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arXiv:2609.24602

Random-matrix and transport frequencies in eigenstate spectral functions

Kadir Çeven, Rohit Patil, Marcos Rigol, Fabian Heidrich-Meisner

cond-mat.stat-mechcond-mat.dis-nncond-mat.str-elquant-phSubmitted Sep 21, 2026• Announced Sep 22, 2026• 0 citations
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Abstract

The fact that generic isolated many-body quantum systems thermalize is understood using the eigenstate thermalization hypothesis (ETH). In recent years, there has been much interest in the behavior of the ETH spectral functions, which characterize the smooth dependence of the variance of the off-diagonal matrix elements of observables on the associated energy and frequency, and whose low-frequency part contains information about the long-time dynamics. In finite systems described by the ETH, the spectral functions are expected to exhibit plateaus below a characteristic frequency $ω^{}_{\mathrm{ETH}}$. In this regime, the statistics of the matrix elements of observables are expected to be described by random matrix theory. Related frequencies that have been studied in the literature are $ω^{}_{\mathrm{SFF}}$, which controls the onset of random-matrix behavior in the spectral form factor, and the transport frequencies $ω^{}_{\mathrm{tr}}$, which are derived from transport coefficients. However, a direct quantitative comparison of these frequencies is lacking. Using exact diagonalization, we conduct such a comparison for the spectral functions of current operators in clean and disordered quantum spin ladders with diffusive energy and spin transport. We find clear evidence for the expected low-frequency plateaus in the ETH spectral functions. For the accessible system sizes, $ω^{}_{\mathrm{SFF}}$ is consistent with the extent of the plateaus, while the transport frequencies are systematically larger and lie in the nonuniversal regime of the spectral functions. Our findings highlight the need to better understand the origin of these quantitative differences.

Comments
13 pages, 9 figures

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The fact that generic isolated many-body quantum systems thermalize is understood using the eigenstate thermalization hypothesis (ETH). In recent years, there has been much interest in the behavior of the ETH spectral functions, which characterize the smooth dependence of the variance of the off-diagonal matrix elements of observables on the associated energy and frequency, and whose low-frequency part contains information about the long-time dynamics. In finite systems described by the ETH, the spectral functions are expected to exhibit plateaus below a characteristic frequency ωETHω^{}_{\mathrm{ETH}}ωETH​. In this regime, the statistics of the matrix elements of observables are expected to be described by random matrix theory. Related frequencies that have been studied in the literature are ωSFFω^{}_{\mathrm{SFF}}ωSFF​, which controls the onset of random-matrix behavior in the spectral form factor, and the transport frequencies ωtrω^{}_{\mathrm{tr}}ωtr​, which are derived from transport coefficients. However, a direct quantitative comparison of these frequencies is lacking. Using exact diagonalization, we conduct such a comparison for the spectral functions of current operators in clean and disordered quantum spin ladders with diffusive energy and spin transport. We find clear evidence for the expected low-frequency plateaus in the ETH spectral functions. For the accessible system sizes, ωSFFω^{}_{\mathrm{SFF}}ωSFF​ is consistent with the extent of the plateaus, while the transport frequencies are systematically larger and lie in the nonuniversal regime of the spectral functions. Our findings highlight the need to better understand the origin of these quantitative differences.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.
The eigenstate thermalization hypothesis (ETH) describes the properties of diagonal and off-diagonal matrix elements of local operators in the eigenenergy basis. In this work, we propose a relation between (i) the singular behavior of the off-diagonal part of ETH at small energy differences and (ii) the smooth profile of the diagonal part of ETH as a function of the energy density. We establish this connection from the decay of the autocorrelation functions of local operators, which is constrained by the presence of local conserved quantities whose evolution is described by hydrodynamics. We corroborate our predictions through numerical simulations of two distinct nonintegrable spin-1 Ising models, exhibiting diffusive and superdiffusive transport behaviors. The simulations are performed using dynamical quantum typicality up to 18 spins, for both infinite- and finite-temperature regimes.
The thermalization phenomenon and many-body quantum statistical properties are studied on the example of several observables in isolated spin-chain systems, both integrable and generic nonintegrable. While diagonal matrix elements for nonintegrable models comply with the eigenstate thermalization hypothesis, the integrable systems show evident deviations and similarity to properties of noninteracting many-fermion models. The finite-size scaling reveals that the crossover between the two regimes is given by a scale closely related to the scattering length. Low-frequency off-diagonal matrix elements related to dc transport quantities also follow in a generic system a behavior analogous to the eigenstate thermalization hypothesis, however, unrelated to one of the diagonal matrix elements.
The eigenstate thermalization hypothesis explains the emergence of the thermodynamic equilibrium in isolated quantum many-body systems by assuming a particular structure of the observable's matrix elements in the energy eigenbasis. Schematically, it postulates that off-diagonal matrix elements are random numbers and the observables can be described by random matrix theory (RMT). To what extent a RMT description applies, more precisely at which energy scale matrix elements of physical operators become truly uncorrelated, is, however, not fully understood. We study this issue by introducing a novel numerical approach to probe correlations between matrix elements for Hilbert-space dimensions beyond those accessible by exact diagonalization. Our analysis is based on the evaluation of higher moments of operator submatrices, defined within energy windows of varying width. Considering nonintegrable quantum spin chains, we observe that matrix elements remain correlated even for narrow energy windows corresponding to timescales of the order of thermalization time of the respective observables. We also demonstrate that such residual correlations between matrix elements are reflected in the dynamics of out-of-time-ordered correlation functions.
We analyze thermalization and eigenstate thermalization in the random free fermion model, a quadratic Hamiltonian with a Gaussian Orthogonal Ensemble hopping matrix, by an exact random-matrix calculation. For a single-particle observable AAA we compute the ensemble average and fluctuations of Tr⁡(Aρ(t))\operatorname{Tr}(Aρ(t))Tr(Aρ(t)): we derive the relaxation envelope g2(t/τλ)g^2(t/τ_λ)g2(t/τλ​) with τλ=ℏ/(2ηN)τ_λ= \hbar/(2η\sqrt{N})τλ​=ℏ/(2ηN​) and its oscillatory ∣t∣−3|t|^{-3}∣t∣−3 tail, both properties of the semicircular limiting density, and we show that the variance of the fluctuations is O(1/N)O(1/N)O(1/N), so that the relaxation profile self-averages at fixed scaled time. Incorporating particle-number conservation, we prove a factorization theorem for the energy-shell statistics of the many-body eigenstates: the energy-independent ETH structure follows from the statistical independence of the eigenvector matrix and the spectrum, and at fixed realization the energy constraint enters only through a covariance subtraction of relative order 1/N1/N1/N. A controlled eigenvector--eigenvalue correlation deformation H(ε)=H0+εH1H(\varepsilon)=H_0+\varepsilon H_1H(ε)=H0​+εH1​ then generates, at first order in ε\varepsilonε, the energy dependence of the diagonal energy-resolved slope and of the off-diagonal spectral function, a single-particle diagnostic of the ETH structure in the allowed particle-hole sector. Correlation-function fluctuations and the single-particle spectral form factor finally identify the subleading O(1/N)O(1/N)O(1/N) late-time fingerprints of two-level spectral correlations. The model thus separates eigenbasis chaos from spectral chaos and identifies the statistical origin of energy-independent versus energy-dependent ETH.