron filling, either a paramagnetic or ferromagnetic order. Furthermore, we calculate electron quasiparticle life times, which can be related to electron spin relaxation and decoherence times, and explain their dependence on the strength of interactions and the electron filling in order to find the sweet spot of parameters where the relaxation time is maximized. We find that effective exchange processes between the electrons dominate the spin relaxation and decoherence rate. In the second topic of this thesis, we numerically calculate the electron transport through carbon nanotube based quantum dot devices. We use a master equation’s approach in first order of the tunneling rate to the leads and an extended constant interaction model to model the carbon nanotube system. This work has been done in collaboration with two experimental groups and we compare their respective experimentally obtained data to our numerical calculations. In both collaborations striking similarity between the numerical data and the experimental data is found. In the first collaboration transport through a carbon nanotube peapod, i.e, a carbon nanotube filled with fullerenes, has been measured. We identify a small hybridization between a fullerene molecule and the surrounding carbon nanotube to be of crucial importance for the understanding of the transport data. In the second collaboration, electron transport through a carbon nanotube rope, i.e., a bundle of carbon nanotubes has been measured. Also here, hybridization between the different nanotubes plays a crucial role. Furthermore, an external magnetic field is applied, which enables the identification of specific spin states of the compound quantum dot system. This might be important for future applications of such devices in spin-dependent electronics.
We study transport properties of quantum impurity systems using the functional renormalization group. The latter is an RG-based diagrammatic tool to treat Coulomb interactions in a fast and flexible way. Prior applications, which employed a simple first-order (Hartree-Fock-like) scheme to truncate the FRG flow equations within the Matsubara formalism, succeeded in accurately describing linear transport of various quantum dot geometries at zero temperature T=0. In a nutshell, advance in this Thesis is three-fold. First, we introduce a frequency-dependent second-order approximation in order to eventually compute finite-energy properties such as the conductance at T>0 (mainly focusing on the single impurity Anderson model). Second, a generalisation of the Hartree-Fock-like approach to Keldysh space allows for addressing the non-equilibrium steady-state dynamics of the interacting resonant level model. Third, we investigate the physics of a quantum dot Josephson junction as well as the charging of a single narrow level using the first-order scheme.
Correlations are a central ingredient of modern condensed matter physics. With the advent of mesoscopic physics, it became possible to study correlated systems in non-equilibrium situations, which can be reached by e.g. driving a constant current through a quantum dot. A basic question is how correlations on the one hand and a non-equilibrium current on the other hand influence each other. Here this interplay is studied for the model system of a quantum dot in the Kondo regime using the real time renormalization group (RTRG) method. This method is a functional renormalization group (RG) method allowing a non-perturbative description of correlated systems in non-equilibrium. For the Kondo quantum dot the method is generalized to the case of double vertices. The RTRG method not only provides equations for the calculation of the renormalized coupling between the quantum dot spin and the reservoir electrons, but also equations for the calculation of the non-equilibrium decoherence rate and the non-equilibrium current.The RG equations are derived to second order. This approximation is expected to be valid as long as the quantum dot does not enter the strong coupling regime, i.e. the effective coupling strength between the quantum dot spin and the electrons does not become too large. It is found that this is the case if the bias voltage applied to the dot or the temperature is much larger than the Kondo temperature.It is shown that the RG equations lead to coupling functions depending on the energy of the incident and the scattered electron. This dependence is simplified to the dependence on the average energy of the incident and the scattered electron in the weak coupling regime.A closer inspection of the RG equations for the couplings shows that they not only contain terms leading to a logarithmic increase of the coupling strength but also subleading terms which are unimportant in the weak coupling regime. The RG equations are solved analytically for the case where the subleading terms are neglected. It is found that the coupling functions develop resonances at energies associated with the chemical potentials of the reservoirs. The height of these resonances is determined by the decoherence rate. However, for bias voltages much larger than the Kondo temperature these resonances do not affect the conductance for a two terminal setup, so the conductance does not provide a measure for the decoherence rate in this case. It is found that the conductance for the two terminal setup is a universal function of voltage/Kondo temperature and temperature/Kondo temperature in the weak coupling regime. This function is calculated analytically in the limits of vanishing voltage or temperature. Furthermore, it is found that for zero temperature the decoherence rate is proportional to the non-equilibrium current flowing through the system. This supports the physical picture that a non-equilibrium current is associated with a decoherence rate, which cuts the logarithmic scaling of the coupling strength.Finally, the RG equations are solved numerically for zero temperature including the subleading corrections found before. As expected, the subleading corrections have no impact on the decoherence rate and the conductance in the weak coupling regime. On the other hand, it is found that they lead to strong deviations from the results of the analytic leading logarithmic approximation if the bias voltage approaches the Kondo temperature. Generally, it is found that the subleading corrections lead to a saturation of the decoherence rate and the conductance to some finite value. However, for the numerical solution a numerical regularization parameter has to be introduced. It turns out that the saturation value found depends on its value, so no statements on the precise value of the decoherence rate and the current can be made in this regime.
Using a real-time renormalization group method we study the minimal model of a quantum dot dominated by charge fluctuations, the two-lead interacting resonant level model, at finite bias voltage. We develop a set of RG equations to treat the case of weak and strong charge fluctuations, together with the determination of power-law exponents up to second order in the Coulomb interaction. We derive analytic expressions for the charge susceptibility, the steady-state current, and the conductance in the situation of arbitrary system parameters, in particular away from the particle-hole symmetric point and for asymmetric Coulomb interactions. In the asymmetric situation we find that power laws can be observed for the current only as a function of the level position (gate voltage) but in general not as a function of the voltage except for extremely large voltages. Furthermore, we study the quench dynamics after sudden switch-on of the level-lead couplings. The time evolution of the dot occupation and current is governed by exponential relaxation accompanied by voltage-dependent oscillations and characteristic algebraic decay.