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arXiv:2608.20520

$\mathcal{PT}$ and anti-$\mathcal{PT}$ phase transitions in a trimerized Su--Schrieffer--Heeger chain with nonreciprocal Rashba spin-orbit coupling

Milad Jangjan, Linhu Li, Longwen Zhou, Mir Vahid Hosseini

cond-mat.mes-hallquant-phSubmitted Aug 20, 2026• Announced Aug 24, 2026• Revised Aug 30, 2026 (v2)
v1 · Aug 20, 2026v2 · Aug 30, 2026v3 · Sep 7, 2026
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Abstract

We theoretically investigate a one-dimensional trimerized Su--Schrieffer--Heeger chain with three sublattices per unit cell subjected to a nonreciprocal Rashba spin-orbit coupling. Invoking a spin-flip symmetry, the non-Hermitian Hamiltonian decomposes into two independent spin sectors, enabling a spin-resolved analysis of non-Hermitian skin effects and system symmetries. We identify a rich phase diagram consisting of four bulk phases and two edge-state phases. The bulk phases include fully $\mathcal{PT}$-unbroken (real-spectrum) and fully anti-$\mathcal{PT}$-unbroken (imaginary-spectrum) regimes, as well as two mixed phases where one band remains on the real or imaginary axis while the other two form complex-conjugate pairs. The two edge-state phases correspond to topological edge modes with either $\mathcal{PT}$-unbroken (real) or anti-$\mathcal{PT}$-unbroken (imaginary) energies. Using non-Bloch band theory and Cardano's method, we derive closed-form expressions for phase boundaries and establish the bulk-edge correspondence for each spin sector. Calculations of Berry phase and directional inverse participation ratios confirm our analytical predictions. Our results provide a minimal platform for realizing spin-resolved non-Hermitian topology and edge-selective symmetry preservation, in which the bulk and edge states belong to distinct symmetry classes.

