With the discovery of the integer quantum Hall effect by von Klitzing and collaborators in 1980, the mathematical field of topology entered the world of condensed matter physics. Almost three decades later, this eventually led to the theoretical prediction and the experimental realization of many intriguing topological materials and topology-based devices. In this Ph.D. thesis, we will study the interplay between topology and another key topic in condensed matter physics, namely the study of inter-particle interactions in many-body systems. This interplay is analyzed from two different perspectives. Firstly, we studied how the presence of electron-electron interactions affects single-electron injection into a couple of counter-propagating one-dimensional edge channels. The latter appear at the edges of topologically non-trivial systems in the quantum spin Hall regime and they can also be engineered by exploiting the integer quantum Hall effect. Because of inter-channel interactions, the injected electron splits up into a couple of counter-propagating fractional excitations. Here, we carefully study and discuss their properties by means of an analytical approach based on the Luttinger liquid theory and the bosonization method. Our results are quite relevant in the context of the so-called electron quantum optics, a fast developing field which deeply exploits the topological protection of one-dimensional edge states to study the coherent propagation of electrons in solid-state devices. As an aside, we also showed that similar analytical techniques can also be used to study the time-resolved dynamics of a Luttinger liquid subject to a sudden change of the interaction strength, a protocol known as quantum quench which is gaining more and more attention, especially within the cold-atoms community. Secondly, we study how inter-particle interactions can enhance the topological properties of strictly one-dimensional fermionic systems. More precisely, the starting point is the seminal Kitaev chain, a free-fermionic lattice model which hosts exotic Majorana zero-energy modes at its ends. The latter are extremely relevant in the context of topological quantum computation because of their non-Abelian anyonic exchange statistics. Here we show that, by properly adding electron-electron interactions to the Kitaev chain, it is possible to obtain lattice models which feature zero-energy parafermionic modes, an even more intriguing generalization of Majoranas. To this end, we develop at first an exact mapping between Z4 parafermions and ordinary fermions on a lattice. We subsequently exploit this mapping to analytically obtain an exactly solvable fermionic model hosting zero-energy parafermions. We study their properties and numerically investigate their signatures and robustness even when parameters are tuned away from the exactly solvable point.
With the discovery of the integer quantum Hall effect by von Klitzing and collaborators in 1980, the mathematical field of topology entered the world of condensed matter physics. Almost three decades later, this eventually led to the theoretical prediction and the experimental realization of many intriguing topological materials and topology-based devices. In this Ph.D. thesis, we will study the interplay between topology and another key topic in condensed matter physics, namely the study of inter-particle interactions in many-body systems. This interplay is analyzed from two different perspectives. Firstly, we studied how the presence of electron-electron interactions affects single-electron injection into a couple of counter-propagating one-dimensional edge channels. The latter appear at the edges of topologically non-trivial systems in the quantum spin Hall regime and they can also be engineered by exploiting the integer quantum Hall effect. Because of inter-channel interactions, the injected electron splits up into a couple of counter-propagating fractional excitations. Here, we carefully study and discuss their properties by means of an analytical approach based on the Luttinger liquid theory and the bosonization method. Our results are quite relevant in the context of the so-called electron quantum optics, a fast developing field which deeply exploits the topological protection of one-dimensional edge states to study the coherent propagation of electrons in solid-state devices. As an aside, we also showed that similar analytical techniques can also be used to study the time-resolved dynamics of a Luttinger liquid subject to a sudden change of the interaction strength, a protocol known as quantum quench which is gaining more and more attention, especially within the cold-atoms community. Secondly, we study how inter-particle interactions can enhance the topological properties of strictly one-dimensional fermionic systems. More precisely, the starting point is the seminal Kitaev chain, a free-fermionic lattice model which hosts exotic Majorana zero-energy modes at its ends. The latter are extremely relevant in the context of topological quantum computation because of their non-Abelian anyonic exchange statistics. Here we show that, by properly adding electron-electron interactions to the Kitaev chain, it is possible to obtain lattice models which feature zero-energy parafermionic modes, an even more intriguing generalization of Majoranas. To this end, we develop at first an exact mapping between Z4 parafermions and ordinary fermions on a lattice. We subsequently exploit this mapping to analytically obtain an exactly solvable fermionic model hosting zero-energy parafermions. We study their properties and numerically investigate their signatures and robustness even when parameters are tuned away from the exactly solvable point.
