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arXiv:2610.01414

On thermalization in random free fermions: Statistical origins and energy-dependent ETH structure

Xiao-Kan Guo, Zhiqiang Huang

Published Oct 1, 2026• 0 citations
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Abstract

We analyze thermalization and eigenstate thermalization in the random free fermion model, a quadratic Hamiltonian with a Gaussian Orthogonal Ensemble hopping matrix, by an exact random-matrix calculation. For a single-particle observable $A$ we compute the ensemble average and fluctuations of $\operatorname{Tr}(Aρ(t))$: we derive the relaxation envelope $g^2(t/τ_λ)$ with $τ_λ= \hbar/(2η\sqrt{N})$ and its oscillatory $|t|^{-3}$ tail, both properties of the semicircular limiting density, and we show that the variance of the fluctuations is $O(1/N)$, so that the relaxation profile self-averages at fixed scaled time. Incorporating particle-number conservation, we prove a factorization theorem for the energy-shell statistics of the many-body eigenstates: the energy-independent ETH structure follows from the statistical independence of the eigenvector matrix and the spectrum, and at fixed realization the energy constraint enters only through a covariance subtraction of relative order $1/N$. A controlled eigenvector--eigenvalue correlation deformation $H(\varepsilon)=H_0+\varepsilon H_1$ then generates, at first order in $\varepsilon$, the energy dependence of the diagonal energy-resolved slope and of the off-diagonal spectral function, a single-particle diagnostic of the ETH structure in the allowed particle-hole sector. Correlation-function fluctuations and the single-particle spectral form factor finally identify the subleading $O(1/N)$ late-time fingerprints of two-level spectral correlations. The model thus separates eigenbasis chaos from spectral chaos and identifies the statistical origin of energy-independent versus energy-dependent ETH.

DOI
10.48550/arxiv.2610.01414

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The Eigenstate Thermalization Hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention towards the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.
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