Comments
17 pages, 7 figures

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PT\mathcal{PT}PT and anti-PT\mathcal{PT}PT phase transitions in a trimerized Su--Schrieffer--Heeger chain with nonreciprocal Rashba spin-orbit coupling
We theoretically investigate a one-dimensional trimerized Su--Schrieffer--Heeger chain with three sublattices per unit cell subjected to a nonreciprocal Rashba spin-orbit coupling. Invoking a spin-flip symmetry, the non-Hermitian Hamiltonian decomposes into two independent spin sectors, enabling a spin-resolved analysis of non-Hermitian skin effects and system symmetries. We identify a rich phase diagram consisting of four bulk phases and two edge-state phases. The bulk phases include fully PT\mathcal{PT}PT-unbroken (real-spectrum) and fully anti-PT\mathcal{PT}PT-unbroken (imaginary-spectrum) regimes, as well as two mixed phases where one band remains on the real or imaginary axis while the other two form complex-conjugate pairs. The two edge-state phases correspond to topological edge modes with either PT\mathcal{PT}PT-unbroken (real) or anti-PT\mathcal{PT}PT-unbroken (imaginary) energies. Using non-Bloch band theory and Cardano's method, we derive closed-form expressions for phase boundaries and establish the bulk-edge correspondence for each spin sector. Calculations of Berry phase and directional inverse participation ratios confirm our analytical predictions. Our results provide a minimal platform for realizing spin-resolved non-Hermitian topology and edge-selective symmetry preservation, in which the bulk and edge states belong to distinct symmetry classes.
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We investigate domain-wall physics in a non-Hermitian Su-Schrieffer-Heeger model featuring the non-Hermitian skin effect and its higher-dimensional extensions, focusing on analytical eigenstate solutions under open boundary conditions. By gluing two Su-Schrieffer-Heeger chains with inverted coupling ratios together, we identify two distinct interface geometries, and derive closed-form quantization conditions for the complex wave number and wave functions using symmetry-based ansatzes. Besides conventional skin modes and topological zero modes, the domain walls generate additional localized states at finite energy that detach from the bulk open-boundary-condition continuum. We validate the analytical results by exact diagonalization, and further generalize the interface construction to a two-dimensional Lieb lattice, where competing nonreciprocities produce tunable funneling regimes towards codimension-one and codimension-two interfaces.
We investigate the interplay between the non-Hermitian skin effect and Aubry-André-Harper (AAH) quasiperiodic disorder in a one-dimensional Su-Schrieffer-Heeger (SSH) chain with nonreciprocal hopping. By exact diagonalization, transfer-matrix analysis, and an analytical similarity-transformation argument, we map the full ( , δδδ) phase diagram, where A is the AAH modulation strength and the nonreciprocity parameter. We identify five distinct regimes: ( ) topological with extended bulk, (II) AAH-localized, (III) skin-localized, (IV) fully localized, and a previously unreported (V) competition regime exhibiting reentrant partial delocalization, in which intermediate quasiperiodic disorder disrupts the directional skin accumulation before ultimately Anderson-localizing all states. Using phase-averaged diagnostics and finite-size scaling, we confirm that the reentrant regime is robust, characterized by a non-monotonic inverse participation ratio that sharpens with increasing system size. We derive an analytical expression for the modified localization boundary λc(δ)=2veffwλ_{c}(δ)=2\sqrt{v_{eff}w}λc​(δ)=2veff​w​ with vvff=v2−δ2v_{vff}=\sqrt{v^{2}-δ^{2}}vvff​=v2−δ2​, which agrees with numerical Lyapunov exponent calculations. We further show that quasiperiodic disorder progressively unwinds the complex spectral loops, destroying the point-gap topology at a critical strength distinct from the band-topological transition ; that the skin effect suppresses entanglement entropy to near-zero values while sufficiently strong AAH disorder partially restores it ; and that the SSH sublattice structure absent in the widely studied non-Hermitian AAH chain is essential for producing the five-phase landscape, as demonstrated by direct comparison with the non-dimerized limit.
We investigate the topology of the different phases of the extended Su-Schrieffer-Heeger (eSSH) model, which includes hopping processes between translationally inequivalent atoms beyond nearest neighbors. Exact analytical expressions for the edge states of a semi-infinite eSSH chain are derived, with wave functions that decay exponentially from the boundary with a unit-cell decay factor z. From the winding number of the bulk Hamiltonian under periodic boundary conditions, we determine the topological phase diagram and establish the bulk-boundary correspondence: changes in the winding number coincide with bulk gap closings and with the condition |z|=1 for the edge-state solutions. For finite chains, we further obtain analytical, approximate expressions for the low-energy edge states, which are shown to be highly accurate.
We investigate the non-Hermitian skin effect (NHSE) and topological phases in a ladder model with staggered nonreciprocal inter-leg hopping, consisting of an Su-Schrieffer-Heeger (SSH) chain coupled to a normal tight-binding chain. By tuning the system parameters, we show that the direction of the NHSE under open boundary conditions can be reversed and can even become energy dependent. The NHSE is further characterized by the spectral winding number under periodic boundary conditions. We further demonstrate that the inter-leg coupling significantly enlarges the topologically nontrivial parameter regime. Remarkably, the zero-energy topological edge modes reside on different legs of the ladder and are characterized by real-space winding numbers W=±1W=\pm1W=±1. Furthermore, increasing the nonreciprocity of the inter-leg hopping modifies the topological phase boundaries and eventually drives the system into a topologically trivial phase. Our results establish staggered nonreciprocal inter-leg hopping as an effective mechanism for engineering both the non-Hermitian skin effect and topological phases in ladder systems.
We investigate the topological phase in a one-dimensional Su-Schrieffer-Heeger (SSH) chain in the presence of a finite concentration of non-Hermitian substitutional impurities. Our primary focus is the discovery of a deterministic mechanism to actively reconfigure the topological phase boundaries by introducing site-dependent, non-reciprocal intracell and intercell hopping amplitudes. Specifically, breaking the internal structural symmetry of the non-reciprocal impurity hoppings induces a targeted macroscopic displacement of the critical point. This mechanism allows for the controlled expansion or compression of the topological phase strictly via local defect asymmetry. We validate this boundary displacement through finite-size scaling analysis. The extracted correlation length critical exponents (ν≈1.455ν\approx 1.455ν≈1.455 and ν≈1.397ν\approx 1.397ν≈1.397 for symmetric and asymmetric configurations, respectively) confirm a disorder-induced departure from the pristine SSH universality class, with the exponent diverging at high defect densities. We also report an impurity-induced real-to-complex spectral transition geometrically characterized by the Non-Hermitian Skin Effect. Ultimately, our results establish how isolated non-Hermitian asymmetries cooperatively interact to deterministically shift macroscopic topological protection.