This thesis presents theoretical studies of strongly correlated systems as well as topologically ordered systems in 1D. Non-Fermi liquid behavior characteristic of interacting 1D electron systems is investigated with an emphasis on experimentally relevant setups and observables. The existence of end Majorana fermions in a 1D p-wave superconductor subject to periodic, incommensurate and disordered potentials is studied. The Tomonaga-Luttinger liquid (TLL), a model of interacting electrons in one spatial dimension, is considered in the context of two systems of experimental interest. First, a study of the electronic properties of single-walled armchair carbon nanotubes in the presence of transverse electric and magnetic fields is presented. As a result of their effect on the band structure and electron wave functions, fields alter the nature of the (effective) Coulomb interaction in tubes. In particular, it is found that fields couple to nanotube bands (or valleys), a quantum degree of freedom inherited from the underlying graphene lattice. As revealed by a detailed TLL calculation, it is predicted that fields induce electrons to disperse into their spin, band, and charge components. Fields also provide a means of tuning the shell-filling behavior associated with short tubes. The phenomenon of charge fractionalization is investigated in a one-dimensional ring. TLL theory predicts that momentum-resolved electrons injected into the ring will fractionalize into clockwise- and counterclockwise-moving quasiparticles. As a complement to transport measurements in quantum wires connected to leads, non-invasive measures involving the magnetic field profiles around the ring are proposed. Topological aspects of 1D p-wave superconductors are explored. The intimate connection between non-trivial topology (fermions) and spontaneous symmetry breaking (spins) in one-dimension is investigated. Building on this connection, a spin ladder system endowed with vortex degrees of freedom is proposed in order to study the effects that inhomogeneous potentials have on the topological phase diagram. Periodic vortex patterns yield a rich parameter space for tuning into a topologically non-trivial phase. This analysis hinges on the development of a topological invariant based on the wave function of Majorana fermions which inhabit the ends of the system and are robust to disorder. The method is generalized to aperiodic and disordered potentials. The topological phase diagram of such systems is studied; numerical and analytic results are found to be in close agreement.
This dissertation is devoted to theoretical studies of strongly interacting one-dimensional and quasi one-dimensional electron systems. The properties of one-dimensional electron systems can be studied within the bosonization technique, which presents fermions as collective bosonic density excitations. The power of this approach is the ability to treat electron-electron interaction exactly in the low-energy limit. The approach predicts the failure of Fermi liquid and an absence of long-range order in one-dimensions. The low-energy description of one-dimensional interacting systems is called the Tomonaga-Luttinger liquid theory. For example, the edges of quantum Hall systems are one-dimensional and described by a chiral Tomonaga-Luttinger liquid. Another example is a quantum spin Hall system with helical edge states, which are also described by a Tomonaga-Luttinger liquid. In our first work, a study of magnetized edge states of quantum spin-Hall system is presented. A magnetic field dependent signature of such edges is obtained, which can be verified in a Coulomb drag experiment. The second part of the dissertation is devoted to quasi-one dimensional antiferromagnetic lattices. A spatially anisotropic lattice antiferromagnet can be viewed as an array of one dimensional spin chains coupled in a way to match the lattice symmetry. This allows to use the non-Abelian bosonization technique to describe the low-energy physics of spin chains and study the inter-chain interactions perturbatively. The work presented in the dissertation studies the effect of Dzyaloshinskii-Moriya interaction on the magnetic phase diagram of the spatially anisotropic kagome antiferromagnet. We predict a Dzyaloshinskii-Moriya interaction driven phase transition from Neel to Neel+dimer state. In the third work, a novel model of the fractional quantum Hall effect is given. Wave functions of two-dimensional electrons in strong and quantizing magnetic field are essentially one-dimensional. That invites one to use the one-dimensional phenomenological bosonization to describe the density fluctuations of the two-dimensional interacting electrons in magnetic field. Remarkably, the constructed trial bosonized fermion operator describing the electron states with a fixed Landau gauge momentum is effectively two-dimensional.