States of matter which are described by concepts in topology are of great interest in the community of condensed matter physics. Both from a pure theoretical perspective, where many non-intuitive and mathematically rich results can be found from seemingly simple models, and also since recent experimental developments allows for explicit construction of devices where the underlying topology has observable consequences. This thesis provides a conceptual introduction to the framework describing such topological states of matter (TSM). It starts by explaining ordinary band theory which is followed by a discussion of quantum mechanical symmetries. These two concepts provides a method of classifying all non-interacting fermionic TSM. Following are explicit applications to a few models in one spatial dimension. In the accompanying paper, we study one-dimensional superconductors with Josephson-junctions allowing phase shifts of π. We make a detailed analysis of the junction bound states and their properties in some different settings and compare the behaviour of trivial and topological superconducting junctions. In addition, we provide a phenomenological topological field theory in the low energy limit.
States of matter which are described by concepts in topology are of great interest in the community of condensed matter physics. Both from a pure theoretical perspective, where many non-intuitive and mathematically rich results can be found from seemingly simple models, and also since recent experimental developments allows for explicit construction of devices where the underlying topology has observable consequences. This thesis provides a conceptual introduction to the framework describing such topological states of matter (TSM). It starts by explaining ordinary band theory which is followed by a discussion of quantum mechanical symmetries. These two concepts provides a method of classifying all non-interacting fermionic TSM. Following are explicit applications to a few models in one spatial dimension. In the accompanying paper, we study one-dimensional superconductors with Josephson-junctions allowing phase shifts of π. We make a detailed analysis of the junction bound states and their properties in some different settings and compare the behaviour of trivial and topological superconducting junctions. In addition, we provide a phenomenological topological field theory in the low energy limit.
We give a self-contained and enriched review about topology properties in the rapidly growing field of topological states of matter (TSM). This review is mainly focus on the beautiful interplay of topology mathematics and condensed matter physics that issuing TSM. Fiber bundle theory is a powerful concept to describe the non-trivial topology properties underlying the physical system. So we briefly present some motivation of fiber bundle theory and following that several effective topological methods have been introduced to judge whether a fiber bundle is trivial or not. Next, we give some topological invariants that characterizes the non-trivial TSM in the non-interacting systems in all dimensions, which is called topological band theory. Following that, we review and generalize the topological response using topological field theory called Chern-Simons effective theory. Finally, the classification of free-fermion systems have been studied by loop space and K-theory.
Topological quantum phases of matter are often characterized by the presence of fractionalized quasiparticles, which exhibit non-trivial braiding statistics or carry fractional quantum numbers, or of protected gapless surface states. In this thesis, we study topological phases in two and three spatial dimensions, from the perspective of searching for new exotic quantum phases and of characterizing their experimental signatures.\nWe first study topological defects in fermionic paired superfluids and discover that in the presence of a multiply quantized vortex, such a state hosts unpaired fermions in the BCS regime. We predict that these unpaired fermions will result in an experimentally measurable deviation of the system's angular momentum from its value in the BEC regime. Focusing on two-dimensions, we then study superconductors coupled to dynamically fluctuating electromagnetism, and establish a universal framework for studying the low-energy physics of such systems. We derive topological field theories describing all spin-singlet superconductors which naturally capture the interplay of symmetry and topology in these gapped states.\nThe remainder of this thesis is focused on a novel class of long-range entangled states of matter, known as “fracton” phases, in both two- and three-dimensions. These phases exhibit an intriguing phenomenology, most surprising of which is the presence of excitations which are immobile in isolation. Studying the non-equilibrium dynamics of gapped fracton phases, we discover that they naturally exhibit glassy quantum dynamics in the absence of quenched disorder, and hence may have potential technological applications as robust quantum memories. Finally, we conclude with a description of fracton phases as higher-rank tensor gauge theories and discuss the emergent phases of matter in which a finite density of fractons or their bound states may exist.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
What theoretical approaches are appropriate for describing topological quantum matter? The answer depends on the type of topological phase we want to study, e.g., noninteracting or interacting, and on the type of information we are interested in, e.g., generic properties or system-specific properties that are relevant to a particular experiment or type of experiment. Noninteracting topological phases can be described within topological band theory using the basic tools of the band theory of solids. However, the complexity of the model, i.e., how much detail has to be included, depends on whether we are only interested in the topological properties of the system or, in addition, we need to consider certain non-topological features. For example, predicting whether or not a specific material is a topological insulator requires detailed knowledge of its band structure, which can be acquired using density functional theory (DFT) methods. Similar treatments may be required to account for certain experimental features involving both topological and nontopological contributions. On the other hand, to understand the classification of topological insulators, it is sufficient to consider “bare bone” effective models, such as continuum Dirac models or simple tight-binding models. Topologically, these descriptions with extremely different levels of complexity are equivalent whenever one can smoothly connect the corresponding Hamiltonians (up to the addition/subtraction of trivial bands) without closing the bulk gap. However, the effective models provide only a crude description of experimentally relevant properties such as energy gaps, band dispersion, and real space properties of boundary states. In some sense, the situation is analogous to the characterization of a given mathematical object within topology, which only deals with properties that are robust against deformations, and geometry, which accounts for properties described by distances, angles, and shapes.
W HAT THEORETICAL APPROACHES ARE APPROPRIATE for describing topological quantum matter? The answer depends on the type of topological phase we want to study, e.g., non-interacting or interacting, and on the type of information we are interested in, e.g., system-specific properties in the case of a theory designed to provide support for a particular experiment or type of experiment. Non-interacting topological phases can be described within topological band theory using the basic tools of the band theory of solids. However, the complexity of the model, i.e., how much detail has to be included, depends on whether we are only interested in the topological properties of the system or, in addition, we need to consider certain nontopological features. For example, predicting whether or not a specific material is a topological insulator requires detailed knowledge of its band structure, which can be acquired using density functional theory (DFT) methods. Similar treatments may be required to account for certain experimental features involving both topological and non-topological contributions. On the other hand, to understand the classification of topological insulators, it is sufficient to consider “bare bone” effective models, such as continuum Dirac models or simple tight-binding models. Topologically, these descriptions with extremely different levels of complexity are equivalent whenever one can smoothly connect the corresponding Hamiltonians (up to the addition/subtraction of trivial bands) without closing the insulating gap. However, the effective models provide only a crude description of experimentally relevant properties such as energy gaps, band dispersion, and real space properties of boundary states. In some sense, the situation is analogous to the characterization of a given mathematical object within topology, which only deals with properties that are robust against deformations, and geometry, which accounts for properties described by distances, angles, and shapes.