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arXiv:1210.6672 · physica status solidi (RRL) - Rapid Research Letters

From the adiabatic theorem of quantum mechanics to topological states of matter

Jan Carl Budich, Björn Trauzettel

Published Jan 8, 2013• 86 citations
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Abstract

Abstract magnified image Owing to the enormous interest the rapidly growing field of topological states of matter (TSM) has attracted in recent years, the main focus of this review is on the theoretical foundations of TSM. Starting from the adiabatic theorem of quantum mechanics which we present from a geometrical perspective, the concept of TSM is introduced to distinguish gapped many body ground states that have representatives within the class of non‐interacting systems and mean field superconductors, respectively, regarding their global geometrical features. These classifying features are topological invariants defined in terms of the adiabatic curvature of these bulk insulating systems. We review the general classification of TSM in all symmetry classes in the framework of K‐Theory. Furthermore, we outline how interactions and disorder can be included into the theoretical framework of TSM by reformulating the relevant topological invariants in terms of the single particle Green's function and by introducing twisted boundary conditions, respectively. We finally integrate the field of TSM into a broader context by distinguishing TSM from the concept of topological order which has been introduced to study fractional quantum Hall systems. (© 2013 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)

DOI
10.1002/pssr.201206416

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Abstract magnified image Owing to the enormous interest the rapidly growing field of topological states of matter (TSM) has attracted in recent years, the main focus of this review is on the theoretical foundations of TSM. Starting from the adiabatic theorem of quantum mechanics which we present from a geometrical perspective, the concept of TSM is introduced to distinguish gapped many body ground states that have representatives within the class of non‐interacting systems and mean field superconductors, respectively, regarding their global geometrical features. These classifying features are topological invariants defined in terms of the adiabatic curvature of these bulk insulating systems. We review the general classification of TSM in all symmetry classes in the framework of K‐Theory. Furthermore, we outline how interactions and disorder can be included into the theoretical framework of TSM by reformulating the relevant topological invariants in terms of the single particle Green's function and by introducing twisted boundary conditions, respectively. We finally integrate the field of TSM into a broader context by distinguishing TSM from the concept of topological order which has been introduced to study fractional quantum Hall systems. (© 2013 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)
We give a self-contained and enriched review about topology properties in the rapidly growing field of topological states of matter (TSM). This review is mainly focus on the beautiful interplay of topology mathematics and condensed matter physics that issuing TSM. Fiber bundle theory is a powerful concept to describe the non-trivial topology properties underlying the physical system. So we briefly present some motivation of fiber bundle theory and following that several effective topological methods have been introduced to judge whether a fiber bundle is trivial or not. Next, we give some topological invariants that characterizes the non-trivial TSM in the non-interacting systems in all dimensions, which is called topological band theory. Following that, we review and generalize the topological response using topological field theory called Chern-Simons effective theory. Finally, the classification of free-fermion systems have been studied by loop space and K-theory.
States of matter which are described by concepts in topology are of great interest in the community of condensed matter physics. Both from a pure theoretical perspective, where many non-intuitive and mathematically rich results can be found from seemingly simple models, and also since recent experimental developments allows for explicit construction of devices where the underlying topology has observable consequences. This thesis provides a conceptual introduction to the framework describing such topological states of matter (TSM). It starts by explaining ordinary band theory which is followed by a discussion of quantum mechanical symmetries. These two concepts provides a method of classifying all non-interacting fermionic TSM. Following are explicit applications to a few models in one spatial dimension. In the accompanying paper, we study one-dimensional superconductors with Josephson-junctions allowing phase shifts of π. We make a detailed analysis of the junction bound states and their properties in some different settings and compare the behaviour of trivial and topological superconducting junctions. In addition, we provide a phenomenological topological field theory in the low energy limit.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
T HE CLASSIFICATION OF DISTINCT PHASES OF MATTER is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research activity on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov-de Gennes theory. This chapter summaries the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [48, 402, 153] and review papers [211, 212, 357, 22] specifically dedicated to this subject.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
For decades, Landau’s theory of phase transition has provided a successful classification for quantum and classical states of matter based on their symmetry broken patterns, except for certain exotic quantum states such as the fractional quantum Hall (FQH) effect. However, such exotic phenomena are crucial for a complete understanding of the nature. This thesis explores new physical principles emerging from topology and topological states. First, we use an example to demonstrate Landau’s theory by studying a pair-density wave system, where the symmetry-breaking paradigm is applicable. It turns out that such a system exhibits the Kosterlitz-Thouless (KT) transition, a phase transition driven by the proliferation of topological defects, i.e. vortex-antivortex pairs. For topological systems, where symmetry broken pattern cannot be used as a classification tool, we prove a theorem that two gapped systems with non-vanishing ground-state overlap must be adiabatically connected, and thus are necessarily in the same topological phase. This theorem provides a simple and generic approach to classify topological band insulators/superconductors, without the needs to calculate any known or yet-to-known topological indices. Once the overlap is found nonzero, the two systems must be topologically identical. After presenting a generic proof, the theorem is also verified through calculating the overlap for several milestone topological band insulators and certain interacting systems. Such an overlap technique is then generalized to (2+1)-D strongly-interacting topological systems at fixed points, including both symmetry-protected topological (SPT) states and intrinsic topological states like FQH. For interacting topological states, the main challenge of utilizing wave-function overlaps to classify them lies in the famous Anderson orthogonality catastrophe (AOC), which states that two different many-body wave functions must have zero overlap in the thermodynamic limit. In this thesis, we found that wave-function overlaps indeed carry critical information about the topological nature of quantum states and this information can be extracted from the finite-size scaling of the overlaps. In the finite-size scaling analysis, we found a universal topological response term as a sub-leading contribution. This term depends on both the central charge of the corresponding conformal field theory (CFT) and the Euler characteristics of the underlying manifolds on which the system is defined. This term reveals a fundamental connection between ground-state overlaps and CFT’s. In addition, surprisingly, the overlap between an intrinsic topological state and a topologically trivial product state shows a decay faster than the exponential behavior expected via a typical AOC analysis. Such finite-size scaling behaviors could be utilized to theoretically detect the gapless edge modes, and to distinguish the topology of quantum states or serve as a signature of topological phase transitions. Possible generalization to higher dimensions and generic non-fixed-point topological systems is also discussed.