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Majorana fermions arise in a broad range of systems in condensed matter physics, not only as a useful abstraction but also as emergent quasiparticles, e.g., at the boundaries of topological insulators. In this dissertation, we consider two distinct settings wherein Majorana fermions play a central role: (i) non-abelian Kitaev spin liquids and (ii) entanglement dynamics in monitored quantum circuitsThe Kitaev spin liquid is a paradigmatic model featuring non-abelian anyons and a chiral Majorana edge mode when time-reversal symmetry is broken. To this end, it presents an alluring platform for realizing topologically protected quantum information. However, experimental efforts to identify this putative phase have been hampered both by the difficulty of probing the charge neutral quasiparticles and by the presence of phonons and other deviations from the idealized toy model. Here we examine how judicious device design may suppress bulk phonon contributions to thermal transport, allowing for refined observation of transport mediated by the chiral Majorana edge mode. Moreover, we show that the bulk topological order can be revealed through universal features in the tunneling conductance across a point contact. Looking forward, we develop a roadmap for near-term experimental devices to demonstrate robust control of topologically protected qubits encoded in the bulk anyons.Much as Majorana models form the building blocks for symmetry-protected topological order, Majorana circuits provide a powerful framework for studying the entanglement dynamics and phases of monitored quantum circuits. Here we show that the entanglement dynamics of Majorana circuits can be mapped exactly to the statistical mechanics of classical loop models. Harnessing this framework, we undertake a precise numerical characterization of the universality of entanglement transitions in symmetry classes BDI and D in both (1+1) and (2+1)-dimensional circuits. Furthermore, we employ duality relations for loop models to construct an analytically solvable interacting circuit which features not only the usual percolation criticality but also Berezinskii-Kosterlitz-Thouless critical lines and a tricritical point with Ising universality. Lastly, by generalizing to colored loop models for Majorana circuits with classical control, we provide a blueprint for engineering even more diverse entanglement dynamics which may include Hilbert-space fragmentation and subdiffusive transport.
Understanding the interplay between symmetries and phases lies at the heart of characterizing states of matter. The conventional Landau's paradigm associates local ordered states with symmetry breaking, but this paradigm fails to include gapped topological phases, which can only be distinguished by the global topological invariant and the present of gapless edge modes at open boundaries. In this thesis, variety of states of matter is enriched from two aspects: a new paradigm of phases that incorporates both symmetry broken phase and topological phase, and exotic topological phases that are realized in different degree of freedoms of the same system. The two aspects are explored by studying corresponding one dimensional fermionic models. Besides gapped phases, exotic quasiparticle interferences of gapless topological systems are also investigated. \n \nThe first chapter serves as a theoretical basis for the next two chapters by giving an introduction to topological phases in one dimension. In particular, a bosonization method is introduced to describe topological degeneracy and edge zero modes, which is favoured by the ability to deal with interactions as well as to uncover the phenomena of spin-charge separation. \n \nIn the second chapter a new paradigm of phases is proposed and investigated that incorporates both symmetry broken phases and symmetry-protected topological phases. Through exact-solvable models bond spin density wave(BSDW) states are proposed as candidates for this new paradigm, which are ZZ2 symmetry breaking due to spontaneous dimerization and yet each is topological nontrivial with edge zero modes of fractional fermions. More general lattice models are constructed, and it is shown that BSDW exists in a considerable regime of parameters for a family of lattice models, from both mean-field analysis and bosonization. \n \nIn the third chapter, we give an effective field description for spin-charge separated edge modes consisting of both Majorana modes and fractional fermions, and demonstrate how to harvest both simultaneously in a spinless fermionic ladder with particle-hole symmetry and single-chain fermion parity. Further, the idea of spin-charge separated edge modes is applied to reinterpret the prominent Haldane phase of spin-1 chain in its equivalent spin-frac12 fermionic model. \n \nIn contrast to the above two theoretically oriented topics that aim to add variety to topological phases, the third topic establishes a bridge between abstract concepts for topological systems to remarkable features that can be detected in experiments. The last chapter reveals how topological charges for topological Fermi points, through exhibiting exotic quasiparticle interference in the presence of impurities, could be visualized in STS measurements. \nThe generalized joint density of states(GJDOS) is applied to address effects from the geometry of band dispersion and topological charges separately. Both analytical results and numerical simulation suggest distinct and robust quasiparticle interference features as indicators for topological charges that can be accessed by FT-STS experiments.